The Yoga Asanas before the Modern Period

December 17, 2014 – 1:16 am

 

The history of the specifically postural yoga that is the root of the yogas that are practiced in the modern West is not well known. We know that most forms of current Western practice can be traced back to the teachers Vivekananda, Yogananda, Sivananda, Kuvalayananda, Hariharananda, Krishnamacharya, and a few others. Beyond that, it is claimed that those forms derive from the Hatha yoga described in the Hathayogapradipika (hereinafter, HYP,) and the ideological underpinning tends to look to the Raja yoga (as described unhistorically by Vivekananda in his book of that name) and Patanjali’s Yoga Sutras. It is usually claimed that this postural yoga does indeed have roots in deep antiquity, with some claiming to find its sources in the Bhagavada Gita of the Mahabharatra, or certain of the Puranas, and to see its traces in the postures displayed in ancient statuary – perhaps as far back as the Indus Valley civilisation (where the pasupati seal is sometimes taken to be a representation of seated Siva in a yoga posture.)

These claims of ancient origins are, of course, supposed to inspire confidence as to authenticity and, for some reason, effectiveness. We would be well-advised however, not to rest too much of our faith in the effectiveness of yoga (for whatever its effect is supposed to be) on an appeal to ancient authority, for it may well be that our postural yoga is almost entirely of recent invention – perhaps taking its current form within just the last hundred or so years. It is argued, for example, that Krishnamacharya’s version, which he taught to BKS Iyenagar, K Pattabhi Jois, and TKV Desikachar, was an extraordinary mix of techniques from hatha yoga, British military calisthenics, and South-western Indian wrestling traditions (Sjoman, NE, The Yoga Tradition of the Mysore Palace, New Delhi:Abhinav:1996 ref. in White, DG (2011) “Yoga, Brief History of an Idea” (Chapter 1 of Yoga in Practice)).

We do know that Patanjali’s work, which dates to ca. 400 CE, mentions no asanas at all, and that, in fact, “prior to the end of the first millennium CE, detailed descriptions of asanas were nowhere to be found in the Indian textual record.” (White, op. cit., 17) And even then, the 15th C. HYP by Svatmarama was the first to make asanas central to Hatha Yoga. In that work are listed just 15 asanas, whose descriptions are mostly cobbled together from a large number of slightly earlier works. The source information in the following table is summarised from Mallinson’s Hatha Yoga and the descriptions of the poses are from the HYP (tr.  Pancham Sinh, 1.18-58)

Form

Name

Description

Sources

Non-seated

Mayurasana

Palms to ground, navel on elbows, raise body straight

Vasisthasamhita.

Also found in in 10th C Vimanarcanakalpa, Padmasamhita, and Ahirbudhnyasamhita

 

Kurmasana

Right ankle left of anus and v.v.

Kukkutasana

Padmasana, then hands through thighs and raise on palms

Pascimatanasana

Sit with legs out, grasp toes, head to thighs

Sivasamhita (at par. 92 called ugrasana)

Uttanakurmasana

Kukkutasana, then hands cross behind back to grasp neck, then lie on back

Unknown

Dhanurasana

Grasp toes with hands, draw to ears, bending like a bow.

Matsyendrasana

[Right foot on left thigh, sole up. Left foot outside right knee. Twist to left. Right hand grasps right foot. Left hand behind back.]

Seated/Reclined

Swastikasana

Sit with hands under thighs, body straight

Dattatreyayogasastra,

Vivekamartanda,

Vasisthasamhita, Yogayajnavalkya, and Sivasamhita

Gomukhasana

Right ankle to left side and v.v.

Virasana

Left foot on right thigh and v.v.

Matsyasana

Right foot to root of left thigh, right hand behind back to grasp toe and v.v.

Savasana

Lie on ground like a corpse

Siddhasana

Left heel to perineum, right above member, chin to chest

Padmasana

Right foot on left thigh, right hand behind back to grasp toe and v.v. Chin to chest.

OR feet on thighs, soles up, hands on thighs, palms up. Chin on chest, tongue on root of upper teeth.

Simhasana

Left heel to right of perineum and v.v., hands on thighs

Bhadrasana

Left heel to left of perineum and v.v., hold feet together with hands

I’m a little confused by this, however. The HYP doesn’t list the Matsyendrasana (listed by Mallinson) by that name, and if it is an alternative name for the Matsyasana, then the former shouldn’t be listed amongst the non-seated postures. (The description of the posture given is from Hewitt, J. (1977) The Complete Yoga Book. I have no idea of its accuracy; certainly its description of Matsyasana is nothing like that given in the HYP.) In fact, it’s not at all clear to me how Mallinson has determined that some are seated and others non-seated.

In any case, the textual sources that follow begin to increase the number of taught asanas that are accepted as canonical. the Yogacintamani (early 16th C) describes 35 asanas. (A manuscript of the same text dated 1660 lists 110 asanas and describes fifty-five ) The Gherandasamhita (ca. 1700 CE) teaches 32 asanas, and, eventually, the Hatharatnavali (early 18th C) taught 84 asanas – the number that the HYP had declared were taught by Siva (1.35). (Clearly this doesn’t refer to the Sivasamhita, because that only describes four postures.) The same number is also taught in the roughly contemporaneous Jogpradipika (1737) of Jayatarama.

The Gherandasamhita is now supposed to be one of the core texts of Hatha Yoga, so the list of taught postures in it is quite important. It includes all the postures listed for the HYP except the Kukkutasana (although the descriptions can sometimes be different, as for the Viasana) as well as the following:

Name

Description*

Muktasana

[A version of Guptasana?]

Ardha-Virasana

[Virasana on one side, the other leg extended]

Guptasana

Padmasana lying on the belly

Gorakshasana

Similar to Padmasana but with hands covering the heels, palms facing upward

Utkatasana

Staying on tip toe, heels not touching the ground, the buttocks rest on the heels

Sankatasana

Similar to Gomukhasana but sitting on the heel

Mandukasana Virasana

With knees apart from each other

Uttanamandukasana

An inverted Mandukasana

Vrikshasana

[Stand, arms overhead, one foot to root of thigh]

Garudasana

Virasana with the hands on the knees

Vrishasana

One leg in Mandukasana, the other bent on the floor with heel touching the perineum

 

Shalabhasana

Prone, arms extended, lift legs and arms

Makarasana

Lying on the stomach, legs apart

Ushtrasana

Similar to Dhanurasana but with legs crossed

Bhujangasana

[Prone, raise torso, arms bent in front.]

