A Selection of Actions in the World of Groups

June 15, 2012 – 5:50 pm

A Selection of Actions in the World of Groups

There are a number of actions in the social world that can be associated with groups as actors.

The following are actions that are associated with single groups.

  1. Formation: A group is formed when several individuals come together.
    • A book club is formed to pursue a common interest in literature.
  2. Expansion: More members attach themselves to the original group.
    • Others who share the literary interest join the club when they observe that the club has been successful for the existing members.
  3. Contraction: Membership declines
    • Members leave and others do not join when it is seen that the organization of the club is poor, and does not function well.
  4. Persistence: Individuals join and leave
    • Some move away and others join, but the function of the club is unchanged.
  5. Transformation: The nature of the group alters
    • As membership changes the function of the club also drifts, becoming a political lobby group.
  6. Dissolution: The group ceases to operate or to exist as a group.
    • All the once-members join other clubs which suit them better and no others join, or the book club simply stops meeting through lack of interest.
  7. Division: The group divides into separate groups.
    • Those who are interested in genre fiction form a separate book club more in keeping with their interests. The two clubs have little to do with each other.
  8. Subdivision: Subgroups form within the group.
    • Those who prefer one literary style hold their own meetings, but without resigning or ceasing to participate in the general club activities.

The following are interactions that may be observed between groups

  1. Absorption: A group attracts the membership of another group. (Set union.)
    • The book club joins a larger literary society
  2. Insertion: A group provides members to another group. (Set intersection.)
    • Members of the university Trotskyist club infiltrate the book club (with a view to eventually taking it over and altering its function!)
  3. Disruption: A group interrupts the functioning of another group
    • The book club divides along political lines and it’s difficult to get any reading done with all the infighting happening. The Trotskyists insist that all book discussions are political meetings.
  4. Concentration:A group causes the intensification of the membership relationships in another group
    • The film club begins a campaign against the ‘old-fashioned’ book club, possibly threatening its unhampered continued operation. The book club members are motivated to defend their interests.

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Modelling a Social Agent: Part 2 (Imperfect Rationality)

June 15, 2012 – 10:33 am

The perfectly informed and perfectly rational agent (assumed here) is acceptable for a first approximation of agency; however, it is reasonably easy to modify the formulae above to take account of various forms of imperfection.

Functions and variables, V say, that are estimated by x or are otherwise subjective wrt x shall be denoted E(x)[ V ].

  • The point of including x in that notation is that later we will want to be able to account for subjective judgements by x of subjective judgements by y, etc.
  • Until that complexity is introduced we shall simply write E[ V ]

The partial satisfaction functions may be imperfectly known or imperfectly applied. Instead of the function S(c, j, x) we need to apply the function E[ S(c, j, x) ] which is a function that returns the Expected Partial Satisfaction of interest j for agent x in context c.

  • We note that the expected partial satisfaction function may have little to no relationship to the partial satisfaction function.

We do assume that the Expected Total Satisfaction function (E[ TS ]) is unchanged in form (modulo the partial satisfactions) from TS.

  • The weight functions are operationally determined, so they are not imperfectly known: they are essentially subjective. (I expect controversy on that point from champions of false consciousness arguments.)
  • It is unlikely that the agent considers all the interests that he may have. Let the salient interests be denoted E[ I(x) ]
  • We can restrict the E[ TS ] sum to just the psychologically salient interests.

    E[ TS(c, I(x), x) ] = ∑j∈E[I(x)]wj(x)E[ S(C(b, x) , j, x) ]

For each behaviour the agent will need to consider a range of Subjectively Possible Outcomes, rather than the single outcome that is actually determined by the laws of nature: let this be noted as E[ C(b, x) ] = {c1, …, cm}

  • Each subjectively possible outcome, c, has an associated Subjective Estimate of Probability, E[ P(c) ], where ∑c∈E[C(b, x)] E[ P(c) ] = 1
  • To determine the satisfaction potential of an action b the agent x will consider the likely satisfactions to be had from each subjectively possible outcome of the action and weight it by the subjective estimate of probability of that outcome. Thus, for b ∈ B(x), j ∈ I(x),

    E[ S(C(b, x), j, x) ] = ∑c∈E[C(b,x)] E[ P(c) ]E[ S(c, j, x) ]

  • We thus require the further modification of the expected total satisfaction function for the action b of x:

    E[ TS(C(b, x), I(x), x) ] = ∑j∈E[I(x)]wj(x)E[ S(C(b, x) , j, x) ]
    = ∑j∈E[I(x)]wj(x)∑c∈E[C(b, x)] E[ P(c) ]E[ S(c, j, x) ]

It is certain that the agent will not consider all possible behaviours. The set of Subjectively Possible Behaviours that the agent considers live options will be denoted E[ B(x) ]

Granted these forms of limited rationality, the behaviour produced by the agent will maximize the expected total satisfaction of all subjectively possible behaviours, yielding an output behaviour bout, such that:

E[ TS(C(bout, x), I(x), x) ] = max{E[ TS(C(b, x), I (x), x) ]: b ∈ E[ B(x) ]}
= max{∑j∈E[I(x)]wj(x)∑c∈E[C(b, x)] E[ P(c) ]E[ S(c, j, x) ]: b ∈ E[ B(x) ]}

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Modelling a Social Agent: Part 1 (Preliminaries)

June 14, 2012 – 9:17 pm

The fundamental atom of social theory must be the individual agent.
We are interested in those aspects of the agent that are relevant to its role in the social world.
The agent is first of all an actor, acting to improve the degree of satisfaction of its interests.
The model for the agent should be a (simplified) model of processes that we believe are important in the decision procedure for any actual agent.

