Immanuel Kant on Duty | |
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Introduction |
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In
the last lecture we looked at what Locke had to say about various matters.
For example, we saw that he had some important things to say about the
sources of legitimacy for political authority, and we noticed that his
view was quite different from what was proposed by former philosophers. In
particular we noticed that he was another social contract theorist like
Hobbes, but his view of Man and God was such that the social contract would
allow revolutions, whereas Hobbes would not allow them. This concern with
political legitimacy is one of the themes that we’ve been tracing in
this course – though, I have to admit, not with any great detail. That
really isn’t really what I’ve been trying to focus on. Instead,
what I’ve been trying to do is trace the development of two ideas
through the course of Western ethical theory. One of these is the
increasing concentration upon the Will of the moral actor as the thing
that is really of paramount concern in making judgements of that actor. We
saw that the ancients had very little concern for the role of the Will (in
fact it’s not absolutely sure that they even had the concept of the will
– but I won’t try to argue that.) At least until the time of the
Christian philosophers such as Augustine, it was all very much to do with
the actions of a moral actor and
nothing to do with his motivations.
Now Hobbes and Locke had some odd things to say about Free Will that we
didn’t get into, but at least they would have acknowledged its
significance. We’ll see in this lecture that Kant elevates the Will to
the central place in his moral universe.
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Background |
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The
tendency to remove God from the equation, and the tendency to rely upon
pure reason as the only way to reach Truth, were characteristics of what
was called the Age of Reason (17th – 18th C.) This
was a period in which, amongst other things, modern philosophy arose. You
might recall that I mentioned Descartes previously: he was a Frenchman
(1596-1650) who is generally taken to be the first truly modern
philosopher. What mark his philosophy as a new beginning are his radical
scepticism and his determination to accept only that which can be shown
through the most rigorous reasoning. Descartes’s style of doing
philosophy and even much of what he was interested in was a break from the
scholastic style of philosophy that had been completely dominant in It’s
unfortunate that the French Revolution was also responsible for
encouraging a reaction against the Enlightenment. The Terror, the murder
of the King, and the aggressiveness of the French Republic in foreign
affairs led to a great deal of mistrust – and the European conquests of
Napoleon who set up a tin pot empire on the corpse
of the shattered country didn’t help. Luckily Europe was rescued
from Napoleon’s ambitions by a coalition of
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Kant |
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Immanuel
Kant (1724-1804) is often considered the last philosopher of the
Enlightenment and widely regarded as the greatest philosopher of the
modern period. He was a university lecturer (the first of any importance
in this course) in Konigsberg – formerly part of Kant’s
Valuation of Moral Theory Kant rated the importance of morality about as highly as any philosopher has. Here is a famous statement from the concluding section of the Critique of Practical Reason: Two things fill the mind with ever new and increasing admiration and
reverence, the more often and the more steadily one reflects on them: the
starry heavens above me and the moral law within me. … the first
view of a countless multitude of worlds annihilates, as it were, my
importance as an animal creature, which after it has been for a
short time provided with vital force (one knows not how) must give back to
the planet (a mere speck in the universe) the matter from which it came.
The second, on the contrary, infinitely raises my worth as an intelligence
by my personality, in which the moral law reveals to me a life independent
of animality…[2] Two things are particularly worth noting here. First, the moral law is “within” us; it is not a law given by divine commandment or by social convention. It is a law which, in a sense that we need to understand, we legislate for ourselves. Second, morality gives us a dignity and importance beyond our animal existence. Morality is what enables human beings to transcend their animal natures.
[1] There are various translations of the title. In German it’s the Grundlegung zur Metaphysik der Sitten. [2] Critique of Practical Reason 5:162
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Sources of Normativity |
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But
if we’re going to accept the idea of morality – and almost all of us
do (despite what we may pretend to believe) then we have to have some
believable story to tell about the origins of obligations and duties and
rights and so on. In fact we need to have something intelligent and
convincing to say about the origins of normativity.
