Aquinas on the Law | |
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Introduction |
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The
previous lectures have dealt with some of the more important attempts in
the classical world to make rational sense of the traditional ethical
beliefs and moral norms. The general approach has been to suppose that
there is an end at which all men aim – that’s taken as uncontroversial
by almost everyone – and to accept that the virtues are the appropriate
means to achieve that aim, and to try to make that case. In some cases it
appeared that the balance could not be got quite right; some took the view
that the virtues or Virtue was fundamental and the connection to any
reasonable concept of eudaimonia was sacrificed; in other case the reverse
was true, and a eudaimonia was proposed that left no real room for the
justification of the virtues. This
particular approach to ethics began to give way to a new approach that was
seen in the Stoics and Augustine of drawing upon concepts of Law, though
they are both careful to relate their new interpretations of moral life to
the old idea of eudaemonia. Aquinas, whom we’ll be considering in this
lecture, is another exemplar of this new approach. At this stage it’s
still not appropriate to describe the virtue approach, or the
eudaimonistic approach, as being secondary or unimportant,
because Aquinas very closely follows the Aristotelian arguments to derive
a set of virtues that will result in happiness. The difference between the
pagan and the Christian philosophers boils down to the belief on the part
of the Christians that they have revealed
knowledge (not available to the pagans) about what would make men really
happy. Augustine and Aquinas differ in the ways that they justify this
claim, but that difference doesn’t need to concern us now. In this
lecture we’ll look at what Aquinas had to say about Law and how it comes
in various kinds, and how it is related to Man and the society of men. Thomas
Aquinas lived between 1225 and 1274 AD. He was born to a noble family in
Roccasecca near Between
him and Augustine (354-430) were 800 years: most of them very bad. During
that period there were great changes all over the continent of
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Background |
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The
last time we looked the The
Manorial System With
the collapse of Feudalism They
say that in the Middle Ages society was divided into three classes: those
who guarded, those who prayed, and those who worked. The peasants were the
ones who worked. Their lives were in the hands of the Lord of the manor to
a great extent. He controlled the officers of the village and its courts.
He had a right to their labour, money, and service. They could not leave
the village to improve themselves without his say so. Nor could they marry
outside the manor. The lord of the manor was one of the leaders of
‘those who guarded.’ But that lord was not independent: he was himself
the servant of a greater lord, and they were bound to each other by mutual
obligations of service, just as the lord was also (theoretically) bound to
his villagers. The
Church In
parallel with the manorial system and the castles of the lords, medieval
social geography included the system of monasteries and cathedrals where
we find the third of the great classes: ‘those who prayed.’ After the
fall of Rome the Church, whose organization had begun before the fall,
which continued to use Latin as its language of business, and in whose
monasteries the old texts were sometimes preserved, was the only link to
the older and better world of learning and high culture: and even that was
pretty tenuous. The
Church structure was just as highly hierarchical as the feudal system, but
unlike anything in the secular world the hierarchy was Europe-wide, and it
was all centred on the Pope in The
Schizophrenic Culture This
conflict was not just a political conflict; the new civilisation was
radically schizophrenic: it operated according to norms derived from two
quite distinct and (one would have thought) incompatible sources. In the
first place, the system of feudalism was the political expression of a
warrior culture that had developed from the warrior culture of the early
barbarian hordes and their early kingdoms. The ethical and cultural norms
derived from that source were similar to those that had prevailed in the
similar circumstances of the Greek Dark Ages of 2000 years earlier: men
were again much concerned with honour, fame, revenge,
courage, and pride. And,
in addition, virtues like loyalty
also featured as key elements of the feudal system. But this system of
norms was also slightly improved by some new elements derived from the
second source: the culturally and politically powerful Christian faith.
