A lecture on the meaning of life

January 16, 2015 – 12:42 am

Recommended Reading

            Shakespeare, Tragedies

            Bible: (Ecclesiastes)

            Nagel, T. (1971) “The Absurd.”The Journal of Philosophy 68, pp. 716-27.

            Camus, A. (1942) Le Mythe de Sisyphe, Editions Gallimard:Paris

Introduction

The question of the Meaning of Life is one of those questions that the layman thinks should be at the very heart of the philosophical enterprise, and yet it is not something that has been of much interest to serious philosophers in the past, whether professional or amateur. There have, of course, been some attempts over the course of the millennia, but nothing approaching the prolonged and systematic efforts directed at questions of such perennial interest as ‘What is Good?’, ‘What is Truth?’, ‘What can we Know?’, ‘Is there a God?’, or ‘What is Beauty?’ And even amongst the topics of recent interest it has not really featured as the centre of its own field of study as has mind, or language. Nevertheless, it has been taken up more recently – but with what success it remains to be seen.

What’s the Question?

There’s an amusing scene in Douglas Adams’ Hitchhikers’ Guide to the Galaxy[1] where a vast supercomputer built by a race of hyper-intelligent pan-dimensional beings is asked to answer the ultimate question of ‘Life, the Universe, and Everything.’ After 7½ million years Deep Thought gives the answer “42.” Naturally, this is a disappointment, and Deep Thought is asked to explain itself:

“I think the problem, to be quite honest with you, is that you’ve never actually known what the question is.”

”But it was the Great Question! The Ultimate Question of Life, the Universe and Everything!” howled Loonquawl.

”Yes,” said Deep Thought with the air of one who suffers fools gladly,” but what actually is it?”

A slow stupefied silence crept over the men as they stared at the computer and then at each other.

”Well, you know, it’s just Everything . . . Everything . . . ” offered Phouchg weakly.

”Exactly!” said Deep Thought. ”So once you do know what the question actually is, you’ll know what the answer means.”

We’re not quite in that position, since we do have a perfectly grammatically correct question to answer: to whit, “What is the Meaning of Life?” On the other hand our position is very similar because the meaning of the question itself isn’t exactly clear. And we can’t know what sort of thing would even count as an answer to this question until we get that clear – although we are pretty sure that “42” isn’t the answer.

So, how should we understand the question? Well, notwithstanding what I have just said, I don’t think that we can work it out by investigating the semantics of the terms involved. In fact the way to get at what people mean by this question is exactly to look at the sorts of answers that have been proposed. But don’t worry; this isn’t quite as absurd as it appears. (We’ll get to absurdity later, I assure you.) Think of it this way: people have felt the need for a solution to some vaguely felt problem – not yet well defined in their own minds. They have proposed solutions or responses that seem to them to be properly directed at this vaguely felt problem, and they have at the same time tried to express the problem with which they are concerned. From inspection of the answers, we can determine whether the question is well-framed. If not, then we modify the question so that the answer makes more sense. From inspection of the question, we can determine whether there is a coherent problem being addressed. If not, then we can either dismiss the whole pursuit, or modify the question to make it more coherent. (This is something like an approach we call ‘reflective equilibrium,’ where we adjust related but incoherent beliefs and intuitions piecemeal until they are coherent.) Luckily, we can start with better answers than “42,” and better questions than “What do you get if you multiply six by nine.”

It doesn’t always work, of course. It might be that there are, in fact, several different questions being asked and we would then need to distinguish them. Some people think that this is exactly what’s going on, and that no answer is going to be entirely satisfactory because if it perfectly answers one of the questions, it will leave others unanswered.

In any case, I’m not going to pursue that reflective process here – because life is short and time is brief – instead, I’m just going to mention a couple of the possible interpretations of the question that have been thought to be good. Thus:

1.      What is the significance of life – or of one’s life (or what should it be.)

2.      What is the purpose of life – or of one’s life (or what should it be.)

A Question of Significance?

So let’s consider this first possible interpretation. And again we notice that although this seems more precise than the original form, yet there are still several ways that this can be understood. We’ll just look at two.

Is Man’s Life Significant?

In the first place, they might be wondering what is the place of Mankind in the Universe. Are we important and how? And to whom? It would be nice to think that humans are objectively pretty special, but is that just a conceit? We used to think that we were the special creation of God – the purpose of the whole creation was tied up in our salvation. Our home, the Earth, was the centre of the Universe and we were the most important thing on it. But the story of our self-image since the beginning of the Modern era has been one of continued diminution. We have discovered that the Earth isn’t the centre of the universe, but goes around the Sun. And the Sun isn’t the centre either, it’s a perfectly unremarkable main sequence, yellow dwarf, middle-aged star 25,000 light years from the centre of a typical spiral galaxy in a universe so vast that it is literally beyond our comprehension. We’ve also discovered that our recorded history of 5000 years is about a tenth of the time that humans have existed, and only 1 millionth of the age of the Earth, and even less than that of the Universe. We’ve also found that Man was not distinguished by a special creation from all the other creatures of the Earth, but arose through the processes of evolution from some common, vanished, barely living non-cellular organism. We are an accident that has happened in no special time or place; tiny, momentary, and insignificant. Even our mighty brains are the development of smaller brains and eventually of the tiniest spinal bulges. The software which ran on them continues to run in us, and although Freud’s psychology is no longer credible, his original insight that our minds are much darker than we had imagined remains valid. We are closer to the beasts than to the angels that we have imagined.

On the other hand of course, the Earth is the only place in all this vast universe that we know has life on it. And we are by a long, long margin the smartest things that have ever lived on the Earth. And we are not only smart but self-aware and conscious, and we can think about ourselves, and our awareness, and we can recognise Good and Evil, and True and False, and Beautiful and Ugly, and we can speculate on possibilities and necessities, in ways that no other creatures are able to do. And we can tell each other about all these things using language which is unknown outside humans. This means that we have value in a way that all the rest of creation does not. Just consider: a rock has no value in itself, but only as it is valued by a person or some other thinking, valuing creature. (Remember, we talked about this when we looked at Kant’s defence of the Kingdom of Ends form of the Categorical Imperative.) And it makes no difference how big that rock is. If it were the size of a planet it would have no value unless someone valued it. Now, If you look into the sky at night you can see vast numbers of stars and you can try to imagine the really immense numbers of planets and stars and galaxies and groups of galaxies that exist out there; but as far as we know they are all quite dead and empty, and thus without any intrinsic value other than that which we give to them. So in a way, we can still think that we are special – at least until we discover intelligent aliens or they discover us. But then again, even if there were other valuers in the Universe, it would still be true of us that even if there were no others our very existence would suffice to give the Universe value. In that case we – meaning humans – would be important in some way; but that doesn’t distinguish, say, my life as important, only that any valuer’s life is important. Whether you think that’s enough is a matter for you.

Does Life Signify Anything?