This is something that I’ve spoken about before, and I’m going to
mention it again now, because it really is a vital problem for ethics. Recall
that normativity is what produces the obligatoriness of obligations. And
it seems to be odd to us because no matter how we describe the world we
don’t seem to be able to get at what makes obligations to be
obligations. What is it that makes a Natural Law like ‘A free mass falls
towards the centre of mass of a system’ different from a law like
‘Don’t kill people’? It’s not enough just to say that one is
descriptive and one is normative, that one tells you how things are
thought to be in the world and
the other tells you how things ought
to be in the world. That, I think, you can come to understand pretty
quickly. No, the tricky thing is trying to understand what words like
‘ought’ are actually saying without getting into nasty circular series
of definitions. ‘I ought to do X’ means ‘I’m obliged to do X’,
means that ‘it’s a law that X is to be done’ and ‘to be a law is
to say what ought to be’, and so on. There seems to be no way to break
out of this little circle of related terms to get obligations from the
simple scientific facts of the universe. This is a point that Hume made
and that has been a central problem for ethicists for the last 300 years
– especially for those who have a purely materialistic view of the
universe. How can any description of the universe in terms of physical
particles and forces and energies ever yield statements about what ought to be the case? If
there’s any single thing that I want you to remember about ethics in
general it is this: that the reason it is a hard subject, and why
discussion in it continues to apparently go around in circles while
‘scientific’ interests moves on – in short, why ethics is a
philosophical topic – is because the problem normativity has not been
solved. (Or should I say that none of the solutions that have been offered
have been accepted by everyone. There are always problems that mean the
answer is unacceptable to many.) One of the most important things that Kant did was to come up with an idea about the source of normativity that seems to be pretty convincing for more than the usual minority. But first let’s consider what sorts of answers had been previously offered.
a.
Culture The
first and most popular idea amongst people who have just started to think
about this sort of thing is that normativity is somehow dependent upon the
norms of particular societies – so that ‘it is wrong to do X’ just
means that in our society it is not accepted that we should do X. And X
might be anything; like smoking, murdering, eating pork, etc. Of course,
there are lots of things that are
like this: the smoking and eating pork in the previous list, for example,
are unacceptable in some societies but not in others. And, recognising
that, we usually don’t go so far as to call these moral duties. But
there are other things that we think aren’t
like that at all; and we think that if there was a society that, for
example, thought it was their duty to burn widows, that society would be
practising a great evil that it would be our duty to stop if we could. So
because we often do think that there are these moral universals we would
have to accept that their right and wrongness are independent of any
particular society, and therefore the duty to obey them could not receive
its obligatoriness from society. b.
Human Nature Another
popular opinion sees normativity as somehow being derived from Human
Nature itself. There are lots of different ways that this can be
understood, but let’s just consider one version that claims that humans
have a sort of moral sense that
allows them to detect goodness or badness in objects. It’s usually
thought that this moral sense operates in the matter of an instinct. When
presented with an action or a situation my moral sense immediately
determines, without any need for thought or rational judgement on my part
whether it is good or bad of its kind. As an instinct it is presumably
some part of human nature that is the common birthright of all people, and
this would at least explain how it is that moral judgements can be
universal amongst people (which, you’ll recall, is something that we
tend to believe in.) The
problem with this idea, however, is that Human Nature is quite unreliable.
An instinct, for example, may give different judgements in substantially
similar situations because there are morally irrelevant conditions that
affect such a faculty of judgement. It might be, for example, that if I
was feeling a bit hung over in the morning my moral instinct, like my
sense of balance, could be affected – but something isn’t right when
I’m sober and wrong when I’m drunk. What’s more, if my only guide to
whether something is right or wrong is a feeling
about its right or wrongness, then there is no possibility of having a
disagreement with someone over what they do. They just say, well, I felt
it was right at the time to steal that car, so it was
right at the time. Yet we really do
want to be able to disapprove of the things that some people do. And, of
course, just because I have a
feeling that something is good or bad, doesn’t mean that I have to
be bound by this feeling, any more than I have to be bound by other
judgements that I make – such as the judgement that I’m thirsty and
want water so I should leave and get a drink.
c.