Preliminaries

We have already defined I(x) = {i1, …, in} to be the Interests of the individual x.
We have noted that there are scalars to account for the Weight of Interest for each of x’s interests:
W(x) = {Wj(x): j ∈ I(x)}
At any time there are a range of possible behaviours of x:
B(x = {b1, …, bm}
Each possible behavior b of x would result in a different social situation for x, which we call the Outcome of behaviour b of x. We write this as

C(b, x) = c,

  • c is the Context of x. It is the set of relevant parameters describing the social context of x. The relevant parameters are only those that feature in the satisfaction function S, and this will be a very restricted set of all possible parameters.
  • The same notation can be used unambiguously to refer to the outcomes of a range of x’s possible behaviours; thus:

    C(B(x), x) = {C(b1, x), …, C(bm, x)} = {c1, …, cm}

The different possible outcomes of x’s behaviour are responsible for differential advancement of x’s interests.

  • They indicate/consist of changes to the relevant parameters of the satisfaction function described above.
  • To record the fact that the satisfaction function is dependent upon the outcomes of particular behaviours of x, we include those outcomes as one of the arguments.

The outcomes of the behaviour b of x, yield the following satisfactions:

{S(C(b, x), j, x): b ∈ B(x), j ∈ I(x)}, or
{S(c, j, x): c ∈ C(B(x), x), j ∈ I(x)}

The perfectly informed actor will attempt to maximize the total satisfaction function by producing the specific behaviour bout, such that:

TS(C(bout, x), I(x), x) = max{TS(C(b, x), I(x), x): b ∈ B(x)}
= max{∑j∈I(x)wj(x)S(C(b, x), j, x): b ∈ B(x)}

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Interests and Organizations

June 11, 2012 – 1:17 pm

Group Definition

A group is essentially an organization of individuals in pursuit of their common interests.

  1. Each individual has an interest
  2. That interest is advanced by group action
  3. An organization exists to coordinate the actions of members in pursuit of that interest

Interests and Satisfaction

Let I(x) = {i1, …, in} be the Interests of the individual x. These may be financial, cultural, social, psychological, etc.

Let I(G) = ∪x∈|G| I(x)

  • Interests may include ‘needs’ such as food, sex, etc. (Refer to Maslow’s hierarchy for one of many analyses that make the distinction negligible.)
  • It is unclear as yet what level of specification is appropriate for sociological analysis. (It is not obvious, for example, whether or not a very specific interest of an individual should be listed as such or subsumed as a part of a more general interest.)

Let Sj(c, j, x) be a Partial Satisfaction Function measuring the satisfaction of the interest j∈I(x), where c is the set of relevant parameters describing the social context of x.

  • Each partial satisfaction function, Sj, will be specific to the particular relevant interest, j. We may without ambiguity write the partial function Sj(c, j, x) as S(c, j, x) (and we may also omit both c and x when these are understood.)
  • c is the Context. It is possible to see this as the total social context independent of x, but the relevant parameters are only those that feature in the function S, and this will be a very restricted set of all possible parameters.
  • The input to a satisfaction function for a financial interest is easily quantified wrt monetary recompense, but other interests have less obvious inputs. What, for example is the proper measure of social interests such as having healthy friendships? And in either case, how do we determine a degree of satisfaction with the inputs. I suspect this will remain a purely notional function. In that case, the problem of specification is only significant if there is in principle no way to make sense of it.
  • As a psychological factor of the agents involved, it’s reasonable to assume that there is a maximum degree of satisfaction that can be achieved for any interest. Therefore we can make the range of each S identical to the interval (0, 1).

Let TS(c, I(x), x) = wi1(x)S(c, i1, x) + … + win(x)S(c, in, x) be a measure of the Total Satisfaction of x, where wij(x) are weights representing the relative significance to x of the interests involved.

  • TS(c, I(x), x) = ∑j∈I(x)wj(x)S(c, j, x) is a briefer way to write the satisfaction function.
  • Each wj(x) is the Weight of Interest for the interest j for x.
  • For reasons as before, let the range of TS be (0, 1).

Organizations and Roles

Let O(G) = {r1, …, rn} ⊂ 2|G| stand for the Organization of G.