But perhaps the ‘meaning’ in the original question is more like the meaning in the question: “What is the meaning of the play ‘King Lear’?” In this case we now have a question of interpretation. We are asking “What does this play signify?” But by ‘signify’ now, we want to know how this play should be understood in some deeper sense. How should it make us feel and how should it affect our view of the world when we hear it conclude? I think this gets us closer to the idea behind the question, but now it looks as if there’s supposed to be some over-riding theme or intention in the story of our life that can be interpreted at its end – and most people will seriously doubt whether there is any such thing, because they’re too aware of the many contingencies (accidents and luck) that went into the forming of their life story. Did you pass that exam to become a pilot or did you get drunk the night before and fail? Did you speak to the girl at the shop who would have been your wife or was she distracted by a car going past and turned away from? So many trivial causes with such huge effects, this surely can’t be how a meaningful story is written.

And if we do think that this is the only way to give a life a meaning, and that no life can have such a theme or plan, then we may conclude that no life has any such meaning. Thus it follows that life is meaningless, and we might as well stop trying. Then we might agree with the words of Shakespeare’s Macbeth[2] when he tells us that

Life’s but a walking shadow, a poor player
That struts and frets his hour upon the stage
And then is heard no more: it is a tale
Told by an idiot, full of sound and fury,
Signifying nothing.

Thus, nihilism. What exactly is the point of going on living a life which has no meaning? Why go on living? But we’ll get back to Nihilism; we have other options to explore before that.

A Question of Purpose?

So now let’s consider the question of purpose. Again, we find that the question is possibly more precise – at least it seems to direct us toward certain answers while ruling out some others – and yet there are still several ways of taking it.

What Makes a Life Valuable?

One way of taking it is to ask what things there are that make a life have or gain value, so the question of meaning becomes the question of purpose becomes the question of “What Makes a Life Valuable?” And this seems naturally enough to point to the problem of determining what system of values is appropriate to us.  

Now, you might think that this is actually quite an easy question to answer, and that the answer would be the sort of thing that we might have treated in the section on Ethics. What are we to do? Why, the Good, of course; and the only difficulty – which we will claim has proved great but does not seem to be a priori insurmountable – is to decide what the Good is. At the very least, in this question we think we have something that we can get our teeth into. But let me remind you of some of the difficulties that are involved in this question (and note that they’ve been mentioned in passing earlier.) First, consider the Utilitarian definition of Good as being that which produces the greatest good for the greatest number. An essay question on this topic asks you to compare what you’d be required to do if you really believed this with what you’re likely to value doing more highly. Is this a fault in you or in the ethical theory? Second, remember the visitor to the hospital who goes only out of Duty and never out of spontaneous desire to see their sick mother. They value only doing the right thing, and we say, don’t we that that is not enough. Something of value is omitted from such a life. Finally, you might be some kind of Hedonist, possibly a utilitarian again, who thinks that the ultimate moral value is pleasure – or perhaps you even believe that the only thing worth pursuing is pleasure – but that doesn’t mean that you’d agree that a life spent in a happiness machine could be counted as a well-spent life. There’s some value determinative of a well-spent life which isn’t to be found by maximising that moral quality. And this is perfectly typical of moral theories. So it looks as if something is missing from such theories that we would require in the sort of theory that we’d take to be an answer to the question of meaning/purpose/value.

The point of all this is just that if we are going to find a value for Life then we’re going to have to look elsewhere than in the places that we’ve already looked for value. And if we locate a candidate it will have to be able to pass the sorts of tests that the ‘moral’ values just failed. Perhaps you can think of some candidates, but let’s now move on to another approach.

Does Life Have Some End at which it Aims?

Another way of taking the purpose question is to ask whether there is some overall goal at which Life aims or at which any individual life aims (or, in either case, should aim.) Thus the question as we’ll understand it is “What is the Goal of Life?” The answers to this question are usually divided (neatly, but somewhat naively) into those goals that come from within ourselves, and those that come from without. We’ll start with the latter.

i.                    God’s Purpose Determines Our Purpose

The obvious external source of purposes is God. But that is not the only source: Marxists, for example, saw themselves as agents for the impersonal forces of History itself. But let’s deal with the more plausible alternative. (Note that in what follows I’m going to assume that it’s the Christian God that is at issue here. Other types of theism would presumably provide other types of meaningfulness.)

The Christian reasoning is fairly straightforward. God is the benevolent creator of the world. God rules the world, and does so according to rational principles. God has a rational plan for the world, which is to say, a plan to achieve some aims by means of the created world. (We know that God has plans with respect to the world because we know that God is rational and wouldn’t do anything without a reason.) ‘God … so orders all events within the universe that the end for which it was created may be realized.’[3] As parts of this creation, our purposes are subordinate to the purposes of God. It only remains for us to discover how our purposes ought to be so aligned, and what our subordinate purposes ought to be.

The best way to do this would be to determine what God’s purpose is and to adopt those subordinate purposes that reason would declare to be necessary to its achievement.  Unfortunately, God is never quite explicit about what His purpose is, and we are reduced to assuming that behaving in the way that God wants us to behave, or adopting the values that God wants us to have are sufficient to the purpose. So how do we determine those? Well, in the first place, God’s plan, that ‘so orders events,’ Aquinas identifies with “Eternal Law,” part of which is the “Natural Law” which gives us our moral guidance. And we are able to determine through reason, says Aquinas, what the Natural Law commands. Good. So that tells us how we are to behave. In the second place, the Christian tradition recognises a simple guide to the sort of things that make life worth living. We are supposed to feel love for our neighbours. A special sort of love that is denoted agaph in the tradition and which also denotes the type of love that God feels for us. Because we are loved by God, and because it is incumbent upon us to love what God loves, it follows that we should love one another, and so:

You have heard that it was said, ‘Love (agape) your neighbor and hate your enemy.’ But I tell you: Love your enemies and pray for those who persecute you, that you may be sons of your Father in heaven. He causes his sun to rise on the evil and the good, and sends rain on the righteous and the unrighteous.[4] If you love those who love you, what reward will you get?[5]

Love, then, of this special sort is the value that we derive from the assumption of God. And we have a perfectly comprehensible motivator for our actions. Especially those which satisfy the little rubric

            Do unto others as you would have others do unto you.

Of course, there are a few difficulties with all of this – even ignoring the arguments that led to this point. The first of these is a version of the Euthyphro problem that you might remember from earlier. If the necessary and sufficient condition for the goals we pursue being worth pursuing is that God says to pursue them, then we’d have to accept that if God said that we should stand on our heads, that would be our goal in life. This would be unacceptable, so we must have some criteria independent of God. If that’s the case, then we really haven’t solved the problem of the source of our goals.

Another problem might be that you doubt that there is a God anyway, and so there’s no getting a purpose by subordinating yourself to God’s purposes. But thinking of a world in which there is no God, would it seem reasonable to suppose that that lack by itself made our lives meaningless, whereas they would have had meaning otherwise. And looking at the people you admire: would you think it likely that what they were doing was meaningless if there’s no God, but meaningful otherwise? None of this seems reasonable to me.

ii.                  We Determine Our Own Purposes

a.      Our Life as Lived Determines Our Purpose

Let’s put that aside then and consider the idea that our purposes have an internal source. Think of the lives of some people that we might admire: people such as Mother Theresa or Jonas Salk or Norman Borlaug or Shakespeare or Bach or Mahatma Gandhi or Thomas Jefferson or Winston Churchill, or others who’ve made a mark on the world. How much better the world is because they were in it! Some of these people may have adopted their forms of life because of some sort of deep thought about the sorts of things that they valued and how to advance their interests. Most probably did not, but simply got on with the business of living and found to their surprise that there were values that were worth their allegiance.