We’re already familiar, in very general terms, with the ethos of
Christianity: love, humility, etc. In
uneasy combination these gave rise to the system of courteous behaviour
known as chivalry. It’s unfortunate that chivalry, as the code of a
warrior class, never found a real philosophical champion – but the
outlines of the system can be easily determined from the literature of the
time, such as the romances of King Arthur, or the Song
of Roland or the Romance of the
Rose, or the stories of the Paladins of Charlemagne. Although
philosophical ethics derives almost entirely from the Christian source,
because only the clergy were literate and had an interest in writing down
their claims and justifying them intellectually, nevertheless, chivalry
continues to exert an influence as another layer in our cultural heritage,
and one which is surprisingly close to the surface. For example, we say
that one doesn’t kick a man when he’s down, that one should stand up
for the weak against the strong, and that women and children should be the
first on the lifeboats. We think this is normal, but it’s not. It’s
not normal in most cultures around the world today, and it certainly
wasn’t normal amongst the Greeks and Romans: they would have found the
ideas of chivalry quite alien.
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Law |
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So
this is the culture in which Thomas Aquinas operated: hierarchical, rigid,
divided, with the distribution of power contested by the secular and the
temporal through the medium of competing claims of law. In this context
Aquinas’ concentration on the law and its various forms is hardly to be
wondered at. Of course, as I’ve said before, this is not an entirely new
thing. It is part of a general trend in Western ethical thought that can
be traced back to the classical period but was certainly accelerated by
the normative cast of Christian thought. We’ve seen, for example, that
the Stoics adopted the analogy of a law to explain how things had their
natural functions or their normative modes of behaviour. There was a law about how flutes are to
be treated and what flutes can do, and more importantly there was a law
about what people could do and how they could be trated – and finally
this law was extended into a universal Law (with a capital ‘L’) that
covered all of Nature – that was the Natural Law. In Augustine, that
notion of the Law – which could be determined by rational thought –
joined with the notion, partially derived from Jewish religious ethics,
that the Universal Law was something explicitly handed down by God –
which required some special assistance by God to make it properly known.
Revelation was God’s assistance rendered on behalf of all mankind, and
through the ‘Gift of Grace’ he could render assistance to each person
suffering in this life. In Aquinas’s time the idea of Universal Law also
received a boost with the purely accidental discovery in Aquinas’s
view of Law begins with a general declaration about what law is. He says
it is: an
ordinance of reason for the common good, made by him who has care of the
community, and promulgated.[1] And
there are a couple of points that immediately need to be made here. In the
first place, it is essential to the nature of Law that it is directed at
the common good, which, I suppose must mean the good of the community for
which the laws are promulgated. (It wouldn’t be OK to make laws for a
small minority which would be bad for that community but good for everyone
else, for example.) Moreover, this gives some force to the notion of a
community basis for sovereignty, since any ruler who is in breach of this
obligation is not making ‘laws’ but simply making demands upon those
in his power, and this will certainly have consequences for whether one is
obliged to obey those commands – and possibly upon the legitimacy of the
ruler who is making those demands. We can see from this that Aquinas would
certainly reject the claim, made by Thrasymachus in Plato’s Republic
for example, that what is good is just what is in the interest of the
stronger. A
second point that needs to be made is that laws are specifically an
‘ordinance of reason.’ This means that laws have to have a point.
There has to be a reason for why the laws are to be promulgated; laws are
a means to an end and the means and end have to be connected by reason. In
fact, Eternal
Law Since
Aquinas is a Christian, he holds that God is the benevolent creator of the
world. God rules the world, and does so according to rational principles.
God has a rational plan for the world, which is to say, a plan to achieve
God’s aims with respect to the world – and we know that God has plans
with respect to the world because we know that God is rational and
wouldn’t do anything without a reason. ‘God
Himself considered in that act by which in His wisdom He so orders all
events within the universe that the end for which it was created may be
realized’[2]
is
Granted
that the world is ruled by divine Providence … it is evident that the
whole community of the universe is governed by God’s mind … Since
God’s mind does not conceive in time, but has an eternal concept … it
follows that this law should be called eternal. Through his wisdom God is
the founder of the universe of things and … in relation to them he is
like an artist with regard to the things he makes … [Also] he is the
governor of all acts and notions to be found in each and every creature.