  • We call the elements of O(G) the Roles of the organization of G.
  • (∀x ∈ |G|)(&exists;r ∈ O(G)) [x ∈ r]. Every member has a role – or, perhaps, if x has a role in the group organization, then x is a member of the group (though this would require a modification of the definition of O(G).)
  • (∀x ∈ |G|)(∀ri, rj ∈ O(G)) [x ∈ ri & x ∈ rj → ri = rj]. Each member has just one role.
  • There may be a use for a subset of 22|G| too. Consider the case where we wish to speak of the management of a company being the upper echelons of the financial, operational, etc. sectors of the company; or the heads of departments being a special organizational set within the company. For the purposes of simplicity, let us for now disregard this possibility.

The effect of group membership is to modify the satisfaction function. Suppose that the group is generally believed to particularly advance the interest j for its members; then j will be considered an Intentional Interest of the group. The assumption will be that:

(∀xx) [S(c|xx∈|G|, j, x) > S(c|xx∉|G|, j, x)]

If membership in fact tends to raise the satisfaction function wrt the interest j of group members then j may be considered an Extensional Interest of the group.

  • Note that a group may have several intentional and extensional interests.
  • Note that these interests have little to do with the supposed function for which the group exists. A corporation manufacturing widgets, considered as a group, does not primarily satisfy the interest in widgets of its members. Their interests lie elsewhere. Similarly for employees of the Department of Social Welfare, or for Members of Parliament, or for the armed forces, or for any number of other defined function groups.

Interests will be differentially advanced for group members depending on their organizational roles.

  • We ought not to assume that (∀x,x ∈ r ∈ O(G)) (∀j ∈ I(G)) [S(c, j, x) = S(c, j, y)], which is the claim that all role members have the same satisfaction function, because x,x ∈ r ∈ O(G) are also likely to be in different roles of another group, or are in different other groups entirely. We need to consider the satisfaction due to G or r – the contribution that membership in a particular role in G makes to the satisfaction of x. To claim that for elements in the same role in G the satisfaction due to G is identical we can say:
    (∀x,x ∈ r ∈ O(G)) (∀j ∈ I(G)) [(S(c|xx∈r, j, x) – S(c|xx∉r, j, x)) = (S(c|yx∈r, j, y) – S(c|xy∉r, j, y))]
  • As a matter of convenience, let S(c|xx∈r, j, x) for r ∈ O(G) be written S(c, j, r)
  • In order to minimize complexity, we will assume membership in just one group until it becomes necessary to do otherwise.

Within a group, therefore, we can define different intentional and extensional interests for the roles in the organization.

  • The generally held expectation (of whatever reference group) that interest j will be advanced by membership of role r makes j an Intentional Interest of that role.
  • If membership in fact tends to raise the satisfaction function wrt the interest j of members of role r, then j may be considered an Intentional Interest of that role.

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Avoiding Arguments

June 9, 2012 – 7:31 pm

Nature Climate Change has an article on ‘The polarizing impact of science literacy and numeracy on perceived climate change risks’ (NCC, 27 May 2012) written by a vast team of concerned scientists (Dan M. Kahan, Ellen Peters, Maggie Wittlin, Paul Slovic, Lisa Larrimore Ouellette, Donald Braman & Gregory Mandel.) The findings of the team are easily stated in their own abstract

Seeming public apathy over climate change is often attributed to a deficit in comprehension. The public knows too little science, it is claimed, to understand the evidence or avoid being misled1. Widespread limits on technical reasoning aggravate the problem by forcing citizens to use unreliable cognitive heuristics to assess risk2. We conducted a study to test this account and found no support for it. Members of the public with the highest degrees of science literacy and technical reasoning capacity were not the most concerned about climate change. Rather, they [the most scientifically and technically competent] were the ones among whom cultural polarization was greatest. This result suggests that public divisions over climate change stem not from the public’s incomprehension of science but from a distinctive conflict of interest: between the personal interest individuals have in forming beliefs in line with those held by others with whom they share close ties and the collective one they all share in making use of the best available science to promote common welfare.

Their conclusion is, of course, that those who are more scientifically literate are using their ability to deal with scientific material ‘dishonestly’ to justify positions that are culturally convenient for them to hold.

A long-established body of work examining motivated cognition supports this conjecture. Both to avoid dissonance and to secure their group standing, individuals unconsciously seek out and credit information supportive of “self-defining… values [and] attitudes”, such as the shared world-views featured in the study of cultural cognition. The predictive power of cultural world-views implies that the average member of the public performs these tasks quite proficiently.

Our data, consistent with that observed in other settings, suggest that those with the highest degree of science literacy and numeracy perform such tasks even more discerningly. Fitting information to identity-defining commitments makes demands on all manner of cognition—including both system 1 and system 2 reasoning. For ordinary citizens, the reward for acquiring greater scientific knowledge and more reliable technical-reasoning capacities is a greater facility to discover and use—or explain away—evidence relating to their groups’ positions.

