Millian Direct Reference

 

 

Primary:                John Stuart Mill (1867) from A System of Logic.

                                Alexius Meinong (1904) from ‘The Theory of Objects’.

 

Secondary:            Skorupski, J. (1989) John Stuart Mill, London; Routledge.

 

Mill’s Theory

 

I’ll start by introducing Mill’s theory so that we know where the discussion that follows is going to end up.

 

Mill has a theory of meaning for proper names, that is names such as ‘Stephen’, ‘Archimedes’, ‘Everest’, ‘Fido’, and so on. He thinks that their meaning is entirely referential, and that the reference of a proper name is just the thing that it names. Thus the reference and meaning of ‘Everest’ is the mountain of that name, and the meaning and reference of ‘Fido’ is the dog of that name.

 

This sort of theory is called a theory of Direct Reference, because, as Kaplan says[1], it claims that the terms to which it applies refer

 

… directly without the mediation of a Fregean Sinn as meaning. If there are such terms, then the proposition expressed by a sentence containing such a term would involve individuals directly rather than by way of … ‘individual concepts’ or ‘manners of presentation’ …

 

Some of this definition refers to controversies which we’ll look at in the next few weeks, but the general intention is clear enough. It’s a direct theory if there is no other object that the referent (the thing referred to) has to go through to connect to the referring term – not meanings, not, ideas, not nothing. We’ll see that there are theories of direct reference other than Mill’s, but only after a few detours.



[1] Kaplan, Demonstratives p. 483.

Motivating Mill’s Theory

 

Anyway, now that we’ve seen where we’re going, let’s see how Mill gets us there. Why is Mill interested in names and what problems does he think need to be addressed by a theory of meaning? There’s a clue in the fact that his theory is presented in a book called A System of Logic. He wants to come up with a theory of logic, and of inference in general, and thereby contribute to a theory about the sorts of things that we can know.

 

For Mill, all knowledge is propositional, which is to say that to know anything is to know that X, where X stands for some sentence that expresses a positive claim about the world. [Mill’s discussion of propositions and statements and sentences is confusing in some places because he never really makes clear whether he’s talking about propositions as events (like utterances) or as sentences. That needn’t worry us for now.] Propositions take the general form S is P expressed in sentences of the form ‘S is P’. For example, ‘Socrates is mortal.’ (S stands for subject and P stands for predicate.) And the type of logic that he begins by discussing is the traditional syllogistic logic that was invented by Aristotle and tells us how we can make inferences from statements which come in the forms:

 

                S is P

                S is not P

                Some S are P

                Some S are not P

                All S are P

                No S are P (= All S are not P)

 

In medieval times the terms that could fit into the positions marked by S and P might have been called categoremata. Happily for us, Mill just calls them names.

 

We can determine the truth or otherwise of syllogistic inferences that are made on such propositions by treating the names as labels for sets of objects in the world. There’s a fairly well-known method by which this becomes a trivial matter (so long as we keep the number of names down to about three!) This is the method of Venn (or Euler) diagrams.

 

Consider the famous inference:

 

                p1.           Socrates is a man

                p2.           All men are mortal

                ----------------------------------

c.                    Socrates is mortal

 

We can check whether that’s true or not by drawing the diagram:

 

 

                                Men                        Mortals

 

 

 

 

 

 

 

 

 

 


The shading of the lune of the set ‘Men’ indicates that there are no elements of the set of Men that are not also members of the set of mortals. And the X in the lens stands for Socrates himself who is an element in the set of Men and is therefore necessarily an element in the set of mortals – just as the conclusion to the inference claimed.

 

Now the important thing here is that the only role that the names play in the inference is to describe the elements that belong to the corresponding sets. In set theory we say that the elements of a set are its extension, and by a natural extension (ha) we also apply the word to the things that are named by a name; thus the extension of the name ‘mortal’ is everything that will die, the extension of the name ‘man’ is everything that is human, and the extension of the name ‘Socrates’ is just Socrates (everything that is him.) For syllogistic reasoning therefore the function of names is exhausted by their extensions.

 

Mill concluded, for reasons like this, that the ‘meaning’ of names – the role that they played in propositions – was entirely referential. The term which he used for this was denotation. The denotation of ‘Socrates’ is Socrates, and the denotation of ‘Man’ is every individual thing that is a man. Not the class of things that are human note, but the things themselves. Perhaps a good way to think of denotation for Mill is to treat it as equivalent to ‘is truly predicable of’: thus to say that X is denoted by ‘Man’ is the same as saying that ‘Man’ is truly predicable of X.