Yogasana Padmasana

With hands on the knees

 

*Note that the descriptions here are from various sources. I haven’t actually been able to gain access to a copy of the Gherandasamhita.

On the other hand, Sjoman (op. cit. p 38) notes that all these later texts seem to embody a literary tradition rather than a tradition of practice coming from the HYP. In fact, he says of the modern practitioners: “their practices have no real textual justification and there is no continuous tradition of practice that can be traced back to the texts on yoga.” And all scholars are agreed that there is no connected tradition, either philosophical or practical, joining Patanjali’s YS to the mediaeval texts and practices that really began in the 11th C. So we have at least two gaps in the tradition before we get to the modern period.

 

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Dying and Rising Gods

November 30, 2014 – 10:33 pm


I knew that Frazer’s claim in his Golden Bough of a widespread myth of a dying and resurrected god had been heavily discounted amongst later researchers, but I still thought that the general template he presented was applicable to a significant number of myths, and not just around the Mediterranean. Frazer’s explanation of the origin of the story was, roughly speaking, that it gave a narrative form to the experience of cyclical death and rebirth in the plant world – particularly in farmed crops such as corn which were extremely important to early agricultural societies. The importance of the crop and people’s natural desire to affect the outcome led naturally to ritual expressions of the mythical narrative, as they tried to encourage its recurrence by repeating and re-enacting the story.

In fact, I had also assumed that an additional contributing factor to the supposedly widespread template could be sought in the transformation of the common forms of the shamanic experience (see, for exx., M. Eliade, Shamanism) into more sophisticated and intellectualised forms affected by mythological retellings – such as we might see in the Christ story and the supposed Harrowing of Hell episode added quite some time later. (I don’t doubt that the initial popularity of the Frazer paradigm was motivated by its usefulness as a stick with which to beat the Christians – as if to say that their story could be explained as just another version of a common theme; where to be explained was to be explained away. Christians of the time, and I think both Lewis and Tolkien are examples, felt obliged to react by claiming that God tells stories in the real world that we are prepared to understand because we’ve seen them before in the mythological world. This, however, is beside the point.)

It turns out, however, that there are very few models for any such template. There are a fair number of stories of dying gods, but the details of their stories are not at all regular. And neither is there any great regularity in their ritual expressions – when these even exist or can be discovered. There follows a selection of the deities most prominently offered as exemplars of the type, together with a schematic description of the relevant mythological content, and also with whatever may occur as a related ritual. It is noticeable that there are almost no examples of gods actually explicitly dying and rising again as required.

God

Myth Elements

Rite Elements

Adonis

(Ovid, Metamorphoses X, 519-741)

·  Born of a myrrh tree

·  Aphrodite falls in love with him

·  She entrusts him to Persephone

·  Persephone falls in love

·  He must spend 2/3 of year with Aphrodite and 1/3 with Persephone

·  He is gored by a boar and dies

·  Aphrodite mourns his death

·  Plants arise from his blood

·  Adonis gardens are planted of quick living plants.

·  As the plants die, women mourn for the death of Adonis. (In Roman times they find a revived Adonis. Lucian, De Dea Syria, c.6.)

 

Attis

(Pausanias, Guide to Greece VII, 17.5)

·  Born of an almond from a tree that grew from the removed genitalia of Agdistis (M&F)

·  Raised by a goat

·  Agdistis, now Cybele (F),  falls in love

·  Attis prepares to wed another but Cybele makes him castrate himself and dies

·  Father-in-law-to-be does same

·  Cybele stops body from rotting

·  He is gored by a boar and dies

·  Attis’s death is commemorated.

·  Frenzied mourners whip and some castrate themselves.

·  Attis is entombed

·  He rises (Macrobius, Saturnalia 1.21.10)

Osiris

(Plutarch, On Isis and Osiris. 12)

·  Osiris is trapped in a coffin by his brother Set and dies

·  He drifts down the Nile and becomes attached to a Tamarind tree

·  His wife Isis revives him

·  Becomes pregnant with Horus

·  Osiris dies again

·  Set finds and dismembers his body

·  Isis recovers the pieces except the phallus and buries him

·  Osiris is revived

·  Becomes king of underworld

·  The First Day, The Procession of Wepwawet: A mock battle was enacted during which the enemies of Osiris are defeated. A procession was led by the god Wepwawet (“opener of the way”).

·  The Second Day, The Great Procession of Osiris: The body of Osiris was taken from his temple to his tomb. The boat he was transported in, the “Neshmet” bark, had to be defended against his enemies.

·  The Third Day: Osiris is Mourned and the Enemies of the Land are Destroyed.

·  The Fourth Day, Night Vigil: Prayers and recitations are made and funeral rites performed.

·  The Fifth Day, Osiris is Reborn: Osiris is reborn at dawn and crowned with the crown of Ma’at. A statue of Osiris is brought to the temple
(‘Stele of Ikhernofret,’ tr. ex
J. H. Breasted, Ancient Records of Egypt, Part One,§§ 663ff. List from wp.)

Dumuzi/Tammuz

S. N. Kramer, “Dumuzi’s Annual Resurrection: An Important Correction to ‘Inanna’s Descent'” Bulletin of the American Schools of Oriental Research 183 (October 1966:31)

·  Inanna/Ishtar goes to the underworld

·  She attempts to take the throne there but is caught and killed

·  Enki/Ea rescues her but a sacrifice is required

·  Inanna chooses Dumuzi

·  He flees to his sister Geshtinanna

·  Inanna relents and allows Dumuzi and Geshtinanna to each spend ½ of each year in the underworld

·  Six days of funeral at the summer solstice.

·  Women mourn for dead D/T

·  Rejoicing at risen D/T

 

Dionysus/Bacchus

(Diodorus BH V 75.4)

·  Born of Zeus and Persephone (queen of the underworld)

·  Hera has Titans eat him – except for his heart

·  Zeus places heart in thigh where he is grown

·  He is born again

·  Intoxication, rhythm, and dance lead to frenzy

·  Identification of participants with god.