And so, as being the principle through which the universe is created,
divine wisdom means act, or exemplar, or idea, and likewise it also means
law, as moving all things to their due ends. Accordingly the Eternal Law
is nothing other than the exemplar of divine wisdom as directing the
motions and acts of everything.[3] Non-rational
creatures – animals, plants, inanimate objects – “obey” the
Eternal Law blindly. They are determined by it. If a stone thrown in the
air describes a parabola and falls to earth, it does so because of God’s
design of the world. That is, it does so because of the Eternal Law of
God. It doesn’t “obey” these laws, strictly speaking, but its path
through space is determined by them. Natural
Law We,
however, are not like rocks. Just like the Stoics, Aquinas acknowledges
that there is a fundamental differnece between humans and everything
non-human; and that difference is that we are rational creatures, which
means, according to Aquinas, that we have free will and can make up our
own minds about how we will act. Because we have free will, our behaviour
is not determined by God’s Eternal Law in the way that a stone’s path
through space is. Instead, we experience God’s Eternal Law as normative:
as a demand telling us how we ought
to behave, not how we inevitably will
behave. Aquinas’s key philosophical claim is that God’s Eternal
Law is both descriptive (for non-rational nature) and normative (for
rational nature: us and any other rational creatures, e.g. angels). When
he speaks of this law in its normative aspect, Aquinas refers to
“Natural Law”. Natural Law, therefore, consists in principles that we
should respect because they are “natural”: they are part of God’s
providential organization of the world. Let’s
just go back for a second to make some points a bit clearer. We’ve seen
this idea of normativity in several places, and it is one of the most
problematic ideas in philosophy. Think of it this way: Descriptive laws
are laws describing how things do in fact behave. We’re very familiar
with these sorts of ‘laws’ from modern Science – in fact we tend to
identify this sort of thing with Science, but that’s another matter. A
law like ‘A moving object will continue to move in a straight line
unless acted upon by some Force’ is a descriptive law. It tells you that
if you have a rock and you throw it it will move in a straight line unless
acted on by Gravity, or friction forces, or something. And this will always
be the case. (Confusingly enough, it’s only these that we generally
think of when we talk about natural laws today – so influenced are we by
the cultural triumph of Science.) Normative laws, on the other hand, are
laws that set out how people ought to behave. They are also called just
‘norms.’ We’re very familiar with this sort of thing too: we see it
in traffic laws or the criminal code. A law like ‘Do not steal’ is a
normative law, or a norm, and it’s pretty clear that it’s not the sort
of thing that describes what happens. In fact it may not even have the
same grammatical form. Descriptive laws tend to be hypothetical statements
– ‘if this is the case then this will follow’, whereas norms tend to be imperatives –
‘do this!’ Now,
I said that the idea of normativity is a tricky one, but by that I
didn’t really mean that it’s tricky to make the distinction between
normative and descriptive laws. That, I think, you can come to understand
pretty quickly. No, the tricky thing is trying to understand what words
like ‘ought’ are actually saying without getting into nasty circular
series of definitions. ‘I ought to do X’ means ‘I’m obliged to do
X’, means that ‘it’s a law that X is to be done’ and ‘to be a
law is to say what ought to be’, and so on. There seems to be no way to
break out of this little circle of related terms to get obligations from
the simple scientific facts of the universe. This is a point that Hume
made and that has been a central problem for ethicists for the last 300
years – especially for those who have a purely materialistic view of the
universe. How can any description of the universe in terms of physical
particles and forces and energies ever yield statements about what ought
to be the case? (Incidentally, simply saying that there’s a God and
we’re obliged to do what God tells us he wants us to do doesn’t help
at all. We still wouldn’t know how obligation
arises or how it relates to the world + God as it actually exists.) a.