It may be that this is the most common way of discovering a meaning in life. We experience life as meaningful if we live it in pursuit of values that have the capacity to inspire us and to claim our attachment to them. And those values need not be discovered through philosophical thought – indeed, they might not be able to withstand even slight philosophical scrutiny as final values – but can be discovered in the course of simply living one’s life. These are the sorts of values that are created for one who accidentally becomes responsible for a child and learns to value that child’s welfare, or who discovers injustice in their place of work and becomes a union organiser, and so on. If this is really the source of the values that motivate us then the appropriate advice for us all is the phrase seen on Australian TV:

            Life, be in it.

b.      We Can Simply Declare a Meaning and Live Accordingly

That, however, is a pretty unphilosophical way to go about things. It leaves one vulnerable to the charge that one is not living a fully considered life; and, of course, it means that the meaning one has found in life is vulnerable to the criticisms of the cynic and the nihilist.

A more robust, and I think more respectable philosophy of life can be found in an alternative option: that we choose what our life is to mean. This is the sort of thing that has in recent times been most often associated with the philosophical position of Existentialism, very popular during the 50s in France and Germany and later fashionable in other places. We saw this in the case of Sartre earlier, who declared that it was our duty to live authentically – or perhaps he would say that we have the choice of living authentically or of living in ‘bad faith;’ and that it was up to each of us to choose well. In any case, if we agree that values come from people then we’ve pretty much already decided that it is the decisions of people themselves which are going to provide the meaning in their lives. Human beings find meaning in life through pursuing goals that they have themselves decided to value. This means, however, that every person is ultimately responsible for the values that they are pursuing, and they have to make an effort to discover them.

It’s an open question how satisfactory any of this is, however, since we might well choose to pursue goals that are not, according to my intuitions, the sorts of things that would give life meaning. We might for example, think that watching TV all day and all night was worth doing, or collecting stamps, or jumping on one foot. Once again, it looks as if we have intuitions of what could be valuable that don’t allow the free choice of ends that this position would defend. But are our intuitions grounded in anything substantial/objective/real? It seems that we haven’t actually gotten very far in this enquiry.

Nihilism

The apparent failure of these attempts to find a meaning for Life has led some to adopt the position called Nihilism: that is, to deny that there is a meaning. This fits in nicely with the rest of our sceptical philosophizing. What can we know? Nothing. What is good? Don’t know – so possibly nothing. Is there a self? Probably not. How does the mind come from matter? Don’t know – it doesn’t look like it can. Is there such a thing as a Mind? Maybe not. And so on. It is also an old temptation, which we can see in Ecclesiastes (1:2), for example,

Vanity of vanities, saith the Preacher, vanity of vanities; all is vanity,

which probably dates to the 3rd century BC; and also in the words of some of the Classical philosophers. It was dormant in the time of the Christian dominance of learning, but came roaring back with Nietzsche in modern times.

Absurdity

But if we adopt the nihilist point of view, we then have an apparent incoherence or paradox or something unwelcome, because if Life is Meaningless or without Significance, or it has no Purpose, then there is nothing to do with your life but just to keep living it while accepting that nothing you do has any Meaning/Significance/Purpose. But the thing about going on living is that you can’t just resign yourself to it and cease to engage with life. In order to carry on living you really have to make decisions about the things that you are required to do from year to year, day to day, and moment to moment. You need to put out the rubbish on Tuesday mornings, you need to go to work and try to perform up to the appropriate standard, you may even need to put on a happy face and wish people a nice day if you’re in the service industry. And all of this while you are aware of the crushing burden of the futility of life. Thomas Nagel[6], I think, makes a special note of the obvious mismatch between the consciously considered worth of our actions and lives, and the degree to which our lives must be dominated by these ‘pointless’ actions. This mismatch, he says, accounts for the persistent feeling amongst some of our sensitive souls that life is absurd. That feeling of absurdity would be greatest for nihilists, of course, but it is a likely feature of anyone who thinks that life is basically trivial.

In the Myth of Sisyphus Camus referred to the old Greek myth in which Sisyphus was condemned by the gods to roll a boulder up a hill, and when it rolled back down, to start again, and to continue this forever. This never ending, unavoidable, ultimately futile task Camus claimed was a model for our own lives. What, then, is to be done? We may, of course, fall into despair and commit suicide; but this, Camus says, is simple cowardice. We may accept a supernatural solution to the problem and take the meaning of our life from some supposed transcendental source; but this is merely a suicide of the rational mind, says Camus, and no more respectful of our humanity than the previous option. Finally, we may accept the absurdity of life and even embrace it. We accept the truth of the situation we are in and we face it. This makes us heroic. Which I guess is worthwhile.

What’s the Answer?

I don’t really know.


 [1] Adams, D. (1979) Hitchhikers’ Guide to the Galaxy, p. 121.

[2] Macbeth, Act 5, Scene 5

[3] Catholic Encyclopaedia, s.v. ‘Divine Providence’ (http://www.newadvent.org/cathen/12510a.htm )

[4]       The rain it raineth on the just

        and on the unjust feller.

        But mostly on the just because

        The unjust hath the just’s umbrella. 

[5] Matt. 5:43-46

[6] Nagel (1971)

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Notes on architectural novelties of Ur III

January 15, 2015 – 4:36 pm

Architecture

Ur-Nammu’s determination to display his piety and to repair the damage done by the Guti (or by neglect in the interregnum) showed itself in reconstruction efforts all over Sumer in the name of his god ad of the local gods of the cities. Most elements of the architecture, such as the temples, palaces, houses, canals, etc., are natural developments of those elements as they occurred in earlier periods, and are adequately treated above,[1] but there are certain new forms that are introduced which will be considered below. We can only regret, however, that no traces of the defensive walls built to deter invaders from the north-west have survived, since they were certainly a novelty that would be worth study.

Ziggurats

The kings of Ur (especially Ur-Nammu) are notable for their construction of ziggurats in several cities of their realm, namely Eridu, Ur, Larsa, Uruk, and Nippur. Although the platforms upon which Sumerian temples had been built had become ever larger and more dominant since the Ubaid period, the ziggurats built now seem to have been the first to take the ‘classic’ southern form,[2] consisting of a staged structure on a regular rectangular base with two flights of steps from the side and one flight up the centre of the main face of the structure.