And their recommendation is that climate science needs to be presented to the more technically literate in such a way that it does not culturally alienate them. This needs to be done because

Even if cultural cognition serves the personal interests of individuals, this form of reasoning can have a highly negative impact on collective decision making. What guides individual risk perception, on this account, is not the truth of those beliefs but rather their congruence with individuals’ cultural commitments. As a result, if beliefs about a societal risk such as climate change come to bear meanings congenial to some cultural outlooks but hostile to others, individuals motivated to adopt culturally congruent risk perceptions will fail to converge, or at least fail to converge as rapidly as they should, on scientific information essential to their common interests in health and prosperity. Although it is effectively costless for any individual to form a perception of climate-change risk that is wrong but culturally congenial, it is very harmful to collective welfare for individuals in aggregate to form beliefs this way.

There are a couple of alarming aspects to this:

  1. Firstly, the idea that you can simply dismiss the arguments of those who disagree with you as being motivated by bad faith is extremely dangerous to the conduct of rational argument. It may or may not be the case that people tend to reject a certain position when that is against their interests, and to present arguments against it (and vice versa, of course) but it is still necessary to respond to their actual arguments.
  2. The authors claim that one party is arguing dishonestly. That party happens to be the party that is rejecting a claim to which they are very much attached. (That is an assumption on my part, but I’d be very surprised if it wasn’t true; and it doesn’t matter for the argumentative point anyway.) They claim to know that this is possible because there is evidence that people will believe things that will support their interests, and notwithstanding the truth of things. But isn’t it equally open to their enemy party to claim that the only reason they believe the way that they do is because it’s in their interests to do so? Since we now both deny an interest in the truth to the other party, we must find other non-rationally persuasive means of making them do what we want. This doesn’t bode well, does it?
  3. Have they considered the possibility that climate scientists are in exactly the same position as the rest of us wrt the effect of interests on the things that they will come to believe? This is one of the standard claims of CAGW resisters: all the non-truth-related incentives for climate scientists are on the side of support for one position whatever the truth of the matter might be. If there were in fact no CAGW, how could we trust them to resist those incentives and discover the truth? And if we can’t – because they are subject to the same psychological pressures that are supposed to be distorting our cognition – then what grounds do the authors have for accepting their claims?

In short, arguments would go a lot better if people would engage in them with an attitude of charity towards their peers.

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Groups

June 9, 2012 – 11:07 am

Group Definition

The typical definition of a social group includes some combination of the following characteristics or characteristics that are equivalent to these:

  1. Two or more people
  2. Direct interaction amongst the members
  3. Members are aware of their membership
  4. Members share an interest or a cause
  5. There is an organizational structure

Insofar as membership of the group is voluntary, the motivation for membership is that membership has the result that the interests of the member are advanced. (Note that these interests may be subjective, immaterial, etc. It is the evaluation of the member that counts in this case.)

Define a Group as a related set of individuals: G = <M, R>

  1. The Membership of G is denoted |G|. In this case |G| = M = {m1, …, mn}.
  2. The nature of a group is determined primarily by the nature of the relationship, R.
    1. R stands for various parameters – to be clarified later – that determine the relationships that the group may enter into with other groups, and how the group may act in those relationships, how members interact within and without the group, and so on.
    2. R is what distinguishes a group from just a collection of interacting individuals.

Group membership

The group relationship R has to be able to account for at least these characteristics of group membership

  1. An individual may be a member of several groups.
    • A person may be a male, Christian, labourer, homosexual, …
  2. Some groups are mutually exclusive wrt membership. A collection of such groups D = {G1, …, Gn}, that minimally covers another group, H, is a Division of that group and we write D|H
  3. Thus, {G1, …, Gn} is a division of H iff:
    1. |G1|, …, |Gn| are relatively disjoint, and
    2. |H| ⊂ ∪i=1, …n |Gi|, and
    3. For i = 1, …, n, |H| ∩ |Gi| ≠ ∅.
    • A group defined by religious affiliation might be mutually exclusive, since if one is a Christian one can’t be a Buddhist or a Hindu, and if one is a Hindu then one is not B or C, and, of course, if B then not C or H. Similarly for socio-economically defined groups, or educational, or residential groups, etc.
    • An example of a division might be the confessional allegiances in a nation. If the citizens are one only of Buddhist or Hindu – as in Sri Lanka – then {Buddhists, Hindus} is a division of Sri Lanka. Since there are no Christians (we’ll pretend), {Buddhists, Hindus, Christians} is not a division of Sri Lanka, though it contains one.

The group memberships of an individual define its Identity wrt society. Thus for the individual x who is a member of groups G1, …, Gn, the identity of x is that collection, and we write:

  • ID(x) = {G1, …, Gn} iff x ∈ |G1| ∩ … ∩ |Gn|.
  • The identity wrt society of the person mentioned above is male, Christian, labourer, homosexual, …

Where D is a division of H and x ∈ |H|, ID(x|D) is the member of D to which x belongs. Read it as the identity of x wrt D. Thus: For D = {G1, …, Gn}, D|H, ID(x|D) = Gn iff x ∈ |Gn|

  • Suppose we have H = Sri Lanka, D = {Buddhists, Hindus}, then it might be that ID(Bob|D) = Buddhist (if Bob is a Buddhist.)