Natural
Inclinations But
that’s not to the point at the moment. What we need to know now is how
we can figure out the content of Natural Law. It’s all very well to say
that this Natural Law is what tells us what we ought to do, and to know
that what we ought to do is to act according to the Providential Will of
God, but that doesn’t immediately tell us, for example, whether or not
we should tell ‘white lies’. Suppose some monk friend of Aquinas’s
was to ask him ‘does this robe make me look fat?’ How would he use the
notion of Natural Law to tell him what he ought to do? How is he to
discover what is in God’s mind for us all and how that relates to this
particular question? You’ll notice that we’re once again faced with
the sort of problem that faced the Stoics when they tried to make us bound
to obey the will of Nature/Zeus. The solution that Aquinas came up with
may strike some of you as also reminiscent of the Stoic philosophy. You
may recall that the moral development that leads one to Virtue – the
final state of knowledge of Nature – was driven by a faculty of
‘affinity’. In Aquinas’s version, because we are made by God
according to natural law and because God wants us to have the capacity for
good, God has made us with natural
inclinations which are reliable
indications of the content of Natural Law. Natural inclinations will
naturally incline us to the pursuit of the end that God has designed for
us. What’s more, it is partly by studying these inclinations that we can
come to know God’s plan for us. In this way, those elements that
aren’t specifically delivered to us by revelation can be discovered by
the use of reason. All
these inclinations, as I say, are intended (by God) to direct us to the
final end he projects for us. The basic principle is “Desire the good
and avoid evil”. The complete obviousness and blandness of this
principle supports Aquinas’s claim that it is fundamental. It is hard to
imagine what else could be done with Good and Evil but to seek the one and
avoid the other, and, similarly, nothing that we should seek or avoid
could possibly be described as other than the Good or the Evil. The
command is almost tautological (except that commands can’t be
tautologies.) What we need to do next is work out what is evil and what is
good. Then we need to work out how
we should seek good and how we
should avoid evil. This
is where Aquinas’s Natural Law theory gets a little complicated. First,
let us turn our attention to the good things we are supposed to seek.
Aquinas gives this list: life, procreation, knowledge, society, and
reasonable conduct. He thinks that we know immediately, by inclination,
that these count as good and are things to be sought out. You’ll recall
that the Stoics had a similar division of desirable objects for the first
two levels of their five-step path to perfection. Those things can be
determined to be desirable with no application of reason at all. Just the
basic unreasoned act of judgement ‘this is good’ when faced with the
opportunity to get one of these things is sufficient. From this sort of
judgement we can then determine a law. This, of course, is something that
we do as reasoning creatures – but, again, the judgement itself is no a
result of reason. So if we find that we judge that we should seek to breed
then we can derive a natural law for this inclination to the effect that
‘It is right to marry and have children.’ b.
Precepts So
far, so good. But in what ways are we supposed pursue these goods? Should
we do just anything to stay alive, or save the life of another, to obtain
knowledge, to procreate, or to become friends with another? Obviously not.
By examining our actions, their goals and their circumstances we can
distinguish between proper and improper or defective ways of trying to
obtain goods. For example, to seek friendship with someone because they
are rich and influential is to fail to show proper regard for the good of
friendship: it is to treat friendship as a tool, something useful for your
other purposes. Again, consider the possibility of saving a life by
killing another person, an innocent bystander. This fails to show proper
regard for the good of life: you intend to kill, so your action is
directed against the value of life. This is a defective way of responding
to the fundamental value of life. Aquinas
does not give us a neat theory about all the conditions under which we act
wrongly. We can’t set out a list of all the rules or specify the Natural
Law in complete detail. Nonetheless, we can observe many clear, general
cases of the Natural Law and its demands upon us. It is always wrong to
kill the innocent, to lie, to commit adultery, sodomy or blasphemy. These
acts are universally wrong, according to Aquinas, because they invariably
violate the dictates of Natural Law. Aquinas distinguishes these as primary
precepts. He claims that these are derivations of the natural law that
must always be true and demonstrably so to anyone who is able to
understand the words in which the law is formulated. The claim that
‘killing innocent people is wrong’ for example is immediately seen to
be true whenever we realise that the primary good of living in a society
(‘loving one another’) is incompatible with the insecurity that would
follow upon a failure to observe that law. On
the other hand, Aquinas admits that some of these primary goods might be
met in a variety of ways. The idea that we should marry and have children
satisfies one way of going forth and breeding, but it’s not the only
way. In certain circumstances other laws might be appropriate. If we were
intelligent fish, for example, the recommendation to marry would not
apply. Much less speculatively, Aquinas derives the law that monogamy is
to be enforced as a way of achieving the primary good of breeding; but he
admits that in certain circumstances polygamy or polyandry might be the
more appropriate way to go. All of these sorts of derived laws are
therefore distinguished by him as secondary precepts. They are known
through a process of reasoning from
primary precepts which might.not be self-evident and certainly doesn’t
result in a universal law, but only in a contingent law, one that is
dependent on changeable circumstances. Contemporary applications of
Natural Law theory of this kind are behind many condemnations of abortion,
euthanasia, genetic engineering, embryonic stem-cell research,
homosexuality, transexuality, pornography, masturbation. According to many
Natural Law theorists, these are all defective ways of dealing with
fundamental human goods – life (in the case of abortion, euthanasia,
genetic engineering, embryonic stem-cell research) and procreation (in the
case of homosexuality, transexuality, pornography, masturbation). c.