The most impressive example is the ziggurat of Ur, dedicated to Nanna, whose construction was begun by Ur-Nammu and continued by his successors. Its name was é-temen-ní-gùr-ru, ‘the house whose foundation is clad in terror.’ Its platform at its base measures 61m x 45.7m and the first stage is 15m high sloping inwards for stability. It has a mud brick core with a 2.4m casing of baked brick set in bitumen. The layers of brick were supplemented at 6-8 course intervals by thick mats of reeds, possibly for extracting damaging moisture from the core. There were also many drainage pipes from the core for the same reason. Woolley thought that these might have been required to provide drainage for trees that were planted on the sides of the structure, but this is not thought likely by most others.[3] The faces of the stages were decorated with buttress and recesses in the manner typical of most Sumerian temple architecture from as far back as the Ubaid period[4]. It is oriented so that its corners point towards the compass directions, and its step approaches are on the north-east face. All three stairs meet at the top of the first stage below a gatehouse, after which only the central staircase continues. Reconstructions based on representations on seals and reliefs as well as on other examples of the type, indicate that there were actually three stages and a small shrine at the top, but of these nothing but the first stage and some traces of the second remain. When Nebuchadnezzar rebuilt this sacred structure a thousand years later, the shrine was faced with blue glazed bricks, which may or may not tell us something about the original shrine.

urnammuzig_edited.jpg

Figure 1:               Ur Nammu’s ziggurat at Ur (as it appeared before recent partial restoration)[5]

 

zikkurat-of-ur-reconstructed.jpg

Figure 2:               The proposed original form of the ziggurat of Ur.[6]

Mausolea

Spectacular burials of the kings of Ur have already been noticed in the ED period. Now, in a nearby area, the kings of Ur III are once again noticed making spectacular provision for their remains in the form of a series of mausolea for Ur-Nammu, Shulgi, and Amar-Sin. It is extremely rare to find the tombs of Mesopotamian rulers, but what this signifies is not certain. Given that the furnishings of the much more primitive ED tombs proved so exciting, it is unfortunate that these later imperial tombs were looted in antiquity, leaving only traces of gold leaf to suggest the wealth that had been there.

 

                          (a)     uriiimausoleaentrance0001.jpg                  (b)  uriiimausoleum.jpg

Figure 3:       (a) Entrance to a Mausoleum[7]            (b) Plan of the Mausolea[8]

The mausolea consist of chambers built below the ground level of the time covered by baked-brick corbel vaulting. They could be reached by steps leading down to a floor of baked brick set in bitumen. Above these chambers were funerary chapels, but these have not been so well preserved. Woolley discovered that a new and lower quality floor had been constructed several metres above the original floor of Ur-Nammu’s tomb, and he proposed that a rising water table had flooded the tomb sometime after the initial construction, making this unsatisfactory alteration necessary in order to provide a surface to receive the king and his treasures.[9]

The Temple Precinct of Ur

The mausolea were then just outside the temple precinct of Ur, which seems to have been the focus of the building efforts in Ur by Ur-Nammu and his heirs. Although it is not an innovation, its interest and importance is such that a brief description is warranted.[10]

urtemenos_edited.jpg

Figure 4:               The Temenos at Ur.[11]

The ziggurat described above was the outstanding structure in a complex of religious and secular structures behind a temenos. The temenos shown in the illustration, however, is the later reconstruction by Nebuchadnezzar. The ziggurat was built upon a terrace and the terrace was surrounded by another wall, which was not a solid structure but consisted of a series of rooms variously connected. In the south-east corner of this wall was a small building called the e-dub-lal-mah, which served as the main entrance to the ziggurat courtyard and as the ‘Seat of Judgement’ for the king. To the northwest of the ziggurat, but within the inner enclosing wall was a shrine to Nanna, Ur-Nammu’s god, Ur’s main god, and the god to whose worship the ziggurat was devoted. Also attached to this wall was a second courtyard with a grand entrance facing away from the ziggurat (so that one would enter facing directly towards it) also dedicated to Nanna.

Outside this connected complex were other buildings, not all of which are understood yet. In the angle between the ziggurat courtyard and the courtyard of Nanna is the e-nun-mah, which may have been a ‘treasury.’ To the southeast was the gi-par-(ku)[12], containing a major shrine to Ningal, the consort of Nanna, and minor shrines to several other gods. It also contained the tombs of some of the priestesses. It was probably the living quarters of the priestess and the administrative centre of the temple complex. To the East of this was the e-hursag, which may have been a royal palace for religious purposes.[13]

‘House-Plan’ Temples

The final innovation to be noted is in the design of temples. From at least the ‘Ubaid period, the standard form of the temple was ‘bent-axis’, in which the main entrance was to the side of the altar[14], but beginning at this period temples adopted the ‘house-plan’ in which the approach to the altar in its sanctuary was direct from a main entrance flanked by towers through antechambers and a courtyard surrounded by rooms with various other functions. The details could vary, but this basic plan was retained henceforth.

tellasmartemple.jpg

Figure 5:               Governor’s Palace and Temple of deified king Shu-Sin in Eshnunna[15]

In the temple illustrated, shown as it appeared at the end of Ur III, there is also the possibility of a bent-axis approach through the adjoining palace. This may represent an intermediate step in the adoption of the ‘house-plan’, with the religious preference for the palace entrance only gradually being overwhelmed by the importance of the street entrance required for the conduct of the temple’s economic business.[16]


[1] Ch. 9.

 [2] Nissen, p. 190, Roaf, p. 105.

 [3] Leick, pp. 126f. (ref. to Woolley, C.L. (1952) Ur of the Chaldees, Harmondsworth, p.92.)

 [4] Frankfort:AAAO4, p. 18.

 [5] Frankfort:AAAO, p. 52.

 [6] Roaf, pp.104f

 [7] Lloyd:AM, p. 154.

 [8] Crawford, p. 72.

 [9] Lloyd:AM, pp. 153f.

 [10] Op. cit., p. 153.

 [11] Hawkes:AAA, p. 173.

 [12] 9.15

 [13] Hawkes:AAA, p. 173

 [14] 1.7

 [15] Crawford, p.91 (c.f. 9.18.)

 [16] Frankfort:AAAO4, p. 106

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The Unlikely Ideologies of Yoga

December 26, 2014 – 7:19 pm

Retention of bindu

In its earliest formulations, hatHa was used to raise and conserve the physical essence of life, identified in men as bindu (semen), which is otherwise constantly dripping downward from a store in the head and being expended. (The female equivalent, mentioned only occasionally in our sources, is rajas, menstrual fluid.) The preservation and sublimation of semen was associated with tapas (asceticism) from at least the time of the epics, and some of the techniques of early HatHa Yoga are likely to have developed as part of ascetic practice. The techniques of early HatHa Yoga work in two ways: mechanically, in practices such as viparItakaraNI, “the reverser,” in which by standing on one’s head one uses gravity to keep bindu in the head; or by making the breath enter the central channel of the body, which runs from the base of the spine to the top of the head, thereby forcing bindu upward.
(Mallinson, J., Hatha Yoga, p. 1)

Activation of kuNDaliNI

In later formulations of HatHa Yoga, the kaula system of the visualization of the serpent goddess KuNDaliNI rising as kuNDaliNI energy through a system of cakras, usually six or seven, is overlaid onto the bindu-oriented system. The same techniques, together with some specifically kuNDaliNI-oriented ones, are said to effect kuNDaliNI’s rise up the central channel (which is called the suXumnA in these traditions) to a store of amrita (the nectar of immortality) situated in the head, with which kuNDaliNI then floods the body, rejuvenating it and rendering it immortal.
(Mallinson, J., Hatha Yoga, p. 1)

In a novel variation on the theme of consciousness-raising-as-internal ascent, HatHa yoga also represents the yogic body as a sealed hydraulic system within which vital fluids may be channeled upward as they are refined into nectar through the heat of asceticism. Here, the semen of the practitioner, lying inert in the coiled body of the serpentine kundalinI in the lower abdomen, becomes heated through the bellows effect of prAnAyAma, the repeated inflation and deflation of the peripheral breath channels. The awakened kundalinI suddenly straightens and enters into the susumnA, the medial channel that runs the length of the spinal column up to the cranial vault. Propelled by the yogi’s heated breaths, the hissing kundalinI serpent shoots upward, piercing each of the cakras as she rises. With the penetration of each succeeding cakra, vast amounts of heat are released, such that the semen contained in the kundalinI’s body becomes gradually transmuted
(White, DG., (2011) “Yoga, Brief History of an Idea” (Chapter 1 of Yoga in Practice) p. 16)

Achievement of kEvalya

What is clear is that all these states of consciousness are conditioned or affected by the traits (vAsana) and impressions (sa~skAra), which, in turn, are created and modified by the character of the ongoing experience. This is the cycle that maintains ignorance and hence sa~sAra.