 

 I do notice that more than a few of these stories have an element of sexual attachment in them. This is something that isn’t properly explained by the template of the corn story, and is not what you’d expect from the shamanistic aspect either. Perhaps it’s just a natural addition people make to stories as a motivator for some kinds of actions: part of our set of innate narrative preferences.)

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A Decent Left Book Club

November 10, 2014 – 9:40 pm


At Harry’s Place Gene is seeking suggestions for a list of books that are appropriate for the ‘Decent Left’. His readers are an erudite bunch and have come up with a vast number of suggestions. I’ve collected the good suggestions from that post and its comments here.

Anne Applebaum, Iron Curtain: The Crushing of Eastern Europe, 1945-1956 (Bob-B)
Hannah Arendt, The Origins of Totalitarianism (Stepkoe)
        The Human Condition (Stepkoe)
Raymond Aron, The Opium of the Intellectuals (Sarka)
Paul Berman , Terror and Liberalism (Gene)
        The Flight of the Intellectuals (Bob-B)
Michael Berube, The Left at War (Aloevera)
Ber Borochov, The National Question and Class Struggle (Abu Faris)
Ray Bradbury, Fahrenheit 451 (Scopedog)
Pascal Bruckner, The Tyranny of Guilt (Amie)
Michail Bulgakow, The Master and Margarita (Jurek Molnar)
Ian Buruma and Avishai Margalit, Occidentalism: A Short History of Anti-Westernism (Suada)
Nick Cohen, What’s Left? (Gene)
Norman Cohn, The Pursuit of the Millenium (Bob-B)
Robert Conquest, The Great Terror (Me)
Richard Crossman (ed.) The God That Failed (Gene)
Norman Davies, Rising ’44 (S&A)
Isaac Deutscher, The Non-Jewish Jew and Other Essays (KBPlayer)
Milovan Djilas, The New Class (Mesquito)
Joseph Dorman, Arguing the World: The New York Intellectuals in Their Own Words (Aloevera)
Tibor Fischer, Under the Frog (S&A)
Francois Furet, The Passing of an Illusion: The Idea of Communism in the Twentieth Century (Aloevera)
Ortega Y Gasset, The Revolt of the Masses (Sarka)
Robert Gellately, Lenin, Stalin, and Hitler: The Age of Social Catastrophe (Bob-B)
Václav Havel, The Power of the Powerless (Kolya)
Jacob Heilbrunn, They Knew They Were Right: The Rise of the Neocons (Aloevera)
Eric Hoffer, The True Believer: Thoughts on the Nature of Mass Movements (Aloevera)
Irving Howe and Lewis Coser, The American Communist Party: A Critical History (Gene)
Aldous Huxley, Brave New World (Scopedog)
Clive James, Cultural Amnesia (Sabadennis)
Robert Kagan, Of Paradise and Power (gur nischt)
Arthur Koestler, Darkness at Noon (Gene)
        Spanish Testament, (KBPlayer)
        Scum of the Earth, (KBPlayer)
        The Blue Arrow (KBPlayer)
Victor Kravchenko, I Chose Freedom (Gene)
        I Chose Justice (Gene)
Marc Lilla, The Reckless Mind (gur nischt)
Julius Martov, The State and the Socialist Revolution (Abu Faris)
Arno J Mayer, The Furies: Violence and Terror in the French and Russian Revolutions (Aloevera)
Czeslaw Milosz, The Captive Mind (S&A)
George Orwell, Homage to Catalonia
        Animal Farm
        1984
Patrik Ourednik, Europeana: A Brief History of the 20th Century (Sarka)
Anton Pannekoek, Lenin as Philosopher (Abu Faris)
Karl Popper, The Open Society and Its Enemies (Aloevera)
Victor Serge, From Lenin to Stalin (Abu Faris)
Aran Shetterly, The Americano (Gene)
Ignazio Silone, Bread and Wine (Gene)
        Emergency Exit (Gene)
Martin Cruz Smith, Gorky Park (S&A)
Tom Robb Smith, Child 44 (S&A)
Timothy Snyder, Bloodlands (S&A)
E. P. Thompson, The Making of the English Working Class (KBPlayer)
        Writing by Candlelight (KBPlayer)
        The Heavy Dancers. (KBPlayer)
Robert Tressell, The Ragged Trousered Philanthropists (KBPlayer)
Richard Wolin The Wind from the East: French Intellectuals, the Cultural Revolution, and the Legacy of the 1960s (Bob-B)
Yvgeny Zamyatin, We(Shatterface)

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The Great Vowel Shift

November 6, 2014 – 4:37 pm


Over the course of several centuries beginning in the early 15th (probably) in the South of England (probably) there were a series of regular unconditioned (= not affected by their phonetic environment) vowel changes that affected the long vowels of ME. Those vowels were raised – or if they were already high they diphthongized. The reasons are quite unknown: in fact, it isn’t even agreed that the changes are a push or drag chain – ie. whether a rise in low vowels caused higher vowels to be moved further up to avoid clashing, or whether a change in higher vowels left spaces to be filled by lower vowels being raised. We do note that that something similar happened in some other Germanic languages, so perhaps it is due to an instability in the Germanic stress or accentual systems.

In any case, I thought it would be interesting to record the changes in pictorial form here. (The diagram doesn’t indicate the period or duration of the changes.)

gvs0001.jpg

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Vowel Movements

October 31, 2014 – 9:40 pm


Proto-Indo-European Origins

It is proposed that Proto-Indo-European had a single original vowel timbre: e (though I’ve also seen original e and o claimed – by G. Bourcier, for example, in History of the English Language, (Stanley Thornes:Cheltenham, UK:1981, pp. 30ff.)

The three proposed basic vowel timbres of the reconstructed system are then supposed to have been produced by the action of the three proposed laryngeals of PIE (see this post) upon that original vowel; thus:

γ+e / e+γ → e / ê
χ+e / e+χ: → a / â
h+e / e+h: → o / ô

[Note that the three proposed laryngeals are of unknown pronunciation and these characters are merely placeholders. That being the case, how is it argued that the pronunciation of these sounds had the claimed differential effects? A mystery.
Note also that the circumflex is in place of the macron to indicate vowel lengthening]

In addition, the vowels i and u were produced by the glides j and w in their role as vowels;
and there is also supposed to have been a syllabic laryngeal pronounced as ə.