Where D1, …, Dn are divisions of H, we can call A = {D1, …, Dn} an Analysis of H.

  • An analysis of Sri Lanka might include divisions according to religious and racial and linguistic criteria. Thus we might have H = Sri Lanka, D1 = {Buddhists, Hindus}, D2 = {monolingual Tamil, monolingual Singhala, bilingual}, D3 = {Tamil, Singhala}. Then A = {D1, D2, D3} would be an analysis of Sri Lanka.

Let A = {D1, …, Dn} be an analysis of H. Then the identity of x ∈ |H| wrt that analysis is:

  • ID(x|A) = {ID(x|D1), …, ID(x|Dn)}

In the example above we might have ID(Bob|A) = {Hindu, monolingual Tamil, Tamil}

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Travels in Asia Minor

May 21, 2012 – 9:34 pm

My travel journal is here. It’s what I’ve been up to for the last month or so.

I also took a short, enjoyable break in Greece, recorded here.

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Completing the Vision of Mary

March 18, 2012 – 11:52 am

The Gospel of Mary, recovered in fragments in Greek (Papyrus Berolinensis 8502, Rylands III 463) and Coptic (BG 8502) is part of the Nag Hammadi Library (Robinson, J.M. (1990 revd. edn.) NHL, Harper Collins, pp. 523-7. Intro: K. King, tr: G. W. MacRae & R. McL. Wilson) and is generally supposed to be a Greek composition of the 2nd C. It contains a report of a vision experienced by Mary that is remarkable in a number of ways. It represents the progress of a soul towards release from the world, which sounds vaguely Indian but is just a feature of the neoplatonically inspired gnostic ideology in which the body is the sinful wrapper of the soul that needs to be shucked off for perfection to be achieved. The author of Mary thus is one of those who considers sin to be a category of being rather than a possible characteristic of the soul – much less an affliction. The fact that Mary is the voice of authority is also pretty strange, given the patriarchalism of the general culture of the time, and that there are no convincing indications elsewhere of an alternative culture of female empowerment, so what is the point of this attribution? How would it help gain acceptance for the teachings here? Finally, and this is my own interest, that progress is interrupted by the opposition of guardian spirits (powers) at each level, another instance of a frequent feature of apocalyptic ascensions whose origin I find it difficult to explain.

The text is so short that I can copy the relevant section (of chapter 8 ) here.

  1. And desire said, I did not see you descending, but now I see you ascending. Why do you lie since you belong to me?
  2. The soul answered and said, I saw you. You did not see me nor recognize me. I served you as a garment and you did not know me.
  3. When it said this, it (the soul) went away rejoicing greatly.
  4. Again it came to the third power, which is called ignorance.
  5. The power questioned the soul, saying, Where are you going? In wickedness are you bound. But you are bound; do not judge!
  6. And the soul said, Why do you judge me, although I have not judged?
  7. I was bound, though I have not bound.
  8. I was not recognized. But I have recognized that the All is being dissolved, both the earthly things and the heavenly.
  9. When the soul had overcome the third power, it went upwards and saw the fourth power, which took seven forms.
  10. The first form is darkness, the second desire, the third ignorance, the fourth is the excitement of death, the fifth is the kingdom of the flesh, the sixth is the foolish wisdom of flesh, the seventh is the wrathful wisdom. These are the seven powers of wrath.
  11. They asked the soul, Whence do you come slayer of men, or where are you going, conqueror of space?
  12. The soul answered and said, What binds me has been slain, and what turns me about has been overcome,
  13. and my desire has been ended, and ignorance has died.
  14. In an aeon I was released from a world, and in a Type from a type, and from the fetter of oblivion which is transient.
  15. From this time on will I attain to the rest of the time, of the season, of the aeon, in silence.

Note the structure here:

Power Form Challenge Response
1st [Darkness] [Where are you going?] [?]
2nd Desire [1. How did I not see you descending?]

2. Why do you lie?

I was a garment for you, so you didn’t see me
3rd Ignorance 1. Where are you going?

2. You are bound. Do not judge!

1. You judge. I do not. I was bound. I do not bind.

2. I know that things pass

4th 1. Darkness,

2. Desire,

3. Ignorance,

4. The Excitement of Death,

5. The Kingdom of the Flesh,

6. Foolish Wisdom of the Flesh,

7. Wrathful Wisdom

Whither and whence? I am free of bonds, perversions, desire, and ignorance.


There are apparently only 4 powers to be overcome – or levels intervening between the soul and liberation. And note that the 2nd and 3rd Powers are also the 2nd and 3rd Forms of the 4th Power. I suppose we can guess that the 1st Power is Darkness as it is the 1st Form of the 4th Power.