Patanjali’s main concern is to set out the elements of the way to escape from this cycle. His initial focus is the vrittis [states of consciousness], since these are what dominate people’s awareness and all of them are conditioned by ignorance and the other klexas [afflictions]. Hence, he states in 1.2 that ‘Yoga is the stilling or cessation (nirodha) of the vrittis.’ The way to make the vrittis still is to cultivate concentration of mind (dhyAna) (YS 2.11). The state of dhyAna is thus the state of yoga. Once this is achieved, he tells us in 1.3, the seer abides in its own nature (svarUpa).
All is not quite so simple, however, since, according to 2.11, the vrittis are merely vehicles for expressing just the coarse aspect of the klexas. So, although the seer might experience itself in the state of dhyAna such an experience is only temporary (See Katha Upanishad 6.11. ‘Yoga arises and passes away.’) The conjunction between puruXa and prakriti still remains. For this to be broken the subtle aspects of the klexas have also to be eradicated. On this matter, the text makes two statements. 2.10 informs us that the subtle aspects of the klexas are to be removed through the process of involution (pratiprasava), which, as 4.34 states, is the return of the guNas to the unmanifest state. This means that the klexas persist in subtle form right until the moment that puruXa separates from prakriti (kEvalya). It is the experience of dharma-megha-samAdhi (4.29-30) that brings this about.
(Connolly, P., (2014) A Student’s Guide to the History and Philosophy of Yoga, Equinox:Sheffield, pp. 142f.)

 

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The Older Yoga Mudras

December 19, 2014 – 1:55 pm

 

The mudras (seals) of the Hathayogapradipika compiled by Svatmaraman about 1450 AD, are not original to that work, but are also to be found in the following works which predate the HYP.

(A1) Amrtasiddhi – 11th C

(D) Dattatreyayogasastra – 13th C

(V) Vivekamartanda – 13th C

(G) Goraksasataka – 13th C

(K) Khecarividya – 13th C

(S1) Sivasamhita – 14th C

(Y) Yogabija – 14th C

(A2) Amaraughaprabodha – 14th C

(S2) Sarngadharapaddhatti – 1363

Mudra

Description

A1

D

V

G

K

S1

Y

A2

S2

Mahamudra

R leg straight, L heel to groin, hold toe, chin to chest

                 

Mahabandha

Mahamudra + R leg onto L thigh

                 

Khecarimudra

Tongue lengthened, put into cavity above soft palate

                 

Jalandharabandha

Chin on chest

                 

Uddiyanabandha

Draw up abdomen

                 

Mulabandha

Contract perineum

                 

Viparitakarani

Head/shoulder stand

                 

Vajroli

Semen drawn up through urethra

                 

Amaroli

Smear body with semesn and ash after intercourse

                 

Sahajoli

Drink or snort own urine

                 

Mahavedha

Early: Feet together pressing perineum

Late: Foot to perineum, lift by hand, drop perineum onto heel

                 

Yonimudra

Fingers cover holes in head

                 

sakticalanimudra

Wrap tongue in cloth, pull

                 

Mudras work on Bindu or Kundalini

B

B

B

K

K

BK

K

B

 

 

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The Yoga Asanas before the Modern Period

December 17, 2014 – 1:16 am

 

The history of the specifically postural yoga that is the root of the yogas that are practiced in the modern West is not well known. We know that most forms of current Western practice can be traced back to the teachers Vivekananda, Yogananda, Sivananda, Kuvalayananda, Hariharananda, Krishnamacharya, and a few others. Beyond that, it is claimed that those forms derive from the Hatha yoga described in the Hathayogapradipika (hereinafter, HYP,) and the ideological underpinning tends to look to the Raja yoga (as described unhistorically by Vivekananda in his book of that name) and Patanjali’s Yoga Sutras. It is usually claimed that this postural yoga does indeed have roots in deep antiquity, with some claiming to find its sources in the Bhagavada Gita of the Mahabharatra, or certain of the Puranas, and to see its traces in the postures displayed in ancient statuary – perhaps as far back as the Indus Valley civilisation (where the pasupati seal is sometimes taken to be a representation of seated Siva in a yoga posture.)

These claims of ancient origins are, of course, supposed to inspire confidence as to authenticity and, for some reason, effectiveness. We would be well-advised however, not to rest too much of our faith in the effectiveness of yoga (for whatever its effect is supposed to be) on an appeal to ancient authority, for it may well be that our postural yoga is almost entirely of recent invention – perhaps taking its current form within just the last hundred or so years. It is argued, for example, that Krishnamacharya’s version, which he taught to BKS Iyenagar, K Pattabhi Jois, and TKV Desikachar, was an extraordinary mix of techniques from hatha yoga, British military calisthenics, and South-western Indian wrestling traditions (Sjoman, NE, The Yoga Tradition of the Mysore Palace, New Delhi:Abhinav:1996 ref. in White, DG (2011) “Yoga, Brief History of an Idea” (Chapter 1 of Yoga in Practice)).

We do know that Patanjali’s work, which dates to ca. 400 CE, mentions no asanas at all, and that, in fact, “prior to the end of the first millennium CE, detailed descriptions of asanas were nowhere to be found in the Indian textual record.” (White, op. cit., 17) And even then, the 15th C. HYP by Svatmarama was the first to make asanas central to Hatha Yoga. In that work are listed just 15 asanas, whose descriptions are mostly cobbled together from a large number of slightly earlier works. The source information in the following table is summarised from Mallinson’s Hatha Yoga and the descriptions of the poses are from the HYP (tr.  Pancham Sinh, 1.18-58)

Form

Name

Description

Sources

Non-seated

Mayurasana

Palms to ground, navel on elbows, raise body straight

Vasisthasamhita.

Also found in in 10th C Vimanarcanakalpa, Padmasamhita, and Ahirbudhnyasamhita

 

Kurmasana

Right ankle left of anus and v.v.

Kukkutasana

Padmasana, then hands through thighs and raise on palms

Pascimatanasana

Sit with legs out, grasp toes, head to thighs

Sivasamhita (at par. 92 called ugrasana)

Uttanakurmasana

Kukkutasana, then hands cross behind back to grasp neck, then lie on back

Unknown

Dhanurasana

Grasp toes with hands, draw to ears, bending like a bow.

Matsyendrasana

[Right foot on left thigh, sole up. Left foot outside right knee. Twist to left. Right hand grasps right foot. Left hand behind back.]

Seated/Reclined

Swastikasana

Sit with hands under thighs, body straight

Dattatreyayogasastra,

Vivekamartanda,

Vasisthasamhita, Yogayajnavalkya, and Sivasamhita

Gomukhasana

Right ankle to left side and v.v.