Given these developments, as far as I’ve been able to make out, the standard reconstruction of the vowel system of Proto-Indo-European is as follows:

front near-front central near-back back
close i/î û/u
near-close
close-mid
mid ə
open-mid e/ê ô/o
near-open
open a/â

[Note that the sound of ‘a’ is (in IPA) [ɑ]. Which is another mystery, since LJ Brinton & LK Arnovick in The English Language: A Linguistic History (Oxford:OUP:2006) pp. 111, 139 indicate that it is central, but ɑ is used for the back at that height.]

[The note of uncertainty above is because there are alternative reconstructions whose merits I am not qualified to assess, and the various presentations even of the standard version are not exactly user-friendly, so that I can’t be sure that I’m interpreting them correctly. (Still, this will be accurate enough for my purposes.)]

To continue: the (now) three vowels combined with the two glides (w, and j) to produce a system of diphthongs:

j w
e ei ew
o oi ow
a ai au

which have also their lengthened counterparts.

Proto-Indo-European to Primitive Germanic

The changes to the vowels are as follows:

PIE i e ū a, o, ə ō, ā ī, ei ē ? eu u* a*
PG i e ū a ō ī æ ē iu o, u ā

* In some contexts.

Which may also be displayed as:

PIE to Pg vowel movements

Which results in the following vowel system:

front near-front central near-back back
close i/ī u/ū
near-close
close-mid
mid
open-mid e/ē o/ō
near-open æ
open a/ā

with the following diphthongs (and their long versions:

au ai iu

Primitive Germanic to Old English

There are two major processes; both named by Jacob Grimm.

  1. Umlaut

    PG to OE by Umlaut

    [Note that the ‘i’ above should actually be the rounded ‘y’ sound.]

  2. Breaking

    Operates on the short and long sounds thus:

    PG OE (IPA) Example (short) Example (long)
    æ ea (æə) *hærd → heard ‘hard’ *næh → nēah ‘near’
    e eo (ɛə/ēə) *fehu → feoh ‘cattle’ *lēht → lēoht ‘light’
    i io (iə) *tihhian → tiohhian ‘to consider’ *betwīh → betwīoh ‘betwixt’

    The changes only occur when the vowels precede a liquid+other consonant or h+another consonant, and not always even then..

And these changes together with several other modifications apparently result in the OE vowel system describable as follows:

front near-front central near-back back
close ī, ý ū
near-close i, y u
close-mid ē ō
mid
open-mid e o
near-open æ, æ’
open a, ā

[Note that the table entries are the OE letters not the IPA symbols. Length is shown by a macron or a following single quote (if I can’t find the appropriate unicode) and roundedness is indicated by underlining.]

Together with the diphthong system shown here:

PG ɑi ɑu iu
OE ɑ’ æ’ə ēə æə ɛə

Old English to Middle English

We observe the following pure vowel movements:

Old English to Middle English

The OE diphthongs monophthongized:

OE æ’ə ēə æə ɛə
ME ɛ’ ē ɑ ɛ

(Which, note, added a long ɛ to the ME vowel repertoire)

And new diphthongs appeared

IPA symbol æɪ ɛʊ ɪʊ ɔʊ ɔɪ ʊɪ
ME spelling ai, ay,ei,ey au, aw eu, ew eu, ew ow, ou oi, oy oi, oy

Explanations have been offered for the appearance of these new diphthongs. I take these from Brinton & Arnovic, op. cit. p. 256.

  • Borrowing of [ɔɪ] and [ʊɪ] from French.
  • Vocalization of [w] to [ʊ] after [ɑ], [ō], [ē], and [ī] to produce [aʊ], [ɔʊ], [ɛʊ], and [ɪʊ]
  • Vocalization of [j] to [ɪ] after ME front vowels to produce [æɪ]
  • Vocalization of [ɣ] to [ʊ] after ME back vowels to produce [aʊ] and [ɔʊ]
  • Development of glide [ɪ] before [χ] after ME front vowels to produce [æɪ]
  • Development of glide [ʊ] before [χ] after ME back vowels to produce [aʊ] and [ɔʊ]

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Consonantal Drift

October 26, 2014 – 9:56 pm


The standard reconstruction of the Proto-Indo-European stop consonant system is:

voiceless voiced voiced aspirated
labial p b bh
dental t d dh
velar, palatovelar k, k’ g, g’ gh, g’h
labiovelar kw gw gwh

The remaining consonants are:

  • fricative: s
  • laryngeals: γ, x, h


and the semi-vowels

  • nasals: m, n (written with a dot beneath as vowel sounds)
  • liquids: l, r (written with a dot beneath as vowel sounds)
  • glides: w, j

These consonantal sounds changed according to quite regular rules to create the Primitive Germanic consonantal system.

Grimm’s Law (The First Consonant Shift): PIE → PG:

b d g gw p t k kw
bh dh gh gwh b ð γ γw
p t k kw f θ χ χw
ph th kh kwh

The above table describes a set of consonantal shifts occurring in the course of the first millennium BC, which marks the development of Primitive Germanic out of Proto-Indo-European.

Explanations have been proposed for the observed changes:

  1. {/unvoiced stops/, /unvoiced aspirated stops/} → /spirants/
    Primitive Germanic speakers-to-be had a tendency to pronounce stops with an open glottis so that with the release of the ‘stop’ the air would flow unimpeded.
  2. /voiced aspirated stops/ → /voiced spirants/
    as for 1.
  3. /voiced unaspirated stops/ → /unvoiced stops/
    The other stops became aspirated or spirants, so voicing became unnecessary to distinguish these stops

Examples from Latin → Old English

quod → hwaet, canis → hund, genu → cneow, gelidus → cold, pecus → feoh

Apparent irregularities in the application of the rules above were also regularities, but the relevant rules referred to the phonological environment of the consonants undergoing change.

Verner’s Law (Grammatical Change): PG → OE

f θ χ χw s b ð γ γw z
b d g gw r

This table describes a set of further transformations of consonantal phonemes observed in the transition from PG to the historically recorded Germanic languages, such as Old English.

The explanation offered is:

/vowel/ + /unvoiced spirants/ + /vowel/ → /vowel/ + /voiced spirants/ + /vowel/
In the context of voiced vowels about a spirant, the inertia of the movement of the glottis gave voice to the spirant, except when the PIE pitch-accent had fallen on the syllable preceding the consonant, because the work needed to form a pitch accent was sufficient to also allow clear articulation of the unvoiced consonant.