God Another
form of explanation seems to be inspired by the obvious similarity between
commands issued by accepted authority and moral laws. Your parents may say
‘Do not strike your little sister’ and the king might say ‘Pay your
tribute’ and you would feel under an obligation of sorts to obey. So
there seems to be a very obvious the similarity in the effect and so people have supposed that there is a similarity
in the cause. Working according
to the usual principles of reasoning by analogy, it’s then supposed that
the cause of the ‘moral’ obligation has to be some authority that is
always present, in power over everyone, with the capacity to punish, and
whose commands are equally worthy of respect by all. Obviously, God is
such a person; and so moral obligations can simply be understood as
God’s commands. This
is a very old trick. It’s so old in fact that something like it – the
idea that what is right is right because God says it is right – was
explicitly debunked by Plato in his dialogue called Euthyphro.
(You may recall I mentioned this in the lecture on Socrates and again in
the lecture on Augustine.) On the divine command theory you would be bound
to agree that if God willed that random murder was right then that would
be what you were morally obliged to do. But as Plato pointed out, no one
really thinks that. So they say that because God is good God cannot will
what is not right. But that means that things that are right are right
whether or not God wills them. And anyway, the sort of obligation that you
get from this analogy isn’t really what we’re interested in, because
the basic reason for obedience to accepted authority is the rational
expectation of punishment if you disobey, but the sort of obligation
we’re talking about is not so clearly self-interested. Without the
threat of punishment where does any sort of obligation come from? Simply
saying that there’s a God and we’re obliged to do what God tells us he
wants us to do doesn’t help at all. We still wouldn’t know how obligation arises or how it relates to the world + God as it
actually exists.
d.
Reason The
final source that we’ll consider is just the rational capacity that is
supposed to be a characteristic of humans. Now this is a bit different
from the moral sense that I mentioned above, because here there are real
standards of right and wrong by which we can determine whether our
rational faculty is operating properly or not. You may recollect that
appeals to reason or the use of reason have been parts of several of the
previously considered theories. For example, Aristotle made a big deal of
the fact that we humans were rational animals and that what was right for
us was to use our reason well; and the Stoics made similar claims with
respect to the sort of Nature that it is right for us to follow; and
Augustine and Aquinas also used the nature of reason to show that God had
to have a final End for us that it was right for us to seek; and Hobbes
had prudential reason as one of the universal laws by which we are bound,
and so on. All that is very true, but the fact is that in those cases
Reason is used as a tool in order to achieve some other End, and the force
of obligation is due entirely to the desirability of that End. But that,
of course, just makes the obligation a type of prudence rather than a
moral thing; it’s still too much like the reason that we obey someone
who can punish us. We need something that doesn’t just depend upon the
bad consequences of failing to do the obligatory action to provide us with
the sort of obligation that we’re after. This is what Kant thinks he’s
able to supply: in this lecture we’re going to hear about how Kant tried
to derive obligations directly from the fact of Reason itself and from the
very notion of ourselves as creatures who can
be bound by laws that we legislate for ourselves. It’s rather a
difficult argument to keep a grip on, but, as I say, it has been very
influential.
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Categories of Ethical Theory (Again) |
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Now,
it’s also worth repeating here something which I’ve mentioned several
time before (but mostly in passing) and that is that there is a standard
division of the types of moral theories into three large categories. Now,
the categories don’t really strictly separate the theories, and it’s
sometimes difficult to say whether a moral theory falls into one or the
other of them, nevertheless the division does draw attention to something
important about our moral theories, so it has continued to be used. Thus: 1.
Aretaic 2.
Teleological You’ll notice that
those virtue theories are justified in terms of the end which the virtues
are supposed to aim at, and this suggests another way of looking at
theories. Consequentialist or teleological theories take the consequence of the moral act to be
the important thing. The goodness of the act is to be determined by
reference to some (nonmoral) value produced by the act. Is it wrong to
kill someone? Well, let’s see what the consequences of that act would
be, and then let’s make that
call. We haven’t had any theories that are absolutely of this nature,
but you might think that Machiavelli or Hobbes are not too distant from
this. Next week we’ll be talking about Mill’s theory of Utilitarianism
which is the classical form of consequentialist theory. 3.
Deontological Finally, duty-based or deontological
theories take what is right to do to be determined by some moral value in
the potential acts themselves. Is it wrong to kill someone? Well, let’s
see what the nature of that act would be, and then
let’s decide. People who operate according to this sort of theory
typically ask themselves whether an act is or is not their duty and care
nothing for the consequences of the act. They would agree with the Latin
motto that appears, for example, over the High Court of New Zealand: ‘Fiat Iustitia (ut)
ruat coelum’ – let Justice be done though the heavens fall’.