The challenges and responses and the powers involved don’t seem to have any rational relationship. The challenges concern themselves firstly with the origins and intentions of the progress of the soul. The challenge from the 2nd Power may be completed as an accusation that the soul did not descend but belongs in the lower realm and therefore may not leave it. What the challenge and response to the 1st Power might be can only be guessed. There don’t seem to be relevant models for this in other ascension narratives (and I agree that this is only partially an ascension narrative of the standard apocalyptic kind.) My guess would be that the challenge would be again ‘Where are you going?’ since it is explicit at 3 and 4 and implicit at 2. The likelihood also is that the challenge and response refer to the incarnation of the soul as do the 2nd and 3rd, while the 4th and final stage describes the liberation that occurs. This topic is also that which concerns the first extant part of the Gospel. The response is probably drawn from material that immediately precedes the part of the text that we have, as the responses for 2 and 3 occur in the material that begins the extant section. It could probably be determined if we knew the particular cosmological ideology of the writer, which could be determined by identifying the Gnostic school to which he belonged.

(An alternative interpretation is presented in Rasimus, T. et al. (2010) Stoicism in Early Christianity Baker, ch. 10.)

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Gobekli Tepe: Notes and Figures

March 13, 2012 – 9:36 am

A temple site constructed, used, and reconstructed over a period of ~ 4ky from ~ 12.5 ky BP. Its material culture, location, and date make it part of the Pre-Pottery Neolithic A (PPNA.) The builders and users are assumed to be hunter-gatherers as no residential use structures have been discovered at the site. (The excavations are ongoing and no final evaluations of any sort can be made.) The nature of the temple structure including megaliths suggests that it is the product of a social organization that commands the resources of a larger population than can be assumed for any plausible hunter-gatherer band. The fact of sedentarism amongst hunter-gatherers is well-known from the neighbouring Natufian culture (14.5-11.5ky BP,) but that epipalaeolithic culture did not construct megalithic sites and their residential sites are well-known. A later development of the Gobekli Tepe culture or a closely related culture is found at Nevali Cori (now submerged) which has both residential structures indicating established sedentarism and clear modifications of Gobekli Tepe temple structures and furnitures. (See Hauptmann, H. 1991/1992 ‘Nevali Cori. Eine Siedlung des akeramischen Neolithikums am Mittlerer Euphrat.’ Nurnberger Blatter zur Archaologie 8: 15-33.)

The excavator of the site, K. Schmidt now of the German archaeological Institute theorizes (Schmidt, K. (2000) ‘Zuerst kam der Tempel, dann die Stadt.’ Vorlaufiger Bericht zu den Grabungen am Gobekli Tepe und am Gurcutepe 1995–1999. Istanbuler Mitteilungen 50: 5–41) that agriculture occurred in response to the stress placed on the wild resources by the population that accumulated about this temple. Since the standard theories of agricultural beginnings assume that agriculture preceded population growth which led to increased sedentarism and then urbanism together with surplus that supported ‘non-productive’ hierarchies and social organizations – such as religious institutions and, in particular, temples – this constitutes a revolutionary revision.

The site is located in south-west Anatolia. This map shows the site in relation to neighbouring and contemporary cultures:

Schematic map of the main excavation area at the southern slope and the western hilltop. (K. Schmidt (2010) ‘Göbekli Tepe—the Stone Age Sanctuaries: New results of ongoing excavations with a special focus on sculptures and high reliefs,’ Documenta Praehistorica XXXVII: 239–256; p. 240:)

Reconstruction of the site

Aerial photograph of Enclosure C (for relative location see site schematic above:)

The most obvious feature of the temple structures are the T-pillars, megaliths standing up to 5.5m high (most are smaller.) Many of them are incorporated into the fabric of the walls (the gaps being filled with undressed stone) but some are free standing. One would suspect that they functioned as roof supports, but there is little evidence of that and being used in that way would make the decoration on the upper surfaces – cup sized row/random pockmarking – a bit pointless. They are described as anthropomorphic largely on the basis of low relief hands and arms. If so they represent a torso and head in profile. The bent posture of the arms is reflected in smaller statuary from the same site and period (for all of this see Klaus 2010 op. cit. supra) which does not however have the misshapen ‘head’ of the T-pillars. Further anthropomorphism is detected in the interpretation of a belt on some figures and perhaps loincloths. Similar structures/statuary are found at Nevali Cori and are equally ambiguous (Hauptmann, H., K. Schmidt (2007) ‘Die Skulpturen des Frühneolithikums’ in Badisches Landesmuseum Karlsruhe, or 12 000 Jahren in Anatolien. Die ältesten Monumente der Menschheit. Begleitband zur großen Landesausstellung Baden-Württemberg im Badischen Landesmuseum Theiss. Stuttgart: 67–82.) As anthropomorphisms these have to be quite unusual; they present only a profile although they are clearly intended to be seen either in the round (freestanding) or frontally (in the walls.) Moreover, I am not aware of any representations at this early period which do not emphasise the frontal aspect.