Examples:

(PIE) *upéri → (PG) *ufer → (OE) ofer [pron. ‘over’]
(PIE) *patér → (PG) *faθer → (OE) faeder [with [d] < [ð]]

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On the Question of Yoga as a Religious Practice

September 24, 2014 – 10:35 pm

There is a question whether Yoga is necessarily a religion or whether it is possible to be a practitioner and remain, for example, a good Christian. Now, ‘Yoga’ is the name of a wide variety of beliefs and practices – we might compare it to the Dao of the classical Chinese culture – but in this context the yoga intended is obviously the physical practice of assuming poses associated with and supposedly justified by the particular metaphysics found in the classic Hindu SamkhyaYoga darshana. This yoga is roughly speaking Hatha yoga – as described in the Hathayoga Pradipika, and the ideological underpinning tends to look to the Raja yoga and Patanjali’s Yoga Sutras, which make no specific theological claims. The exact stemma of the typical modern western yoga is pretty confused, but it probably doesn’t matter all that much at the moment. Suffice it to say that it is that form transmitted to us by Vivekananda, Yogananda, Sivananda, Kuvalayananda, Hariharananda, Krishnamacharya, and others.

Note that Vivekananda deliberately sought to create a secular practice suitable to be taught to the whole world, and Krishnamacharya’s version, which he taught to BKS Iyenagar, K Pattabhi Jois, and TKV Desikachar, was an extraordinary mix of techniques from hatha yoga, British military calisthenics, and South-western Indian wrestling traditions (Sjoman, NE, The Yoga Tradition of the Mysore Palace, New Delhi:Abhinav:1996 ref. in White, DG (2011) Yoga, Brief History of an Idea” (Chapter 1 of Yoga in Practice)) Thus it would probably be a surprise if there was a coherent religious essence to the resultant practice.

The arguments that have been presented for considering yoga to be a necessarily religious practice have both trivial and even more trivial forms. The trivial form can be seen in the claim that as yoga is a product of a certain religious tradition, and the very Sanskrit names of the asanas are references to various Hindu religious concepts – like the surya namaskar ‘Salute to the Sun (God)’ – the practice of yoga will lead one willy-nilly to performing religious rituals and thus participating in another religion. (Kremer, W. “Does doing yoga make you a Hindu?” BBC News Magazine.) Religious intentions may not be there to begin with but practising yoga might lead them to develop.” But it’s not at all clear that there is a necessary connection between the performance of the postures and the holding of certain beliefs. What counts is always the intention, and unless the claim is that the intention will be generated by habit, if the intention to worship is not there then there is no worshipping being done.

The even more trivial form is that now endorsed by the Indian Supreme Court: that yoga is traditionally understood to be a religious practice and therefore must always be that. But this is really a determination that in the cultural circumstances of India, the law will simply define yoga as a religious practice because it’s too hard to do anything else. I don’t see that there’s anything in that administrative decision to alarm or even interest practitioners outside India.

On the other hand, there may be religious objections to the claims that are made for yoga’s benefit to its practitioners. The traditional claim – made implicitly rather than explicitly in the older texts, so far as I can discover – is that the dedicated practice of Hatha yoga will demonstrate to the resistant mind (citta) that the body (let it be prakriti) is not part of the self (let it be purusa) and that the self and body are indeed independent. The realisation of kaivalya (independence) in more than a merely intellectual manner is the desired point of this practice, and will assist the practitioner in the achievement of whatever particular style of moksha is appropriate to the yogin. This, however, suggests at least a couple of  comments.

First, the absolute independence of body and self cannot be acceptable to all religious traditions: the Christian sinner, for example, may be a sinner because of the effect of the flesh upon the soul – in the gnostic tradition corrupting it, but in any case facilitating its decline. Certainly, Christians believe that the soul can be saved from the flesh and that it will continue to exist when the flesh is sloughed off at death; but while the soul is incarnated it forms a complete person and the flesh is not irrelevant to that person.

Secondly, the realisation of independence is a step to liberation of the purusa element from the cycle of reincarnation. This is a very much a religious doctrine.

Now, it is possible that this can all be dismissed as irrelevant to the practice of modern yoga, but in that case what is the evidence that there is any benefit at all? Is it just massively coincidentally the case that the postures intended to fulfil one very specific metaphysical function also fulfil a general physical fitness function. How lucky is that!

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Thoughts arising from the problem of ‘proportionality’ in Just War Theory

August 29, 2014 – 1:11 am


HAMAS vs Israel

In the recent ‘war’ between the HAMAS government of the Gaza Strip and Israel, there have been a lot of accusations that the Israeli action is ‘disproportionate’. The principal fact that seems to be motivating this accusation is that the death and injury toll of Gazans claimed by the Arab side is vastly greater than the death and injury toll of Israelis acknowledged by the Israeli authorities – by a factor of several hundred to one as I last saw. Since these accusations generally contain no more supporting information than those bare numbers, it appears that the relevant ‘proportion’ is just the relative number of casualties on each side. This is a clearly unreasonable principle of judgement: defenders of the Israeli action are quite right to ask whether it is seriously being proposed that justice in war is to be a matter of equal numbers of casualties. And are the Israelis to be penalised in the moral judgement of history because they have acted to defend their own citizens? Or is it required, for the sake of justice, that the Israelis let the Gazans kill a larger number of them?

I suppose that before we get on to looking for the sorts of principles that might justify an honest accusation of disproportion rather than a mere appeal to rhetoric, we need to make some preliminary observations.

First, the raw number of dead and injured on the Israeli side is provided by the responsible authorities of a liberal democratic regime – albeit one at war – and we may reasonably take them as roughly accurate. Certainly there doesn’t seem to be much controversy concerning them even amongst Israel’s enemies, and it’s not obvious what motive for falsification of these numbers the Israelis would have anyway. On the other hand, the numbers of dead and injured on the Gazan side are provided by HAMAS, or by organizations controlled by HAMAS, and these numbers need to be treated with great caution. I shall assume, however, that the numbers are reasonably accurate, since it won’t matter much to the discussion to follow.