Virasana

Left foot on right thigh and v.v.

Matsyasana

Right foot to root of left thigh, right hand behind back to grasp toe and v.v.

Savasana

Lie on ground like a corpse

Siddhasana

Left heel to perineum, right above member, chin to chest

Padmasana

Right foot on left thigh, right hand behind back to grasp toe and v.v. Chin to chest.

OR feet on thighs, soles up, hands on thighs, palms up. Chin on chest, tongue on root of upper teeth.

Simhasana

Left heel to right of perineum and v.v., hands on thighs

Bhadrasana

Left heel to left of perineum and v.v., hold feet together with hands

I’m a little confused by this, however. The HYP doesn’t list the Matsyendrasana (listed by Mallinson) by that name, and if it is an alternative name for the Matsyasana, then the former shouldn’t be listed amongst the non-seated postures. (The description of the posture given is from Hewitt, J. (1977) The Complete Yoga Book. I have no idea of its accuracy; certainly its description of Matsyasana is nothing like that given in the HYP.) In fact, it’s not at all clear to me how Mallinson has determined that some are seated and others non-seated.

In any case, the textual sources that follow begin to increase the number of taught asanas that are accepted as canonical. the Yogacintamani (early 16th C) describes 35 asanas. (A manuscript of the same text dated 1660 lists 110 asanas and describes fifty-five ) The Gherandasamhita (ca. 1700 CE) teaches 32 asanas, and, eventually, the Hatharatnavali (early 18th C) taught 84 asanas – the number that the HYP had declared were taught by Siva (1.35). (Clearly this doesn’t refer to the Sivasamhita, because that only describes four postures.) The same number is also taught in the roughly contemporaneous Jogpradipika (1737) of Jayatarama.

The Gherandasamhita is now supposed to be one of the core texts of Hatha Yoga, so the list of taught postures in it is quite important. It includes all the postures listed for the HYP except the Kukkutasana (although the descriptions can sometimes be different, as for the Viasana) as well as the following:

Name

Description*

Muktasana

[A version of Guptasana?]

Ardha-Virasana

[Virasana on one side, the other leg extended]

Guptasana

Padmasana lying on the belly

Gorakshasana

Similar to Padmasana but with hands covering the heels, palms facing upward

Utkatasana

Staying on tip toe, heels not touching the ground, the buttocks rest on the heels

Sankatasana

Similar to Gomukhasana but sitting on the heel

Mandukasana Virasana

With knees apart from each other

Uttanamandukasana

An inverted Mandukasana

Vrikshasana

[Stand, arms overhead, one foot to root of thigh]

Garudasana

Virasana with the hands on the knees

Vrishasana

One leg in Mandukasana, the other bent on the floor with heel touching the perineum

 

Shalabhasana

Prone, arms extended, lift legs and arms

Makarasana

Lying on the stomach, legs apart

Ushtrasana

Similar to Dhanurasana but with legs crossed

Bhujangasana

[Prone, raise torso, arms bent in front.]

Yogasana Padmasana

With hands on the knees

 

*Note that the descriptions here are from various sources. I haven’t actually been able to gain access to a copy of the Gherandasamhita.

On the other hand, Sjoman (op. cit. p 38) notes that all these later texts seem to embody a literary tradition rather than a tradition of practice coming from the HYP. In fact, he says of the modern practitioners: “their practices have no real textual justification and there is no continuous tradition of practice that can be traced back to the texts on yoga.” And all scholars are agreed that there is no connected tradition, either philosophical or practical, joining Patanjali’s YS to the mediaeval texts and practices that really began in the 11th C. So we have at least two gaps in the tradition before we get to the modern period.

 

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Dying and Rising Gods

November 30, 2014 – 10:33 pm


I knew that Frazer’s claim in his Golden Bough of a widespread myth of a dying and resurrected god had been heavily discounted amongst later researchers, but I still thought that the general template he presented was applicable to a significant number of myths, and not just around the Mediterranean. Frazer’s explanation of the origin of the story was, roughly speaking, that it gave a narrative form to the experience of cyclical death and rebirth in the plant world – particularly in farmed crops such as corn which were extremely important to early agricultural societies. The importance of the crop and people’s natural desire to affect the outcome led naturally to ritual expressions of the mythical narrative, as they tried to encourage its recurrence by repeating and re-enacting the story.

In fact, I had also assumed that an additional contributing factor to the supposedly widespread template could be sought in the transformation of the common forms of the shamanic experience (see, for exx., M. Eliade, Shamanism) into more sophisticated and intellectualised forms affected by mythological retellings – such as we might see in the Christ story and the supposed Harrowing of Hell episode added quite some time later. (I don’t doubt that the initial popularity of the Frazer paradigm was motivated by its usefulness as a stick with which to beat the Christians – as if to say that their story could be explained as just another version of a common theme; where to be explained was to be explained away. Christians of the time, and I think both Lewis and Tolkien are examples, felt obliged to react by claiming that God tells stories in the real world that we are prepared to understand because we’ve seen them before in the mythological world. This, however, is beside the point.)

It turns out, however, that there are very few models for any such template. There are a fair number of stories of dying gods, but the details of their stories are not at all regular. And neither is there any great regularity in their ritual expressions – when these even exist or can be discovered. There follows a selection of the deities most prominently offered as exemplars of the type, together with a schematic description of the relevant mythological content, and also with whatever may occur as a related ritual. It is noticeable that there are almost no examples of gods actually explicitly dying and rising again as required.

God

Myth Elements

Rite Elements

Adonis

(Ovid, Metamorphoses X, 519-741)

·  Born of a myrrh tree

·  Aphrodite falls in love with him

·  She entrusts him to Persephone

·  Persephone falls in love

·  He must spend 2/3 of year with Aphrodite and 1/3 with Persephone

·  He is gored by a boar and dies

·  Aphrodite mourns his death

·  Plants arise from his blood

·  Adonis gardens are planted of quick living plants.

·  As the plants die, women mourn for the death of Adonis. (In Roman times they find a revived Adonis. Lucian, De Dea Syria, c.6.)

 

Attis

(Pausanias, Guide to Greece VII, 17.5)

·  Born of an almond from a tree that grew from the removed genitalia of Agdistis (M&F)

·  Raised by a goat

·  Agdistis, now Cybele (F),  falls in love

·  Attis prepares to wed another but Cybele makes him castrate himself and dies

·  Father-in-law-to-be does same

·  Cybele stops body from rotting

·  He is gored by a boar and dies

·  Attis’s death is commemorated.

·  Frenzied mourners whip and some castrate themselves.

·  Attis is entombed

·  He rises (Macrobius, Saturnalia 1.21.10)

Osiris

(Plutarch, On Isis and Osiris. 12)

·  Osiris is trapped in a coffin by his brother Set and dies

·  He drifts down the Nile and becomes attached to a Tamarind tree

·  His wife Isis revives him

·  Becomes pregnant with Horus

·  Osiris dies again

·  Set finds and dismembers his body

·  Isis recovers the pieces except the phallus and buries him

·  Osiris is revived

·  Becomes king of underworld

·  The First Day, The Procession of Wepwawet: A mock battle was enacted during which the enemies of Osiris are defeated. A procession was led by the god Wepwawet (“opener of the way”).