Schmidt proposes that theT-pillars are representations of ancestors, and looks forward to excavating at the lowest levels and discovering initial grave sites. This would then be the temple of a cult of the dead. But he also assumes shamanic practices. Such speculations are inevitable, but difficult to test. It is in fact my own main interest in this site. The T-pillars are also the locus of a great deal of art, especially the representation of animals and pictograms, which would be the natural place to test such theories. There are said to be certain things that one expects in art inspired by shamanic practices such as identified by Lewis-Williams (see for example Lewis-Williams, D.J. and J. Clottes (1998) The Shamans of prehistory: trance magic and the painted caves, Abrams:New York.) Without going into much detail at this point, I have to say I do not see the similarities here. In fact, the style of art and the arrangement of figures is more reminiscent of later art of the civilized period which is not at all connected with shamanism. However, we shall see.

Update: On this question, I also recommend Peters, J. and K. Schmidt (2004) ‘Animals in the symbolic world of Pre-Pottery Neolithic Gobleki Tepe, south-eastern Turkey: a preliminary assessment‘ Anthropozoologica 39(1):179-218

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The Name of Metatron

February 26, 2012 – 8:55 pm

It is said that Enoch ‘walked with God, and then was no more; for God took him’ (Gen. v, 24.) At some stage it became accepted that after his assumption Enoch was transformed into an angel called Metatron. And this angel was also the result of several other amalgamations and separations besides. P. Alexander notes (3 En. in Charlesworth, J. H. The O T Pseudepigrapha, London:Longman, 1983, v. 1, p. 244.) that there are many similarities between the characteristics of the archangel Michael and Metatron, and suggests that the latter was in fact a vox mystica for the former which subsequently became independent of him. Moreover, it may be that ‘Yaho’el’ the name of an independent the archangel at one time, then became attached to Metatron as a vox mystica of that being in turn (3En48D:1(1)).

There is considerable controversy over the origin and significance of the name ‘Metatron’ – which, it should be noted, occurs in two forms: mttrwn and myttrwn (Scholem, G., Major Trends in Jewish Mysticism, New York: Schocken, 1961 [1941], p. 70). Nine significant options are summarized in this extract from A. Orlov, The Enoch-Metatron Tradition (TSAJ, 107) Tuebingen: Mohr-Siebeck, 2005. Of these, I find the following possible derivations of interest.

NULL:

It may well be one of a seemingly inexhaustible supply of nonsense names invented to cover the true names of the celestial beings; it does have some of the form of other uninterpretable names in reduplicated consonants and the ron/on suffix the standard examples here are Adiriron and Dapdapiron.) Still, it seems unlikely that such a significant personage, whose name is not intended as a means of befuddlement, should be given such a title. This is especially the case when a good deal of significance is placed on the name itself, which is said to contain the name of God. (See below.)

MMTR:

There is a standard word mattara, meaning “keeper of the watch,” deriving from the verb MMTR, “to guard, to protect.” In Shimmusha Rabbah, Enoch was clothed with the splendor of light and made into a guardian of all the souls that ascend from earth, so there is a possible connection between that function and Enoch. Consequently, Odeberg (3 Enoch 1.125-6), Jellinek (Beiträge zur Geschichte der Kabbala, Leipzig: C.L. Fritzsche, 1852, 4) and Jastrow (A Dictionary of the Targumim, the Talmud Babli and Yerushalmi, and the Midrashic Literature, 767) propose that this may be the origin of ‘Metatron’.

Metathronios:

This is the ‘default’ derivation. It is accepted by Merkur (Gnosis, NY:SUNY, 1993, p. 169) (with reference to S. Lieberman, “Metatron, the Meaning of His Name and His Functions” in I. Gruenwald, Apocalyptic and Merkavah Mysticism, Leiden:Brill, 1980, pp. 235–241) and is noted by Scholem (MTJM:69). But Scholem’s objections to it are pretty strong: there is no such Greek word – no matter how attractive the meta + thronos (behind/with the throne) construction might seem; there isn’t a good reason for the use or invention of a Greek term here when it is not done elsewhere; there doesn’t seem to be a good way to derive the precise Hebrew form from the supposed Greek term. (Though just on this last point, it’s possible that numerological concerns could have been influential. See ‘metatrior’ below.)

Metatyrannos:

A Greek term meaning ‘with the ruler’. This proposal is often associated with the term synthronos which is ‘together on the throne.’ To be frank, I can’t see any reason for thinking the two terms are related or what one adds in plausibility to the other. It is even more mystifying to be told that there is the possibility of deriving Metatron from synthronos; how is that supposed to work?