 

Mill’s denotation was paired with another term, connotation, which Mill took to be something like the sense that ‘meaning’ generally has when it is something more than mere denotation. This is a distinction that Mill was very proud of and saw as the means to solving many philosophical puzzles. Since we will see something like this denotation/connotation distinction proposed by others for the same purposes it will be as well to have an understanding of this earliest version of the distinction.[1]

 

i.                     Connotation connects a name to attributes: ‘Man’ denotes things which are human, but it connotes the attribute ‘humanity’.

 

ii.                    Connotation, where it exists, determines denotation:  ‘Virtuous’

 

is a name applied … in consequence of an attribute which they are supposed to possess in common, the attribute which has received the name of virtue. It is applied to all beings which are considered to possess this attribute; and to none which are not so considered. (VII, 31)

 

iii.                  Proper names do not connote: 

 

They denote the individuals who are called by them; bu they do not indicate or imply any attributes as belonging to those individuals. When we name a child by the name Paul, or a dog by the name of Caesar, these names are simply marks used to enable those individuals to be subjects of discourse. It may be said, indeed, that we must have had some reason for giving them those names rather than any others; and this is true; but the name, once give, is independent of the reason. (VII, 33)

 

And there are just a couple of points further to be made which will be of some interest when we come to the criticism of the Millian View.

 

iv.                  It’s possible for a name to have a connotation without a denotation: Mill seems to admit this possibility but does not have any comment to make on how to interpret propositions which involve such non-denoting terms. What would he say about ‘Pegasus inhabits Mount Helicon,’ for example.

 

v.                   All general names are connotative.

 

vi.                  The meaning of a connotative name is its connotation.

 



[1] Skorupski, pp. 53 ff.

 

Problems

 

The Millian View has been pretty universally condemned. There are any number of criticisms of it, but the following are the most often cited. Note that many criticisms of the Millian view rely upon an assumption that the meaning of a sentence is somehow derived from the meaning of the parts of the sentence.

 

(a)                 Talking about identity (Frege’s Puzzle)

 

Probably the most obvious difficulty is seen in identity statements. When we compare a pair of statements like:

 

a.                    Venus is a planet

b.                   Mars is a planet

 

we know that the difference in meaning between the two is due to the fact that ‘Venus’ and ‘Mars’ have different meanings. The MV explain this by pointing out that V and M meanMV different things because V and M are proper names and their meaningsMV are just their references and they refer to different objects – to whit, Venus and Mars. So far, so good. But we also think that the following statements have different meanings:

 

c.                    Hesperus is Venus

d.                   Phosphorus is Venus

 

and in this case the difference in meaning can’t be explained by the MV because Hesperus and Phosphorus (the evening and the morning stars) both refer to the same thing (i.e. Venus). Therefore both H and Ph meanMV the same thing, and so the sentences must meanMV the same thing. That means that ‘meaning’MV means something different from ‘meaning.’

 

The difference is even clearer when we compare the sentences:

 

e.                    Venus is Venus

f.                     Phosphorus is Venus

 

Our knowledge of the first statement is purely logical, and we don’t need to know anything further about the actual object Venus. Our knowledge of the second statement, on the other hand, is of a different kind. It is something we need to find out, and it might be false; cf:

 

g.                   Mars is Mars

h.                   Phosphorus is Mars

 

Since the statements express different sorts of knowledge, it is very clear that their meanings are different.

 

(b)                 Talking opaquely

 

There’s another whole class of types of statement using proper names in which the role of the name in the statement can’t properly be reduced to its reference. Suppose we have the following:

 

a.                    Cicero was an orator.

b.                   Cicero is Tully.

 

Then it follows that

 

c.                    Tully was an orator.

 

This sort of thing we can do because the role that ‘Tully’ and ‘Cicero’ play in the sentences is pretty much exhausted by their referential role. It is their reference that determines whether those sentences are going to be true or false. This is a case where the MV gets it right, and this is hardly surprising because this sort of semi-syllogistic inference was just what Mill’s theory was intended to make sense of. In such cases we say that the names T and C can be substituted salva veritate (ie. that substituting one for the other does not affect the truth value of the sentences in which they occur.) We may also say that the names occur in a transparent context, or an extensiona one.

 

We don’t hear much more about ‘transparency’ in the literature, but we do hear a fair bit about the property of opacity with which it is contrasted. Consider these sentences:

 

d.                   John believes Cicero was an orator.

e.                    Cicero is Tully.

 

Here it is pretty clear that we can’t conclude that

 

f.                     John believes Tully was an orator.

 

Now Tully and Cicero are the same person, so T and C have the same reference and the same meaning­MV, but it’s pretty clear that the two sentences d. and f. don’t have the same meaning because it’s possible for one to be true and the other false – and if there’s anything that we’re sure of it’s that if two sentences can be true and false in different situations then they can’t have the same meaning. Here, if John doesn’t know that Cicero is Tully, then it’d be quite possible for him to believe that Cicero was an orator and yet not believe that Tully was an orator.