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The Good Will |
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You
recall that I said above that Kant is the final step in the elevation of
the Will to principal position amongst things that can be judged morally.
In fact he elevates it to a position of uniqueness. Kant begins his Groundwork
with a claim about value: the only thing
that is unconditionally good, he claims, is a good will.
Nothing
can possibly be conceived in the world, or even out of it, which can be
called good, without qualification, except a good will. Intelligence, wit,
judgement, and the other talents of the mind, however they may be named,
or courage, resolution, perseverance, as qualities of temperament, are
undoubtedly good and desirable in many respects; but these gifts of nature
may also become extremely bad and mischievous if the will which is to make
use of them, and which, therefore constitutes what is called character, is
not good. … Thus a good will appears to constitute the indispensable
condition even of being worthy of happiness.[1] Having
a good will is the mark of our character, i.e. of our being good people.
Having a good will means having the right kind of intentions or motives.
For Kant, therefore, it is inner psychological facts that are morally
valuable; the consequences of our actions are not, by themselves, morally
valuable. Kant’s theory of morality, therefore, is not consequentialist.
Kant believed that a good will is a will that is motivated by moral
principle, or duty. Because of his emphasis on acting from duty, Kant’s
theory is usually classed as deontological. Kant
thinks that to have a good will, you must do something because you know it
is right. Feelings and desires, for example sympathy and self-love, do not
have moral worth according to Kant. (Kant calls feelings and desires
“inclinations”.) You might act with sympathy on many occasions
– he does not rule this out – but an act is morally admirable for Kant
only because it is an act of duty, i.e. is done from duty. Say
that you decide to visit an ill friend in hospital. You might be motivated
to do this out of self-interest; for example, to get in good with your
friend because you are after a favour from them. Obviously, there is
nothing morally admirable about this. However, you might instead be
motivated out of sympathy or friendliness. Isn’t there something
admirable about this? Kant claims that, although there is nothing wrong
with feelings of sympathy and friendliness, it is not what makes your
visit morally admirable. We might think that someone who visits their
friend for such reasons is a nice person and has some characteristics that
we approve of such as compassion or generosity or gratitude, but none of
those are morally relevant characteristics or provide morally relevant
motives. The only motive that makes your action morally admirable is that
it is done from duty: you visit your friend because it is the right thing
to do. For example, you know that they will be lonely and upset, they are
your friend, and friends should take care of each other in situations like
this. Importantly, you would be prepared to visit them no matter what you
happen to feel about the prospect of a trip to the hospital.
If
you are only motivated to do something because of your feelings, your grip
on doing the right thing is very fragile. Consider our example of the
hospital visit once more. Say, you visit your friend in hospital because
you feel like it: you like your friend, you’re worried about her, and
this makes you want to cheer her up. What happens when your feelings
change? Say at the last minute you realise “I don’t like hospitals,
they smell horrible, they are depressing, my friend will be in a bad mood,
who needs that?” If feelings or inclinations are your guide to what you
should do, then when they change you should change your plan accordingly.
But this makes your judgement of what you should do depend on how you are
feeling at the moment. For this reason, Kant thought that feelings are
completely unreliable guides to what you should do. Even when they guide
you in the right direction (as they initially did in our example of the
hospital visit) they don’t do so reliably. (You may recall that this is
one of the criticisms I listed for human nature as a source of
normativity.) What
we need is a reliable guide to doing the right thing. Feelings or
inclinations don’t provide this. What does? Kant’s answer is that reason
provides you with that guide.
[1] Groundwork 4: 393
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The Categorical Imperative |
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Morality
is grounded in human reason. But how? He offers various formulas for
deriving moral rules of action from reason as
a consequence of viewing the problem of ethical actions from several
different points of view; and he claims that they are all equivalent.