Metator:

The name “Metatron,” which, as stated above, occurs only in Hebrew writings, is in itself striking. The derivation from the Latin “metator” (=”guide”) is doubtless correct, for Enoch also is represented as a guide in the apocryphal work which bears his name; and the Hebrew Book of Enoch, in which, however, reference to Me?a?ron is constantly implied, says: “He is the most excellent of all the heavenly host, and the guide [Me?a?ron] to all the treasuries of my [God]” (B. H. ii. 117) (Jewish Enc. s.v. Metatron)

This was first apparently proposed by Eleazar ben Judah (c. 1165 – c. 1230) and Moshe ben Nachman, and revived by H. Odeberg in his edition of 3 Enoch 1.125, 1.126; but Scholem is dismissive of this too since “there is nothing in the authentic sayings about Metatron that justified the derivation of the name from metator.” (G. Scholem, Jewish Gnosticism, p. 43) On the other hand Alexander (op. cit. 243, 228 n 11) notes that metator is known as a loan word in Hebrew and Jewish Aramaic, and claims that this gives added support to the idea that the word could be adapted by the inventors of Metatron. But this is misguided: there is no doubt that it is possible to get to metatron from metator, given enough flexibility in the manner of ‘derivation’, and that the word was there for the having; the question is whether there’s any of the evidence that that is what happened that we would expect to see – and there isn’t.

Metatrior + gematria:

Grunwald (in Jahrb. für Jüdische Gesch. und Literatur, 1901, pp. 127 ff.) has yet another solution for the problem of Metatron. The ancients had already noticed that the numerical value of the letters in the word “Metatron” corresponded with those of the word “Shaddai” (= 314), and “Metatron” is also said to mean “palace” (“metatrion”), and to be connected with the divine name, MQWM (“place”), etc. (Jewish Enc. s.v. Metatron)

Metron + Metator:

A new proposal that Orlov (op. cit.) describes thus:

Still another possible etymological source for the name “Metatron” is the Greek metron, “a measure.” Adolf Jellinek may well be the first scholar to suggest metron as an alternative explanation of Metatron, on the assumption that Metatron was identical with Horos.[20] In his recent article Gedaliahu Stroumsa provides some new convincing reasons for the acceptance of this etymology. These reasons focus on the fact that Metatron not only carried God’s name but also measured the Deity and was thus viewed as God’s Shi’ur Qomah (the measurement of the divine Body). [21] Stroumsa argues that “renewed attention should be given to metron and/or metator (a conflation of the two terms should not be excluded) as a possible etymology of Metatron.” [22]

[20] Odeberg, 3 Enoch, 1.134.
[21] Stroumsa, “Form(s) of God: Some Notes on Metatron and Christ,” 287.
[22] ibid. 287.

I particularly like the idea of a conflation of the terms, but surely this is a derivation that it would be very difficult to justify. One would like to see other examples of such conflations and whether they are as unremarked upon as this one. Otherwise this is an ad hoc solution to a straightforward problem.

Mitra:

The proposal that I’m most partial to is the one that makes Metatron a hidden form of the Zoroastrian Mitra. The possibility was raised by Kohut (Jüdische Angelologie und Dämonologie, pp. 36 et seq., Leipsic, 1866 – ref. in Jewish Enc. s.v. Metatron) on the grounds of some similarities of the functions of the two beings. The editors of the Jew. Enc. (sv. Merkaba) certainly seem to be convinced, and they point out that

Mithra, the heavenly charioteer, with his Quadriga, a chariot drawn by four horses, who was worshiped in ancient Persia as the god of light and regarded in early Roman times as the prime mover of the world, formed of the four elements (Dio Chrysostomus, “Oratio,” xxxvi.; see Cumont, “Die Mysterien des Mithra,” 1903, pp. 87-88; Windischmann, “Zoroastrische Studien,” 1863, pp. 309-312), was invoked under mysterious rites as the mediator between the inaccessible and unknowable Deity, in the ethereal regions of light, and man on earth (Cumont, l.c. pp. 95, 122).

Which would be an interesting enough parallel, but I think there is a little more to this too. It was mentioned above that the name ‘Yaho’el’ became attached to Metatron, and the suspicion on the part of some is that this is due to speculative explanation for the claim by God that the guardian angel of Ex 23:21 ‘has my name in him.’ Clearly if the angels name was to contain the tetragrammaton YHWH or some part of it then the name was not ‘Metatron’. Therefore, Metatron had to be associated with a more standard theophoric name. Thus, in the 2nd C we find then that Enoch was identified with the angel Yaho’el, and that name is also the first of the 70 names of Metatron listed in Gaonic period texts. Yaho’el is also referred to as the “lesser Yaho” by Jewish gnostics, and that term in the form “lesser YHWH” was daringly used by Merkabah mystics to refer to their guardian angel, who sits by (?) the throne of God.

However, if the angel’s name was actually Metatron and these speculations are merely ex post facto, then the mystery is unsolved. The proposal by Dan (The Ancient Jewish Mysticism, 109) that “it appears that the reference here is to the letters tetra, i.e., the number four in Greek, a four-letter word in the middle of the name Metatron” is even less convincing. But if ‘Metatron’ is actually a modification of ‘Mitra’, with the reduplication of consonants which is standard in these names as well as the suffix on/ron mentioned before, then the name is indeed theophoric.

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