Critique Of
course, all of this natural law theory is still vulnerable to exactly the
same criticism as was made of the natural law proposals of the Stoics and
of Augustine. That is that the natural law theorist is confusing the
descriptive and the normative aspects of law. You can’t go straight from
a declaration that there is a natural law to describe how things actually
are to a declaration that the natural law describes how things ought
to be. The idea that Man is able to cheat descriptive natural law in
his behaviour by an application of his own free will is rather like saying
that he can deny the Law of Gravity in the same way. Divine
Law One
of the divisions of Law according to Aquinas that is usually skipped over
pretty quickly – and I’m going to do that too – is the category of
Divine Law. If you cast your mind back a few minutes you might recollect
that when I was talking about inclinations I said that it is partly by
studying these inclinations that we can come to know God’s plan for us.
In this way, I said, those elements that aren’t specifically delivered
to us by revelation can be discovered by the use of reason. Those elements
that are specifically delivered
to us by revelation, however, cannot be known by reason, and for them we
have to simply follow the ritual laws as they are given to us in the Bible
through the authority of God. You’ll recall that something like this was
important for Augustine too, because it enabled him to distinguish his end
from the ends to the pagans in his eudaimonistic theory of virtue. Aquinas
has different reasons and you can find them in his Summa[4]
too. Positive
Law Natural
Law contrasts with what Aquinas calls ‘Positive Law’. Positive law is
the law enacted by societies. Some positive laws reflect natural law. For
example, it is against natural law and against positive law in most
societies to murder somebody. Some positive laws are conventional and not
part of natural law. For example, it is against the positive laws of
[1]
ST Ia IIae 90.4 [2] Catholic Encyclopaedia, s.v. ‘Divine Providence’ (http://www.newadvent.org/cathen/12510a.htm) [3]
91.1, 3 [4]
ST Ia IIae 91.4 [5]
ST Ia IIae 95.3
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Moral Problems |
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So much, then, for Aquinas’s thoughts on Law.
Now we’re going to look at a couple of special topics in Aquinas’s
moral philosophy; but we’re not going to talk about how they’re
connected to the Law or Virtue or Final Ends concerns of Aquinas – that
connection will be fairly obvious anyway. We’re interested in the
doctrines he has derived rather than their derivation at this point. We
need to look at these because they’ve had quite an effect upon the range
of actions that are felt to be allowed, and how we could go about
justifying them. The two that I’m thinking of are the Doctrine of Double
Effect, and Just War Theory. Doctrine
of Double Effect We’ll
start with the so-called Doctrine of Double Effect. Here is a problem.