I will discuss the two most important and well known of them. Duty In the first and
most important version of this idea, Kant developed an idea of what it
meant to be obliged to do something, and from that deduced an entire moral
theory. How does he do that? Well, he begins with an observation that
I’ve made several times in other places: obligation is expressed by the
word ‘ought’ but there are two distinct ways of using this word. In
the first place, we may say things like: if you want to get a good mark
you ought to do your homework; if you want to win the championship you
ought to practise hard, to get to Pac Fair you ought to take the number 6
bus. All these are the sorts of obligation that refer to the logical or
practical necessities that are implied by the desire to achieve certain
goals. Thus: if one has a goal
that is desired, and one
believes that the only way that that goal can be achieved is for a certain
course of action to be followed, then
that is what ought to be done. This sort of statement Kant called a Hypothetical
Imperative. The strength of the ‘obligation’ in such an imperative
was derived entirely from the strength of the desire that occurred in the
antecedent of the hypothetical statement. It has no absolute strength of its own because by removing the desire the
obligation is also removed. Quite different from
this form of imperative is the form that Kant sees as being characteristic
of moral judgements. They do not say if
this then one ought to do that:
they say simply that one ought to do such and such. Thus: you ought to
tell the truth, you ought to keep your promises, you ought not to steal.
These are not hypothetical statements, they are categorical; and so Kant
calls them Categorical
Imperatives. Being other than hypothetical,
however, means that there is a problem about what gives the ‘ought’ in
them their power. Kant argues that whereas the obligatoriness of the
hypothetical ‘ought’ is derived from the fact that we have desires,
the obligatoriness of the categorical ‘ought’ is derived from the fact
that we have reason. This is because any such categorical imperative is
derivable from a single such imperative which is such that any rational
creature is bound by it. Naturally, this root imperative is central to
Kant’s philosophy; it has the following form (Kant, p. 421): The Universal Law:
Act
only according to that maxim by which you can at the same time will that
it should become a universal law. In this principle a
‘maxim’ is the general subjective rule of the particular action that
you are taking, and a ‘law’ is a principle that passes the test of
universalisability. How does Kant
envisage the application of this principle? Well, consider the case of the
inquisitive murderer. You may well think that there are good reasons for
you to lie, but Kant thinks that you may not lie. Why? Suppose that you
did lie. What is the maxim of your action? (This question actually
suggests a difficulty for Kant’s formulation of his principle.) Let us
suppose for now that the maxim is ‘I should tell a lie.’ Kant then
asks us to consider whether we could rationally will that maxim to be a
universal law. As a universal law that maxim would be transformed into the
general principle ‘Everyone should lie’. Could we will that
‘everyone should lie’ be a universal law? It would seem not, and not
just because if that were a universal law then we would be unable to trust
the communications of any of our fellows, society would become impossible.
That would be merely the Utilitarian’s objection. More importantly, and
crucially for Kant, the concept of a lie depends upon the concept of an
assumption of truth-telling, and if it is a universal law that everyone
should lie then there could be no assumption of truth-telling and
therefore there could be no such concept as a lie, and therefore there
could be no universal law that requires us to lie (because it is telling
us to do something for which no reality corresponds to the name) and so
– by this reductio ad absurdum – there can be no such thing as a
universal duty to lie. Thus the act of lying, in any circumstance, violates the categorical imperative. Something similar
happens with breaking promises. If you break a promise to repay a debt,
for example, then you are acting according to the maxim: ‘I should break
my promise.’ This would be universalised as ‘everyone should break
their promises.’ But if this were a universal law then there could be no
concept of an expectation that people will honour their solemn
undertakings, and thus there could be no concept of a promise, and
therefore there could be no sense to a universal law to break promises
(because there is nothing like a promise), and there can therefore be no
such thing as a universal law to break promises. So by this reductio
there is no way to rationally will that your maxim be the basis of a
universal law. QED. Value The second
formulation of Kant’s guide to morals, which is known as the Principle
of Ends, he derives from considerations of the innate worth of rational
persons. Just as the justification for the UL derived from an observation
that obligation came in two forms, the justification for the PE derives
from an observation that value comes in two forms. When we say that a
thing is valuable, we often mean that the thing is valuable for a purpose,
or more precisely, is valued by a
person because it is a means to an end which they desire. If you want
to get a good mark you will value your textbooks; if you want to win the
championship you will value practise; to get to Pac Fair the number 6 bus
is valuable. Thus: if one has an
end that is desired, and one
believes that a thing is necessary for the achievement of that end, then
that thing is valued. A thing valued in this way has Conditional Value. Its value is
derived entirely from the strength of the desire in the antecedent, and
the value of the thing doing the desiring. Quite different from
this form of value is the form that Kant sees as being characteristic of
moral agents. For them, we do not say that if
such and such is desired then
one values that person: we say simply that that person has value. These
are not conditional statements, they are unconditional; and so the value
that is attributed is Unconditional Value.