Second – and this may matter more – the division of the casualties into non-combatants and combatants is disputed for the Gazan side. By their own telling, almost all the casualties are women and children and other innocent bystanders; but this is a claim that clearly serves their propaganda purposes and seems to be inconsistent with statistical analyses of the demographic profile of the casualties. The Israelis claim that the greater part of the casualties consists of HAMAS operatives of one kind or another. It should be noted that similar disputed claims in previous Israeli-Arab clashes have eventually shown that an accurate accounting is much closer to the initial Israeli estimates than to the Arab claims. Given that Israel is a professional modern army and its society has many routes of independent accountability, this should come as no surprise. Nevertheless, we shall consider two cases: ‘CD-A’ will label the case where 90% of the casualties are civilians and ‘B’ will label the case where 50% are.

How is the proportionality rule to be understood?

The reason that proportionality is fixed on as a point of complaint in this war is surely that proportionality is one of the criteria for a Just War in modern Just War theory. Actually, it is two of the criteria, since it occurs both in jus ad bellum and in jus in bello. We can think of them easily enough as two versions of the same rule So far as the first goes, it is claimed that in a just war the act of going to war is a proportional response to the evil that otherwise justifies the war. We can call this the first criterion of proportionality, and label it P1. The second rule, P2, requires that the harm caused by actions taken in a war should be proportional to the goods that are sought by those actions. Clearly, P1 and P2 are versions of the same rule,

P: that the harm caused by an action (or course of actions) ought to be proportional to the good gained.

There is a question that arises even before we look for the justifying moral theory for this rule P, and that is whether the judgement of justness is to be made as a judgement on the actor or the action. We typically speak as if we are judging the actions themselves, but the way the rule is phrased in P takes no account of the intentions of the actor. Is this reasonable? If it is not reasonable, then we could rephrase the rule as

Pint: that the harm intended by an action (or course of actions) ought to be proportional to the good intended.

Then again, we need to ask whether this ignores the important aspect of what the actor reasonably expects to happen. Should the rule be rather,

Pexp: that the harm foreseen by an action (or course of actions) ought to be proportional to the good foreseen.

Where’s the justification for the proportionality rule?

The fundamental difficulty with JWT is that it is usually presented as if it has no foundation in any fundamental ethical theory such as utilitarianism or Kantian ethics, but simply appears at the level of general claims about specific kinds of actions. This means that when a question arises over the judgement of some action, we have no deeper theory from which to derive an answer, but must either appeal to casuistry and the application of principles of analogy etc. to the (not very) fundamental previously accepted truths, or simply point to our intuitions.

This is obvious to almost everyone who works in this area, but is hardly taken seriously as a problem. For example, an effort is made by Hurka (T., ‘Philosophy & Public Affairs, 2005, 33:1, pp. 34-66) to investigate and clarify the notion of proportionality directly, but he repeatedly comes up against the lack of general theory that should motivate these supposed principles of justice in war; and he recognises the difficulty, but he does not make any move to address it effectively.

Hurka notes (pp. 39 f,) for example, that some (James Turner Johnson, Morality and Contemporary Warfare, New Haven, Conn.: Yale University Press, 1999, pp. 27–28 – referring to ius ad bellum proportionality) have suggested that proportionality need only mean that the total good resulting should outweigh the total bad resulting. But even if it is accepted that optimality is not required – And why shouldn’t it be? No answer – the claim lacks plausibility. What if an action in pursuit of a just cause leads to some slight excess of harm over good? Is it just obvious that that makes it unjust? It isn’t obvious to me. The fact that optimality is not required means that we are not dealing with a pure consequentialism here; but then, what is it? The situation of a slight excess of harm might be accounted for if we weighed the goods more heavily than the harms (Douglas Lackey, The Ethics of War and Peace, Englewood Cliffs, NJ: Prentice-Hall, 1989, pp. 40–41), so that in the calculation the harms would have to very much outweigh the goods before the proportionality criterion would take effect. But what could be the justification for such a weighting other than an ad hoc fix to a faulty moral calculator? The difficulty may be that whereas it makes sense to count the total harms, it doesn’t make equal sense to count the total goods, but only those goods relevant to the justification of the war – which justification is not to be made on pure consequentialist grounds – otherwise we’d count all sorts of irrelevant benefits achieved through violence as making that violence acceptable (just.) But then we have the further problem of deciding precisely how widely the net of relevant goods needs to be cast; and for that we’d need some general principle or theory that tells us the conditions required for relevance – and we have no such theory.

And so it continues. A thoroughly typical expression of exasperation is found on page 57:

when it can find some more abstract value that underlies them and see how far each instantiates that value. But the considerations in play here seem irreducibly diverse: political self-determination and the protection of a national home on the one side, death and suffering on the other. This leaves their comparison to direct intuition …

Nonetheless, he continues, “I hope to have vindicated the common-sense view that …”; but he hasn’t: he has only shown us where our intuitions take us in several special cases. We will get nowhere until we get more basic.

Notwithstanding references to Cicero or Augustine or to other naïve first steps towards a theory of moral warfare, the basic shape of modern JWT is due to work done in the tradition of St Thomas Aquinas. The roots of JWT are found in the Summa Theologiae II-II, 40, in which it is stated that

In order for a war to be just, three things are necessary. First, the authority of the sovereign by whose command the war is to be waged. …

Secondly, a just cause is required, namely that those who are attacked, should be attacked because they deserve it on account of some fault. …

Thirdly, it is necessary that the belligerents should have a rightful intention, so that they intend the advancement of good, or the avoidance of evil.

These criteria, however, are derived by Aquinas according to his own understanding of the sources of morality in the Natural Law imposed by God upon the World. That Law we can come to know through reason, on the assumption that it is intended by the Lawgiver for the benefit of those for whom He is responsible and over whom He has authority. God, being reasonable, will make to be the case that which reason shows must be the case if God’s purposes are to be achieved. And because God is good, the purpose of God’s laws will be human flourishing. Therefore, to discover what God’s laws are, we need only ask what laws would lead to human flourishing.

The difficulties this poses for our question are many and obvious. The most significant problem is that if God is denied – as He usually is in modern philosophy – then morality is basically without any foundation. This is now a commonplace observation – especially since G. E. M. Anscombe (‘Modern Moral Philosophy’, Philosophy 33, No. 124 (January 1958).) But even if we accepted the assumptions necessary to Aquinas’s scheme, the only principle that lies underneath the various rules to be adopted as a moral code is that we think (or agree) that by treating those rules as if they had moral force humans would flourish (or, alternatively, that we think that if everyone actually followed those rules humans would flourish.) The argument then moves on to justifying the claim about the increased likelihood of flourishing, or perhaps we would need to deal with the definition of flourishing.