·  The Second Day, The Great Procession of Osiris: The body of Osiris was taken from his temple to his tomb. The boat he was transported in, the “Neshmet” bark, had to be defended against his enemies.

·  The Third Day: Osiris is Mourned and the Enemies of the Land are Destroyed.

·  The Fourth Day, Night Vigil: Prayers and recitations are made and funeral rites performed.

·  The Fifth Day, Osiris is Reborn: Osiris is reborn at dawn and crowned with the crown of Ma’at. A statue of Osiris is brought to the temple
(‘Stele of Ikhernofret,’ tr. ex
J. H. Breasted, Ancient Records of Egypt, Part One,§§ 663ff. List from wp.)

Dumuzi/Tammuz

S. N. Kramer, “Dumuzi’s Annual Resurrection: An Important Correction to ‘Inanna’s Descent'” Bulletin of the American Schools of Oriental Research 183 (October 1966:31)

·  Inanna/Ishtar goes to the underworld

·  She attempts to take the throne there but is caught and killed

·  Enki/Ea rescues her but a sacrifice is required

·  Inanna chooses Dumuzi

·  He flees to his sister Geshtinanna

·  Inanna relents and allows Dumuzi and Geshtinanna to each spend ½ of each year in the underworld

·  Six days of funeral at the summer solstice.

·  Women mourn for dead D/T

·  Rejoicing at risen D/T

 

Dionysus/Bacchus

(Diodorus BH V 75.4)

·  Born of Zeus and Persephone (queen of the underworld)

·  Hera has Titans eat him – except for his heart

·  Zeus places heart in thigh where he is grown

·  He is born again

·  Intoxication, rhythm, and dance lead to frenzy

·  Identification of participants with god.

 

 I do notice that more than a few of these stories have an element of sexual attachment in them. This is something that isn’t properly explained by the template of the corn story, and is not what you’d expect from the shamanistic aspect either. Perhaps it’s just a natural addition people make to stories as a motivator for some kinds of actions: part of our set of innate narrative preferences.)

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A Decent Left Book Club

November 10, 2014 – 9:40 pm


At Harry’s Place Gene is seeking suggestions for a list of books that are appropriate for the ‘Decent Left’. His readers are an erudite bunch and have come up with a vast number of suggestions. I’ve collected the good suggestions from that post and its comments here.

Anne Applebaum, Iron Curtain: The Crushing of Eastern Europe, 1945-1956 (Bob-B)
Hannah Arendt, The Origins of Totalitarianism (Stepkoe)
        The Human Condition (Stepkoe)
Raymond Aron, The Opium of the Intellectuals (Sarka)
Paul Berman , Terror and Liberalism (Gene)
        The Flight of the Intellectuals (Bob-B)
Michael Berube, The Left at War (Aloevera)
Ber Borochov, The National Question and Class Struggle (Abu Faris)
Ray Bradbury, Fahrenheit 451 (Scopedog)
Pascal Bruckner, The Tyranny of Guilt (Amie)
Michail Bulgakow, The Master and Margarita (Jurek Molnar)
Ian Buruma and Avishai Margalit, Occidentalism: A Short History of Anti-Westernism (Suada)
Nick Cohen, What’s Left? (Gene)
Norman Cohn, The Pursuit of the Millenium (Bob-B)
Robert Conquest, The Great Terror (Me)
Richard Crossman (ed.) The God That Failed (Gene)
Norman Davies, Rising ’44 (S&A)
Isaac Deutscher, The Non-Jewish Jew and Other Essays (KBPlayer)
Milovan Djilas, The New Class (Mesquito)
Joseph Dorman, Arguing the World: The New York Intellectuals in Their Own Words (Aloevera)
Tibor Fischer, Under the Frog (S&A)
Francois Furet, The Passing of an Illusion: The Idea of Communism in the Twentieth Century (Aloevera)
Ortega Y Gasset, The Revolt of the Masses (Sarka)
Robert Gellately, Lenin, Stalin, and Hitler: The Age of Social Catastrophe (Bob-B)
Václav Havel, The Power of the Powerless (Kolya)
Jacob Heilbrunn, They Knew They Were Right: The Rise of the Neocons (Aloevera)
Eric Hoffer, The True Believer: Thoughts on the Nature of Mass Movements (Aloevera)
Irving Howe and Lewis Coser, The American Communist Party: A Critical History (Gene)
Aldous Huxley, Brave New World (Scopedog)
Clive James, Cultural Amnesia (Sabadennis)
Robert Kagan, Of Paradise and Power (gur nischt)
Arthur Koestler, Darkness at Noon (Gene)
        Spanish Testament, (KBPlayer)
        Scum of the Earth, (KBPlayer)
        The Blue Arrow (KBPlayer)
Victor Kravchenko, I Chose Freedom (Gene)
        I Chose Justice (Gene)
Marc Lilla, The Reckless Mind (gur nischt)
Julius Martov, The State and the Socialist Revolution (Abu Faris)
Arno J Mayer, The Furies: Violence and Terror in the French and Russian Revolutions (Aloevera)
Czeslaw Milosz, The Captive Mind (S&A)
George Orwell, Homage to Catalonia
        Animal Farm
        1984
Patrik Ourednik, Europeana: A Brief History of the 20th Century (Sarka)
Anton Pannekoek, Lenin as Philosopher (Abu Faris)
Karl Popper, The Open Society and Its Enemies (Aloevera)
Victor Serge, From Lenin to Stalin (Abu Faris)
Aran Shetterly, The Americano (Gene)
Ignazio Silone, Bread and Wine (Gene)
        Emergency Exit (Gene)
Martin Cruz Smith, Gorky Park (S&A)
Tom Robb Smith, Child 44 (S&A)
Timothy Snyder, Bloodlands (S&A)
E. P. Thompson, The Making of the English Working Class (KBPlayer)
        Writing by Candlelight (KBPlayer)
        The Heavy Dancers. (KBPlayer)
Robert Tressell, The Ragged Trousered Philanthropists (KBPlayer)
Richard Wolin The Wind from the East: French Intellectuals, the Cultural Revolution, and the Legacy of the 1960s (Bob-B)
Yvgeny Zamyatin, We(Shatterface)

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The Great Vowel Shift

November 6, 2014 – 4:37 pm


Over the course of several centuries beginning in the early 15th (probably) in the South of England (probably) there were a series of regular unconditioned (= not affected by their phonetic environment) vowel changes that affected the long vowels of ME. Those vowels were raised – or if they were already high they diphthongized. The reasons are quite unknown: in fact, it isn’t even agreed that the changes are a push or drag chain – ie. whether a rise in low vowels caused higher vowels to be moved further up to avoid clashing, or whether a change in higher vowels left spaces to be filled by lower vowels being raised. We do note that that something similar happened in some other Germanic languages, so perhaps it is due to an instability in the Germanic stress or accentual systems.

In any case, I thought it would be interesting to record the changes in pictorial form here. (The diagram doesn’t indicate the period or duration of the changes.)

gvs0001.jpg

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Vowel Movements

October 31, 2014 – 9:40 pm


Proto-Indo-European Origins

It is proposed that Proto-Indo-European had a single original vowel timbre: e (though I’ve also seen original e and o claimed – by G. Bourcier, for example, in History of the English Language, (Stanley Thornes:Cheltenham, UK:1981, pp. 30ff.)