Being other than conditional, however, means that there is a
problem about what gives them their value. Kant argues that whereas the
conditional value of a thing is derived from the fact that that which
values it has desires and is also valuable, this is a series that cannot
go on forever. For what could give conditional value to the thing that is
doing the valuing but another thing that has desires and is valuable. But
if that is just another agent of the same kind then it looks as if we are
getting into an infinite regress of value attributions. To avoid this
(without invoking God), and because there is nothing that obviously
relevantly distinguishes one valuable agent from another, the conclusion
that suggests itself is that those moral agents all have unconditional
value. We treat things according to their value for us, and any thing with
unconditional value has value for us, and therefore we have the second
statement of Kant’s fundamental moral principle (Kant, p. 429): The Principle of Ends:
Act
in such a way that you always treat humanity, whether in your own person
or in the person of any other, never simply as a means, but always at the
same time as an end. (Groundwork 4: 429) Kant
thinks that if you treat others as if they are not rational agents, with
purposes and goals that they set for themselves, then you violate the
categorical imperative. You have a duty to always treat others as an end
in themselves. Consider again the case of the inquisitive murderer. In that
case, if you lie to the intending murderer, Kant seems to think, you are
making him a tool for your own purposes, you are using him for a means to
an end rather than as end in himself. Similarly, when you
steal from another person you very clearly use them as a means to an end.
You take their property to be your own because they have a bike, and you
want a bike, and you reason that if you take their bike – and never mind
what their desires are – then your end will be achieved by this means.
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Autonomy |
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So
Kant’s ethics is all about valuing reason, both in ourselves and in
others. Why is reason so important? What is the value of our being
reasonable in the way Kant demands? Kant’s answer is that in following
reason, we gain a kind of freedom: autonomy. The good will – remember
this is will that is motivated by knowledge of what is right, discovered
by application of the categorical imperative – is a will that is free.
Kant calls this an autonomous will. What does Kant mean? In the
Groundwork, Kant contrasts autonomy with heteronomy.
·
Autonomy: the
will’s determination of itself. ·
Heteronomy: the
will’s determination by alien forces. Autonomy
is a kind of self-legislation. You are autonomous when you are your own
ruler. Where do moral laws come from? According to Kant, from the reason
within us. What happens when our decisions are forced upon us from
outside? We lack autonomy; we become a conduit for outside forces, e.g.
social pressures, peer pressure. What happens when our decisions are based
on desires and feelings, inclinations as Kant calls them? We still lack
autonomy; we become a conduit for the animal forces which bind us. Where
did our desires (for pleasure, fame, sex, social standing, etc. etc.) come
from? We did not choose them. On what basis could we choose them? Yet more
desires? Eventually we must admit to just finding that we desire
something. Nature, society, culture and chance all plant desires in us.
How can we be autonomous – i.e. self-ruled, creators of our own
character – if we merely respond to desires that are implanted in us? We
can’t, thinks Kant. So how can we become autonomous? By following
reason. By determining our will according to reason. By following the
categorical imperative. In Kant’s fanciful way of putting it, by
legislating the moral law for ourselves. Kant’s
vision is of people creating their own character by exercising their
reason, rather than following the dictates of their inclinations. The
value Kant places on autonomy is expressed vividly in this passage from
his essay “What is Enlightenment?” (You can find this essay on the
course website.) Through laziness and cowardice a large part of mankind, even after nature has freed them from alien guidance, gladly remain immature. It is because of laziness and cowardice that it is so easy for others to usurp the role of guardians. It is so comfortable to be a minor! If I have a book which provides meaning for me, a pastor who has a conscience for me, a doctor who will judged my diet for me and so on, then I do not need to exert myself. I do not have any need to think; if I can pay, others will take over this tedious job for me. The guardians who have kindly undertaken the supervision will see to it that by far the largest part of mankind, including the entire “beautiful sex,” should consider the step into maturity, not only as difficult but as very dangerous.[1]
[1] Kant: What is Enlightenment?
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