According to Natural Law theory it is absolutely wrong to kill another
human being, even if killing the person would save other lives. The life
of one cannot morally be sacrificed for the lives of others. However, what
about self-defense? Say I am attacked by someone, and the only way for me
to defend myself is to kill the attacker. Does Aquinas say that it is
wrong for me to defend myself? No. He has a way out, called the
“Doctrine of Double Effect”. He writes: Nothing
hinders one act from having two effects, only one of which is intended,
while the other is beside the intention. … Accordingly, the act of
self-defense may have two effects: one, the saving of one’s life; the
other, the slaying of the aggressor. …
Therefore,
this act, since one’s intention is to save one’s own life, is not
unlawful, seeing that it is natural to everything to keep itself in being
as far as possible. … And yet, though proceeding from a good intention,
an act may be rendered unlawful if it be out of proportion to the end.
Wherefore, if a man in self-defense uses more than necessary violence, it
will be unlawful, whereas, if he repels force with moderation, his defense
will be lawful.[1]
Summa Theoligica (II-II, Qu. 64,
Art.7.) This
basic idea, that it is permissible to do something with a morally bad
effect as long as this effect is not your intention, has been refined and
developed over the centuries. Here is a more contemporary version of the
doctrine, from Joseph Mangan[2]: A person may licitly perform an action that he foresees will produce a good
effect and a bad effect provided that four conditions are verified at one
and the same time: 1.
that the action in itself from its very object be good or
at least indifferent; 2.
that the good effect and not the evil effect be intended; 3.
that the good effect be not produced by means of the evil
effect; 4.
that there be a proportionately grave reason for
permitting the evil effect. These
modern versions make self-defense tricky. I can’t save myself by
shooting my assailant, because shooting dead another is a directly bad
effect, violating condition 1. But I could, perhaps, strike my assailant
hard enough to knock him out, foreseeing that the strike could well also
kill him. Here
are two other examples of the doctrine of double effect in action.[3] 1.
The terror bomber aims to bring about civilian deaths in
order to weaken the resolve of the enemy: when his bombs kill civilians
this is a consequence that he intends. The strategic bomber aims at
military targets while foreseeing that bombing such targets will cause
civilian deaths. When his bombs kill civilians this is a foreseen but
unintended consequence of his actions. Even if it is equally certain that
the two bombers will cause the same number of civilian deaths, terror
bombing is impermissible while strategic bombing is permissible. 2.
A doctor who intends to hasten the death of a terminally
ill patient by injecting a large dose of morphine would act impermissibly
because he intends to bring about the patient's death. However, a doctor
who intended to relieve the patient's pain with that same dose and merely
foresaw the hastening of the patient's death would act permissibly. Just
War The other topic that Aquinas has been credited
with developing into an important focus of ethical inquiry is the Theory
of the Just War – the war that it is morally proper to wage. Now, it
might be thought that War is impossible for Christians because their rules
say that they’re not supposed to kill: the tablet says “Thou shalt not
kill” which seems pretty explicit. How then is it possible for the
Christians to go to war? And this is no theoretical topic – the Pope had
recently (1095) called upon the people of jus ad bellum.
When is it right to go to war? jus in jus post bellum
. What is the right way to end a war? How should victors behave?
a.
jus ad bellum: Aquinas’s Version In
order for a war to be just, three things are necessary. First, the
authority of the sovereign by whose command the war is to be waged. Secondly,
a just cause is required, namely that those who are attacked, should be
attacked because they deserve it on account of some fault. Thirdly,
it is necessary that the belligerents should have a rightful intention, so
that they intend the advancement of good, or the avoidance of evil.[4]
b.
jus ad bellum: A Modern Version 1.
A just war must be declared
by a legitimate authority. 2.
A just war must be declared
and prosecuted with the right intention.
(In defence of one’s country; to redress a grave wrong; to rescue
a threatened people.) 3.
There must be a strong
probability of success. 4.
The good obtained must be
proportional to the harm done. 5.
War must be a last resort
(i.e. reasonable peaceful means of address must be exhausted).
[1]
ST IIaIIae 64.7 [2]
Mangan, J. “An
Historical Analysis of the Principle of Double Effect”. Theological
Studies 10, 1949, pp. 41-61. p. 43 [3]
Alison McIntyre “The
Doctrine of Double Effect” Stanford
Encyclopedia of Philosophy [4]
ST
IIaIIae
40.1
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