But that is all moot, because we just don’t accept those assumptions; and on the other hand, no other assumptions are proposed to take their place. One searches in vain through Walzer’s work, for example, (Just and Unjust Wars) for a description of the fundamental ethical theory that should underlie the doctrine. Surely, this is a scandal: that modern Just War Theory rests, not on a mistake, but on pure fancy.

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Recognising the Seven Buddhas of this Age

March 16, 2014 – 6:37 pm

When the Dharma is forgotten in the world another Buddha arises to renew it. The earliest version seems to have 7 buddhas in this age, of whom gOtama is the current. These are mentioned in the Pali canon in the dIghanikAya (ii, pp 5ff) and sa~yuttanikAya (ii, pp. 5f) of the suttapiTaka, and in the vinayapiTaka (ii, p. 110). S. Beal (A Catena of Buddhist Scriptures from the Chinese, London:Trubner & Co., 1871, pp. 158f) notes that these names are also found in the pATimokkha of the Chinese tripiTaka. According to R. Mitra (Sanskrit Buddhist Literature of Nepal, Asiatic Society of Bengal, 1882, pp. 249ff) they are also found in the sayambhU purAna.

The seven with their iconography are:

  • vIpassI(vipaxyin)
    Usually he is depicted in bhumisparsa (earth-touching) mudra with left hand palm up in his lap and right hand touching the earth; and with yellow or golden color.
  • sikhI (xikhin)
    He is usually depicted in abhayamudra, with the open palm of the right hand extending outwards at the chest level or slightly higher.
    abhaya = no fear
  • vessabhU (vixvabhu)
    He is depicted in dharmacakramudra
    dharma cakra = wheel of the law
    Note: Usually, in this mudra the hands are placed at the heart level with the thumbs and index fingers forming circles. JC Huntingdon observes that “The Gandharan version of the “dharmacakramudra” is highly specific and virtually ubiquitous in the region. The left hand is palm up with all the five fingers brought together above the palm while the right hand encloses encloses the tips of the fingers (or in some permutations, seen mostly in the Kapisa region, e.g. Shotorak, etc., the whole left hand, which is flat against the chest, is enclosed by the right.)” (“The Iconography and Iconology of Maitreya Images in Gandhara”, Journal of Central Asia, July 1984, p 155) He suggests this is not a real DC mudra but is a gesture referring to the unity of 5 whatevers.)
  • kakusandha (krakucchanda)
    Through his miraculous utterance issued forth a stream of water and hence the name Bagmati. He is depicted in varadamudra, right hand pendant with palm facing outwards, and with the left hand holding the fold of the robe
  • konAgamana (Kanakamuni)
    Generally represented as yellow in colour. His right hand has abhayamudra and his left hand is in dhyanamudra, palm up in his lap with thumb separated.
  • kassapa (Kashyapa)
    Always depicted as yellow in colour. His right hand shows Varadamudra and the left hand is in dhyanamudra. He always sits on a lion throne with a lotus.
  • gotama (gOtama, aka xakyamuni)
    In this context look for bhumisparsamudra with yellow robe.

 

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The Rights of Zombies

February 10, 2014 – 12:11 am

An article by Peter at Conscious Entities considers the question of whether philosophical zombies have rights. It seems to me that under most forms of ethical theory that have been attractive to philosophers they would do. Let’s consider them systematically:

(a) Teleological theories

a.1 – Consequences are Utilities

A consequentialist theory – if it grants rights to any moral agents at all – does so because the consequences of that grant are better than the consequences of not doing so. Obviously, the most important of these are the members of the class of Rule Utilitarian ethical theories, in which it is claimed that rights are rules of social interaction that, if everyone follows them, together with the other rules that are in force and observed, will lead to greater utility than would be the case if any other rules were followed.  

a.1.1 – Utilities are Felicities

If utility is understood to be some kind of happiness or pleasure, then the moral agent in question, being a zombie, does not contribute to the result of the felicific calculation. What difference would this make to the result of the calculation? Suppose we got a different result by zeroing out all the contributions to the final sums made by the happiness (positive or negative) of the moral agent. Is this equivalent to considering the case of the calculation for the society as if that agent was simply not a member? Well, not quite, because the agent, operating according to the various rules imagined to be in force, will produce felicific effects in other members of the society. We can say, however, that unless the felicific significance of the zombie agent is greater than that of random other members, there is no reason to believe that it will affect the final outcomes.

a.1.1.1 – proportion of zombies

We might also wonder whether it makes a difference how many zombies there are. In the penultimately extreme case that there is just one non-zombie in the society, it is still likely that the happiness of that one member would be maximised by the calculations that justified the grant of rights in the zero-zombies situation. In the case of a society entirely constituted of zombies, there is no felicific consequence to be considered and no such thing as a distinction between right and wrong or good and bad.

a.1.1.2 – determinability of zombiehood

We might also note at this point that it makes a difference for these kinds of theories whether we are able to determine the fact of zombie-nature and the ease and accuracy with which this determination can be made. If it were possible to make this determination easily and accurately then clearly rules might include conditional statements of application relating to the zombie-status of the agents and patients involved. Such a rule might very well be the rule that came top in the appropriate felicific calculation, and such a rule might very well exclude zombies from the possession of rights. Counting against that possibility, we would have to consider that the philosophical zombies are likely to behave just as non-zombies would behave if systematically discounted in ethical calculations; which is to say, they would likely behave as if they saw themselves as alienated from the moral system in force and this might plausibly lead to more unpleasantness for the non-zombies than if they were all treated identically.

a.1.2 – decision theory vs. definitional theory

At this point the merely notional nature of the calculations involved prevents any further specificity, which is usually the case with this sort of thing. These calculations are never performed – they are impossible in principle; but from Bentham on utilitarians have been quite clear that their systems are not intended to be decision procedures, but they are intended to demonstrate that there really are precise conditions that distinguish in fact between right and wrong. Our inability, even in principle, to discover these conditions in any particular case, makes no difference to its rightness or wrongness, which is an objective fact of the world. Of course, this may mean that the proper rule to be followed might be a rule containing conditional statements of application relating to the zombie-status of the agents and patients involved – even if it was in principle impossible to make the determination. We would then be systematically prevented from knowing the right thing to do by yet another of the epistemological blocks to using the felicific calculus as a decision procedure.