 

The problem here is said to arise because the role that ‘Tully’ and ‘Cicero’ play in the sentences is not exhausted by their referential role, and this fact seems somehow to be marked by the context in which the names occur. We call this an opaque context. (Opacity is a term for this phenomenon introduced by Quine. It’s not much more confusing than other names that have been suggested.) We can also call these contexts intensional using a coining that contrasts with extensional seen previously. [Note that this is intensional with an ‘s’. Intentional with a ‘t’ is quite different.] Opaque contexts are a great difficulty for the MV.

 

(c)                 Talking about existence

 

When somebody says to you ‘Atlantis does not exist’, or ‘there is such a place as Brazil’ you know exactly what the sentence means and you know what it would be like for the sentence to be true or false. But if Atlantis does not exist, then there is nothing for ‘Atlantis’ to refer to, so ‘Atlantis’ has no referent. According to the MV this means that the proper name ‘Atlantis’ has no meaning, and it follows that it doesn’t contribute any meaning to any sentence in which it occurs. This could have a couple of consequences.

 

i.                     It could be that the sentence ‘Atlantis does not exist’ has no meaning at all, because the fact that some of its parts have no meaning means that whatever process is responsible for building sentence meanings from sentence component meanings is short-circuited. This is surely not right, because we know just what the sentence means, and so it does have a meaning.

 

ii.                    It could be that ‘Atlantis does not exist’ does have a meaning, but it has just the same meaning as the sentence ‘God does not exist’, because the proper names ‘Atlantis’ and ‘God’ make exactly the same contributions to the sentences in which they occur (ie. None at all) and those sentences are otherwise identical. Again, I think we can agree that the two sentences certainly seem to be saying different thing. We can certainly imagine that one of those sentences could be true and the other false, and how could this be if they both meant the same thing?

 

Usually it is claimed that the first of these options is what happens. But this has the unfortunate effect that any true statement of non-existence is meaningless (and can a meaningless statement be true? Pair o’ ducks!) On the other hand, any true statement attributing existence (to Brazil, say) must be tautological, since the fact that it is meaningful at all is the guarantee that the thing it says exists does exist. This, if it were the case, would be a boon to science. Do electrons exist? Simply ask if that is a meaningful question. If it is, then they do. Does phlogiston exist? Do the celestial spheres exist? Do the four humours exist?

 

(d)                 Talking about non-existents

 

There is a related problem with respect to statements about things that are known not to exist. When somebody tells you that Pegasus lives on Mt Helicon, or that Sherlock Holmes lives at 22B Baker Street you neither assume that Pegasus or Holmes exists nor collapse in puzzlement trying to understand what is meant by those sentences. But according to the MV, as we’ve seen, at least one of those reactions would be justified.

 

There are a couple of typical reactions to this sort of problem:

 

i.                     Some people may say that, sure, there’s no Sherlock Holmes, and no Pegasus, but there are undoubtedly the ideas of SH and P. And it is those ideas that are the referents of the names ‘SH’ and ‘P’. But this doesn’t seem to be right because when I say something about myself, or Prime Minister Howard, or the Sydney Harbour Bridge, what makes those statements true or false are facts about me/Howard/the bridge, and not at all facts about the ideas of me/Howard/the bridge. Similarly, what’s needful for the truth or falsity of statements about P/SH are facts about P/SH and not facts about the ideas of P or SH. If we want to talk about the idea of Pegasus, we have to mention ‘the idea of Pegasus’, not ‘Pegasus’

 

Note that I’m not saying here that the notion that language gets its meaning from some sort of relation to ideas completely ridiculous. We’ll see later that there are good reasons for many theories taking such a tack. I am claiming that the notion of ideas as referents in a direct reference theory is not workable.

 

ii.                    Another way of approaching this problem is to claim that Sherlock Holmes does exist as a fictional man, and that this fictional person is the referent of the name. Since there is a referent, there is a meaning, and so the sentence itself is meaningful. But this doesn’t look right, because a fictional man is not a man, and we really want this referent to be a man of some sort. When we say that ‘Pegasus is a winged horse’ we mean this to be a true statement, or at least a meaningful statement. But if Pegasus is a mythological winged horse then he isn’t a winged horse. So all statements about Pegasus are false, even the true ones.

 

Anyway, one of the advantages of a direct theory like the MV is that it relates real things like objects with the real things like the names that name them, and thus it is able to treat meaning as a thing that is explicable in terms of the sorts of objects that belong to our scientific/materialist view of the world. (Some people like that.) But if we have to talk about fictional objects in the world then meaning becomes something rather sui generis. (Most people don’t like that.)

 

What sort of loony would want to defend a claim about the existence of nonexistent objects? Let’s talk about Meinong.