The three proposed basic vowel timbres of the reconstructed system are then supposed to have been produced by the action of the three proposed laryngeals of PIE (see this post) upon that original vowel; thus:

γ+e / e+γ → e / ê
χ+e / e+χ: → a / â
h+e / e+h: → o / ô

[Note that the three proposed laryngeals are of unknown pronunciation and these characters are merely placeholders. That being the case, how is it argued that the pronunciation of these sounds had the claimed differential effects? A mystery.
Note also that the circumflex is in place of the macron to indicate vowel lengthening]

In addition, the vowels i and u were produced by the glides j and w in their role as vowels;
and there is also supposed to have been a syllabic laryngeal pronounced as ə.

Given these developments, as far as I’ve been able to make out, the standard reconstruction of the vowel system of Proto-Indo-European is as follows:

front near-front central near-back back
close i/î û/u
near-close
close-mid
mid ə
open-mid e/ê ô/o
near-open
open a/â

[Note that the sound of ‘a’ is (in IPA) [ɑ]. Which is another mystery, since LJ Brinton & LK Arnovick in The English Language: A Linguistic History (Oxford:OUP:2006) pp. 111, 139 indicate that it is central, but ɑ is used for the back at that height.]

[The note of uncertainty above is because there are alternative reconstructions whose merits I am not qualified to assess, and the various presentations even of the standard version are not exactly user-friendly, so that I can’t be sure that I’m interpreting them correctly. (Still, this will be accurate enough for my purposes.)]

To continue: the (now) three vowels combined with the two glides (w, and j) to produce a system of diphthongs:

j w
e ei ew
o oi ow
a ai au

which have also their lengthened counterparts.

Proto-Indo-European to Primitive Germanic

The changes to the vowels are as follows:

PIE i e ū a, o, ə ō, ā ī, ei ē ? eu u* a*
PG i e ū a ō ī æ ē iu o, u ā

* In some contexts.

Which may also be displayed as:

PIE to Pg vowel movements

Which results in the following vowel system:

front near-front central near-back back
close i/ī u/ū
near-close
close-mid
mid
open-mid e/ē o/ō
near-open æ
open a/ā

with the following diphthongs (and their long versions:

au ai iu

Primitive Germanic to Old English

There are two major processes; both named by Jacob Grimm.

  1. Umlaut

    PG to OE by Umlaut

    [Note that the ‘i’ above should actually be the rounded ‘y’ sound.]

  2. Breaking

    Operates on the short and long sounds thus:

    PG OE (IPA) Example (short) Example (long)
    æ ea (æə) *hærd → heard ‘hard’ *næh → nēah ‘near’
    e eo (ɛə/ēə) *fehu → feoh ‘cattle’ *lēht → lēoht ‘light’
    i io (iə) *tihhian → tiohhian ‘to consider’ *betwīh → betwīoh ‘betwixt’

    The changes only occur when the vowels precede a liquid+other consonant or h+another consonant, and not always even then..

And these changes together with several other modifications apparently result in the OE vowel system describable as follows:

front near-front central near-back back
close ī, ý ū
near-close i, y u
close-mid ē ō
mid
open-mid e o
near-open æ, æ’
open a, ā

[Note that the table entries are the OE letters not the IPA symbols. Length is shown by a macron or a following single quote (if I can’t find the appropriate unicode) and roundedness is indicated by underlining.]

Together with the diphthong system shown here:

PG ɑi ɑu iu
OE ɑ’ æ’ə ēə æə ɛə

Old English to Middle English

We observe the following pure vowel movements:

Old English to Middle English

The OE diphthongs monophthongized:

OE æ’ə ēə æə ɛə
ME ɛ’ ē ɑ ɛ

(Which, note, added a long ɛ to the ME vowel repertoire)

And new diphthongs appeared

IPA symbol æɪ ɛʊ ɪʊ ɔʊ ɔɪ ʊɪ
ME spelling ai, ay,ei,ey au, aw eu, ew eu, ew ow, ou oi, oy oi, oy

Explanations have been offered for the appearance of these new diphthongs. I take these from Brinton & Arnovic, op. cit. p. 256.

  • Borrowing of [ɔɪ] and [ʊɪ] from French.
  • Vocalization of [w] to [ʊ] after [ɑ], [ō], [ē], and [ī] to produce [aʊ], [ɔʊ], [ɛʊ], and [ɪʊ]
  • Vocalization of [j] to [ɪ] after ME front vowels to produce [æɪ]
  • Vocalization of [ɣ] to [ʊ] after ME back vowels to produce [aʊ] and [ɔʊ]
  • Development of glide [ɪ] before [χ] after ME front vowels to produce [æɪ]
  • Development of glide [ʊ] before [χ] after ME back vowels to produce [aʊ] and [ɔʊ]

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Consonantal Drift

October 26, 2014 – 9:56 pm


The standard reconstruction of the Proto-Indo-European stop consonant system is:

voiceless voiced voiced aspirated
labial p b bh
dental t d dh
velar, palatovelar k, k’ g, g’ gh, g’h
labiovelar kw gw gwh

The remaining consonants are:

  • fricative: s
  • laryngeals: γ, x, h


and the semi-vowels

  • nasals: m, n (written with a dot beneath as vowel sounds)
  • liquids: l, r (written with a dot beneath as vowel sounds)
  • glides: w, j

These consonantal sounds changed according to quite regular rules to create the Primitive Germanic consonantal system.

Grimm’s Law (The First Consonant Shift): PIE → PG:

b d g gw p t k kw
bh dh gh gwh b ð γ γw
p t k kw f θ χ χw
ph th kh kwh

The above table describes a set of consonantal shifts occurring in the course of the first millennium BC, which marks the development of Primitive Germanic out of Proto-Indo-European.

Explanations have been proposed for the observed changes:

  1. {/unvoiced stops/, /unvoiced aspirated stops/} → /spirants/
    Primitive Germanic speakers-to-be had a tendency to pronounce stops with an open glottis so that with the release of the ‘stop’ the air would flow unimpeded.
  2. /voiced aspirated stops/ → /voiced spirants/
    as for 1.
  3. /voiced unaspirated stops/ → /unvoiced stops/
    The other stops became aspirated or spirants, so voicing became unnecessary to distinguish these stops

Examples from Latin → Old English

quod → hwaet, canis → hund, genu → cneow, gelidus → cold, pecus → feoh

Apparent irregularities in the application of the rules above were also regularities, but the relevant rules referred to the phonological environment of the consonants undergoing change.

Verner’s Law (Grammatical Change): PG → OE

f θ χ χw s b ð γ γw z
b d g gw r

This table describes a set of further transformations of consonantal phonemes observed in the transition from PG to the historically recorded Germanic languages, such as Old English.

The explanation offered is:

/vowel/ + /unvoiced spirants/ + /vowel/ → /vowel/ + /voiced spirants/ + /vowel/
In the context of voiced vowels about a spirant, the inertia of the movement of the glottis gave voice to the spirant, except when the PIE pitch-accent had fallen on the syllable preceding the consonant, because the work needed to form a pitch accent was sufficient to also allow clear articulation of the unvoiced consonant.

Examples:

(PIE) *upéri → (PG) *ufer → (OE) ofer [pron. ‘over’]
(PIE) *patér → (PG) *faθer → (OE) faeder [with [d] < [ð]]

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