(b) Deontological Theories

b.1 – Kantian theories

The standard alternative to the utilitarian theory is some form of deontological theory, usually derived from Kant. Rights in this case derive from the application of the Categorical Imperative. But this has several forms and is justified accordingly in several different ways. The justifications are related, of course, and the classes of good or bad actions determined by each form are supposed by Kant to coincide, so that it should not matter which of these we consider. Since this is not universally accepted, let’s look at the two most important forms of the CI: the universal law form and the principle of ends form.

b.1.1 – Universal Law

Kant’s justification for this form, though tricky in details, and missing important parts, is fairly easy to apply to the zombie case. We are told that one follows the rule:

Always act so that the maxim of your action can rationally be taken to be a universal law.

Any rational being will follow a categorical imperative, because it is only in that way that it demonstrates that it is operating with a Free Will. If it is to distinguish amongst all the things that might be covered by categorical imperatives but are not, it will apply The Categorical Imperative. All of the reasoning behind this refers only to the rationality of the moral agent. In this case the universal law form of the categorical imperative should apply to any rational being – and the zombie would be included amongst those along with robots and Martians and smart squid.

b.1.1 – Principle of Ends

According to the PE form of the CI:

Treat humanity, whether in your own person or in that of another, always as an end and never as a means only.

This is somewhat trickier. Let’s agree to ignore an objection that worries that zombies lack humanity and therefore are not covered by the CI:PE. This would be defining the zombies out of the question. For convenience we might rephrase it as

Treat yourself and others, always as ends and never as means only.

In any case the argument for treating oneself and others (moral agents) as ends is that one and they are unconditionally valuable: they are not valuable just because they are necessary to the achievement of some other end which has value. That would make them merely conditionally valuable. What makes them unconditionally valuable is that they are value-giving. And they are value-giving because they are rational and are able to formulate plans in which some things are conditionally valuable.

In so far as that goes, the philosophical zombies may be stipulated to be rational and therefore value-giving in just the same way that non-zombies are. The only objection might be that in the case of a zombie it is hard for us to imagine that value really is given to the necessary elements of a plan that it forms. Note that something which is conditionally valuable for the agent X is something for which it can be said that it is valued by X because it is a means to an end which X desires. If we are able to give a definition of desiring that does not exclude zombies then we‘ve got no problem, otherwise we do.

b.2 – God’s Law

Much less popular these days, but still important because the philosophical shape of our rights talk preserves the imprint of its origins therein, is the idea that rights are given to us as amongst the regulations instituted by God for the proper running of the World, His creation. The general picture of is most accessibly put forward by Aquinas, but the consequence in Human Rights is developed by Locke. According to this view, God has so ordained the world that it operates according to certain rules that He has promulgated, whose effect is to make the world perform that function for which God has designed it. (God being rational always has a reason for what He does, and thus had a reason for creating the world and man in it.) Some of these rules we do not have the choice to disobey: these are the Laws of Nature. With regard to others we may exercise our Free Will. These are the Natural Laws. Amongst the Natural Laws are our Human Rights. God has given us a certain number of rights that, if we acknowledge and respect them will lead to the proper functioning of the world.

Moreover, God has made it the case that we can identify these Natural Laws by the use of reason. Roughly speaking, we can say that, if we assume that God wants us to achieve X in the world, and it seems reasonable to the wisest amongst us that this purpose would best be achieved by organising the world thus and so, then we are justified in claiming that the world is in fact so arranged. The wisest amongst us have determined that God’s purpose is human flourishing in this world, and that this would be best achieved if we all had certain unalienable rights, therefore we do have such rights.

We could simply stop at this point and just point out that this is essentially the position that we had in the case of the rule utilitarians, except that now we have the claim that utility equal flourishing. For utilitarians the obligation to obey the utilitarian rule comes from the idea that obligations are always conditional on delivering our preferences, and this principle will best deliver our preferences. For Natural Law theorists, the obligation to follow the Law comes from the authority of the creator to organise His creation. (Yes, that’s a moral notion. No I don’t know how it’s justifiable.) But this difference applies only to the originating source of all moral normativity, and we are here concerned with the particular rules which partake of that normative force.

b.2.1 – Zombie flourishing

Let’s assume that human flourishing is in fact the worldly function. The questions relating to rights for zombies in this case are pretty obvious, and the first question would have to be: does God’s plan include the flourishing of (human) zombies? We can make some headway on this if we can establish what normal human (non-zombie) flourishing would be. If this flourishing essentially required something like ‘Joy’ or the experience of the love of God or some other such internalia, then this would be something that a zombie could not achieve, and therefore the flourishing of zombies could not include it. This being the case, zombies would be in the position of beings incapable of participating in God’s plan for the world, and therefore the world was not designed for the flourishing of zombies. Zombies are here to be considered as incidental parts of God’s plan, like animals and plants and the landscape.

If, on the other hand, human flourishing was something like the development of souls able to know God, then whether or not zombies could flourish would depend on unanswerable questions like whether they had souls (they were not stipulated to lack them) or whether it was possible to ‘know’ God in the proper way without an experiential capability. And on the answer to such questions would hang the possibility of zombie flourishing. We don’t seem to be getting very far in these theological speculations.

b.2.2 – Zombie rules

But happily, none of that may be necessary. It may be sufficient to consider that since zombies behave in exactly the same way that non-zombies do, we could say that the flourishing of the non-zombies under the regulations that would be proposed to allow the flourishing of a population without zombies would be completely unchanged. Unless there was the possibility of some form of regulation that would preferentially encourage the flourishing of non-zombies, there is no reason to modify the Natural Laws that would have been derived for the non-zombie case; and therefore we conclude that zombies would be attributed all the same rights and duties as non-zombies. And so, they do have all our rights and duties.

b.2.2.1 – discriminating Zombies

In the alternative case that we are able to discriminate zombie from non-zombie, and this discrimination may be achieved practicably, the possibility might well arise that we could conditionalise the Natural Law so that some rules would apply differently according to zombie-status. If that were the case, we would again have to refer to the kind and possibility of zombie flourishing before we could know what God would have us so.

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